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Ooma (NYSE: OOMA) CAO delivers shares to cover RSU tax liability

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ooma Inc.'s Chief Accounting Officer, Namrata Sabharwal, transferred 415 shares of common stock to the company at a price of $17.15 per share to cover withholding taxes due upon the vesting of restricted stock units. After this tax-withholding disposition, she directly holds 87,967 shares of Ooma common stock.

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Insider Sabharwal Namrata
Role Chief Accounting Officer
Type Security Shares Price Value
Tax Withholding Common Stock 415 $17.15 $7K
Holdings After Transaction: Common Stock — 87,967 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares delivered for tax withholding 415 shares Common Stock used to pay RSU withholding taxes
Share value for tax withholding $17.15 per share Value applied to 415 shares delivered
Shares owned after transaction 87,967 shares Direct Ooma common stock holding post-transaction
Tax-withholding dispositions 1 transaction, 415 shares Summary of F-code tax withholding in this Form 4
restricted stock units financial
"withholding tax liability upon vesting of the restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
withholding tax liability financial
"payment of the withholding tax liability upon vesting"
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sabharwal Namrata
(Last)(First)(Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200
(Street)
SUNNYVALE CALIFORNIA 94085
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/15/2026F(1)415D$17.1587,967D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
/s/ Namrata Sabharwal06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did OOMA Chief Accounting Officer Namrata Sabharwal report on this Form 4?

She reported delivering 415 Ooma common shares to the company to pay withholding taxes on vested restricted stock units. This was a tax-withholding disposition, not an open-market stock sale or purchase.

How many OOMA shares were used for tax withholding in this transaction?

A total of 415 Ooma common shares were delivered back to the company. The shares covered the withholding tax liability that arose when Namrata Sabharwal’s restricted stock units vested.

At what price were the OOMA shares valued for this tax-withholding disposition?

The 415 Ooma shares used for tax withholding were valued at $17.15 per share. This price is reported in the Form 4 as the value applied for the withholding tax payment.

How many OOMA shares does Namrata Sabharwal hold after this Form 4 transaction?

Following the tax-withholding disposition, Namrata Sabharwal directly holds 87,967 shares of Ooma common stock. This post-transaction balance is reported as her direct ownership in the filing.

Was this OOMA Form 4 transaction an open-market sale or a routine tax payment?

It was a routine tax payment. The shares were delivered to Ooma to satisfy withholding tax on vested restricted stock units, rather than being sold in the open market to outside investors.