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[Form 4] OOMA INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Namrata Sabharwal, Chief Accounting Officer of Ooma, Inc. (OOMA) filed a Form 4 reporting two dispositions of common stock related to restricted stock unit vesting. On 09/10/2025 she delivered 476 shares at $12.51 and on 09/15/2025 she delivered 376 shares at $12.73 to the issuer to satisfy withholding tax obligations, per the filing explanation. Following the reported transactions her beneficial ownership is reported as 64,931 shares after the first transaction and 64,555 shares after the second, held directly.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine tax-related share deliveries by an officer; standard compliance with Section 16 reporting.

The Form 4 documents routine dispositions tied to the vesting of restricted stock units, where shares were delivered to the issuer to pay withholding taxes. This is a common, non-dispositive event for insiders and does not indicate an open-market sale for liquidity or a change in control. Reporting is timely and specific, listing transaction dates, share counts, prices, and resulting direct beneficial ownership figures.

TL;DR: Small reduction in insider-held shares; transaction sizes are immaterial to market capitalization.

The two reported deliveries total 852 shares (476 and 376) at prices of $12.51 and $12.73 respectively. These amounts reflect tax withholding on RSU vesting rather than open-market dispositions and reduce direct beneficial ownership marginally from the earlier level to 64,555 shares. Given the small share counts relative to typical issuer float, the transactions are unlikely to have material market impact.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sabharwal Namrata

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/10/2025 F(1) 476 D $12.51 64,931 D
Common Stock 09/15/2025 F(1) 376 D $12.73 64,555 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
/s/ Namrata Sabharwal 09/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for OOMA (OOMA)?

Namrata Sabharwal, Chief Accounting Officer of Ooma, Inc., signed the Form 4 on 09/16/2025.

What transactions are reported on the Form 4 for OOMA?

Two dispositions of common stock: 476 shares on 09/10/2025 at $12.51 and 376 shares on 09/15/2025 at $12.73.

Why were the OOMA shares delivered to the issuer?

The filing states the shares were delivered to Ooma to pay the withholding tax liability upon vesting of restricted stock units.

How many OOMA shares does the reporting person beneficially own after the transactions?

The filing reports 64,931 shares after the 09/10/2025 transaction and 64,555 shares after the 09/15/2025 transaction, held directly.

Were these open-market sales reported on the Form 4?

No; the Form 4 indicates the shares were delivered to the issuer for tax withholding related to RSU vesting, not open-market sales.
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OOMA Stock Data

332.66M
25.76M
6.77%
70.69%
2.53%
Software - Application
Services-computer Processing & Data Preparation
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United States
SUNNYVALE