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Ooma (NYSE: OOMA) legal chief gets 50,000-share grant, with tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ooma, Inc. senior vice president and chief legal officer Jenny C. Yeh reported routine equity compensation and tax-related share withholding. On March 12, she received a grant of 50,000 shares of common stock at no cost, representing restricted stock units that will vest over time beginning on June 1, 2026 in equal quarterly installments, subject to continued service.

On March 10, 1,817 shares of common stock at $14.24 per share were delivered back to Ooma to cover withholding taxes due upon vesting of restricted stock units, a non-market, tax-withholding disposition. Following these transactions, she holds 286,042 shares of Ooma common stock directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yeh Jenny C

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/10/2026 F(1) 1,817 D $14.24 236,042 D
Common Stock 03/12/2026 A 50,000(2) A $0 286,042 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
2. Represents restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2026 and 1/16th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the Issuer's 2015 Equity Incentive Plan) through each applicable vesting date.
/s/ Jenny C. Yeh 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did OOMA SVP & Chief Legal Officer Jenny Yeh report on this Form 4?

Jenny Yeh reported receiving 50,000 shares of OOMA common stock as an equity grant and surrendering 1,817 shares to the company for tax withholding. These transactions reflect routine stock-based compensation and related tax payments, not open-market buying or selling.

How many OOMA shares does Jenny Yeh hold after the latest Form 4 transactions?

After the reported transactions, Jenny Yeh directly holds 286,042 shares of OOMA common stock. This figure reflects the addition of 50,000 granted shares and the earlier delivery of 1,817 shares to the company for tax withholding on vested restricted stock units.

Was the 1,817-share OOMA transaction a sale by Jenny Yeh on the open market?

No, the 1,817 OOMA shares were delivered to the company to pay withholding taxes on vested restricted stock units. This tax-withholding disposition is not an open-market sale and does not represent a discretionary trading decision by the insider.

How will Jenny Yeh’s 50,000-share OOMA equity grant vest over time?

The 50,000-share restricted stock unit grant will vest in 16 installments. One-sixteenth vests on June 1, 2026, and one-sixteenth vests on the same day every third month thereafter, contingent on her continuous service under Ooma’s 2015 Equity Incentive Plan.

Does this OOMA Form 4 indicate any option exercises or derivative transactions for Jenny Yeh?

This Form 4 does not report any option exercises or other derivative security transactions for Jenny Yeh. It shows only common stock entries related to a new restricted stock unit-based grant and shares delivered to satisfy tax withholding obligations on previously vested units.
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388.61M
25.80M
Software - Application
Services-computer Processing & Data Preparation
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United States
SUNNYVALE