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Ooma (OOMA) director awarded 9,743 RSUs vesting at 2027 stockholder meeting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Galligan Andrew H reported acquisition or exercise transactions in this Form 4 filing.

Ooma, Inc. director Andrew H. Galligan received a grant of 9,743 shares of common stock in the form of restricted stock units at no cash cost. These RSUs will vest 100% on the date of Ooma’s 2027 annual stockholder meeting, as long as he continues serving on the Board. Following this award, he directly holds 250,824 shares of Ooma common stock.

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Insider Galligan Andrew H
Role null
Type Security Shares Price Value
Grant/Award Common Stock 9,743 $0.00 --
Holdings After Transaction: Common Stock — 250,824 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 9,743 shares Restricted stock units granted to director on 2026-06-04
Post-grant holdings 250,824 shares Total Ooma common shares held directly after transaction
Grant price $0.0000 per share Reported price for RSU grant (compensation award, no cash paid)
restricted stock units financial
"100% of the total number of restricted stock units shall vest on the date of the Company's 2027 annual stockholder meeting"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
annual stockholder meeting financial
"shall vest on the date of the Company's 2027 annual stockholder meeting"
An annual stockholder meeting is a yearly gathering where a company's owners (shareholders) receive updates on performance, vote on key issues like board members, executive pay and major corporate plans, and ask questions of management. Think of it as a company town hall where choices about oversight and direction are decided; outcomes can affect management accountability, corporate strategy and ultimately the value and risks of investors’ shares.
Board financial
"subject to the Reporting Person's continued service as a member of the Board"
A board is a group of elected people who oversee a company’s direction and management, like a steering committee that hires and evaluates the CEO, approves major deals, and sets broad policies. Investors care because the board’s decisions and oversight shape strategy, risk, dividend and takeover decisions, and legal protections for shareholders—so a strong, independent board can increase the chances of steady returns and protect against mismanagement.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Galligan Andrew H

(Last)(First)(Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CALIFORNIA 94085

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/04/2026A9,743(1)A$0250,824D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. 100% of the total number of restricted stock units shall vest on the date of the Company's 2027 annual stockholder meeting, subject to the Reporting Person's continued service as a member of the Board.
/s/ Andrew H. Galligan06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did OOMA director Andrew H. Galligan report in this Form 4?

Andrew H. Galligan reported receiving 9,743 restricted stock units of Ooma common stock. These units are a stock-based compensation award and were granted at no cash cost, increasing his direct holdings to 250,824 shares after the transaction.

Is the OOMA Form 4 transaction a purchase or a grant?

The Form 4 shows a grant, not an open-market purchase. Galligan received 9,743 restricted stock units coded as an acquisition (A), reflecting a compensation-related award of shares rather than buying stock in the market.

When do Andrew H. Galligan’s new OOMA restricted stock units vest?

All 9,743 restricted stock units vest on the date of Ooma’s 2027 annual stockholder meeting. Vesting is conditioned on Galligan’s continued service as a member of the Board through that meeting date, according to the footnote disclosure.

How many OOMA shares does Andrew H. Galligan hold after this Form 4?

After the grant of 9,743 restricted stock units, Galligan directly holds 250,824 shares of Ooma common stock. This total reflects his position immediately following the reported award as disclosed in the Form 4 transaction details.

What does transaction code “A” mean in the OOMA Form 4 filing?

Transaction code “A” indicates a grant, award, or other acquisition of securities. In this case, it refers to 9,743 restricted stock units granted to Galligan as compensation, not an open-market stock purchase or sale.

Are there any conditions attached to Galligan’s OOMA restricted stock units?

Yes. The footnote states 100% of the 9,743 restricted stock units vest only on the date of Ooma’s 2027 annual stockholder meeting, and only if Galligan continues to serve as a Board member through that time.