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Ooma (OOMA) director Peter Goettner receives 9,743-share stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ooma, Inc. director Peter J. Goettner received a grant of 9,743 shares of common stock, reported as a grant, award, or other acquisition at a price of $0.00 per share. Following this award, he directly holds 174,010 shares of Ooma common stock.

According to the footnote, 100% of the related restricted stock units are scheduled to vest on the date of the company’s 2027 annual stockholder meeting, conditioned on his continued service on the board.

Positive

  • None.

Negative

  • None.
Insider GOETTNER PETER J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 9,743 $0.00 --
Holdings After Transaction: Common Stock — 174,010 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Stock grant 9,743 shares Common stock grant coded as award acquisition
Post-transaction holdings 174,010 shares Total common shares held directly after grant
Grant price $0.00 per share Reported transaction price for awarded common stock
Vesting date 2027 annual stockholder meeting Restricted stock units vest 100% on this date
restricted stock units financial
"100% of the total number of restricted stock units shall vest on the date of the Company's 2027 annual stockholder meeting"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
annual stockholder meeting financial
"shall vest on the date of the Company's 2027 annual stockholder meeting"
An annual stockholder meeting is a yearly gathering where a company's owners (shareholders) receive updates on performance, vote on key issues like board members, executive pay and major corporate plans, and ask questions of management. Think of it as a company town hall where choices about oversight and direction are decided; outcomes can affect management accountability, corporate strategy and ultimately the value and risks of investors’ shares.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOETTNER PETER J
(Last)(First)(Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200
(Street)
SUNNYVALE CALIFORNIA 94085
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/04/2026A9,743(1)A$0174,010D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. 100% of the total number of restricted stock units shall vest on the date of the Company's 2027 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.
/s/ Peter J. Goettner06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did OOMA director Peter J. Goettner acquire in this Form 4 filing?

Peter J. Goettner received a grant of 9,743 shares of Ooma common stock at a reported price of $0.00 per share. The grant is categorized as a grant, award, or other acquisition, reflecting equity-based compensation for his board service.

How many OOMA shares does Peter J. Goettner hold after this grant?

After the reported grant, Peter J. Goettner directly holds 174,010 shares of Ooma common stock. This figure includes the newly granted 9,743 shares and represents his total direct ownership position as of the transaction date reported in the Form 4.

When do Peter J. Goettner’s OOMA restricted stock units vest?

The filing states that 100% of the restricted stock units vest on the date of Ooma’s 2027 annual stockholder meeting. Vesting is conditioned on Goettner’s continued service as a member of the board through that meeting, aligning incentives with long-term governance.

What is the nature of the OOMA stock transaction reported for Peter J. Goettner?

The transaction is recorded with code A, described as a grant, award, or other acquisition. It is a non-derivative transaction in common stock, indicating stock-based compensation rather than an open-market purchase or sale, with a reported per-share price of $0.00.

Does the OOMA Form 4 show any stock sales by Peter J. Goettner?

The summarized data show no stock sales by Peter J. Goettner in this Form 4. It reports one acquisition transaction coded as a grant, award, or other acquisition, and the transaction summary indicates zero sell transactions and a neutral net buy-sell share position.