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Ooma (OOMA) CEO gets 300,000 RSUs and covers taxes with shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ooma Inc. director and CEO Eric B. Stang reported offsetting equity transactions in company common stock. He disposed of 6,230 shares at $12.36 per share through a tax-withholding disposition, delivering shares to the company to cover withholding taxes on vesting restricted stock units.

On the same date, he acquired a grant of 300,000 restricted stock units at no cost. According to the disclosure, 1/16 of the original RSU amount will vest on June 1, 2026, with additional 1/16 installments vesting every third month thereafter, subject to his continued service. He also reports indirect ownership of 1,236,997 shares held by the Stang Family Trust.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
STANG ERIC B

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO and Pres.
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 F(1) 6,230 D $12.36 634,038 D
Common Stock 03/01/2026 A 300,000 A $0 934,038(2) D
Common Stock 1,236,997 I By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
2. Represents restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2026 and 1/16th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the Issuer's 2015 Equity Incentive Plan) through each applicable vesting date.
/s/ Eric B. Stang 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did OOMA CEO Eric Stang report on this Form 4?

Eric Stang reported a tax-withholding disposition of 6,230 OOMA common shares and an award of 300,000 restricted stock units. The disposition satisfied withholding taxes on vesting RSUs, while the new RSU grant expands his equity-based compensation, subject to future vesting conditions.

How many OOMA shares were disposed of for tax withholding by Eric Stang?

He disposed of 6,230 OOMA common shares at $12.36 per share through a tax-withholding transaction. These shares were delivered to the company to cover withholding tax obligations that arose when previously granted restricted stock units vested, rather than being sold in an open market trade.

What is the size and cost of Eric Stang’s new OOMA RSU award?

Eric Stang received a grant of 300,000 OOMA restricted stock units at a stated price of $0.00 per unit. This award represents additional stock-based compensation that will convert into common shares only as the RSUs vest according to the defined multi-year schedule.

How do the newly granted OOMA RSUs to Eric Stang vest over time?

The 300,000 restricted stock units vest in sixteen equal installments. One‑sixteenth vests on June 1, 2026, and another one‑sixteenth vests on the same calendar day every third month afterward, contingent on Stang maintaining continuous service under Ooma’s 2015 Equity Incentive Plan.

What indirect OOMA share holdings are reported for the Stang Family Trust?

The filing lists 1,236,997 OOMA common shares held indirectly through the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust. These shares are attributed as indirect ownership, indicating they are held in the family trust rather than directly in Eric Stang’s personal name.
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Software - Application
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United States
SUNNYVALE