Ooma legal chief sells 1,226 shares at $23

OOMA’s SVP & Chief Legal Officer disposed of shares for tax withholding and sold additional shares under a pre-arranged Rule 10b5-1 trading plan.

Rhea-AI Filing Summary

OOMA INC (OOMA) reported insider transactions by Jenny C. Yeh, its SVP & Chief Legal Officer. On September 1, 2026, she delivered a total of 3,822 shares of common stock at $21.88 per share to the issuer to pay withholding tax liability upon vesting of restricted stock units. On September 3, 2026, she sold 1,226 shares of common stock at $23.00 per share in a transaction effected under a Rule 10b5-1 trading plan adopted on April 1, 2026.

Insider Trade Summary 10b5-1

Net Seller: 1,226 shares

Net Sell 3 txns

Insider Yeh Jenny C

Role SVP & Chief Legal Officer

Sold 1,226 shs ($28K)

Type	Security	Shares	Price	Value
Sale	Common Stock F2	1,226	$23.00	$28K
Tax Withholding	Common Stock F1	1,583	$21.88	$35K
Tax Withholding	Common Stock F1	2,239	$21.88	$49K

Holdings After Transaction: Common Stock — 232,601 shares (Direct)

Footnotes (2)

1. F1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
2. F2. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 1, 2026.

Key Figures

Shares sold: 1,226 shares Sale price: $23.00 per share Shares delivered for tax withholding: 3,822 shares +3 more

6 metrics

Shares sold 1,226 shares Sale of OOMA common stock on September 3, 2026

Sale price $23.00 per share Price for 1,226 shares sold on September 3, 2026

Shares delivered for tax withholding 3,822 shares Shares delivered on September 1, 2026 to pay withholding tax liability

Tax withholding price $21.88 per share Reference price for 3,822 shares delivered on September 1, 2026

Total shares in reported transactions 5,048 shares Combined sale and tax-withholding dispositions reported in this Form 4

Rule 10b5-1 plan adoption date April 1, 2026 Plan governing the September 3, 2026 sale of 1,226 shares

Key Terms

withholding tax liability, restricted stock units, Rule 10b5-1 trading plan

3 terms

withholding tax liability financial

"payment of the withholding tax liability upon vesting of the restricted"

restricted stock units financial

"upon vesting of the restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 10b5-1 trading plan regulatory

"transaction was effected pursuant to a 10b5-1 trading plan adopted"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did OOMA (OOMA) disclose for Jenny C. Yeh?

OOMA disclosed that Jenny C. Yeh delivered 3,822 shares on September 1, 2026 to cover withholding tax liability on vested RSUs and sold 1,226 shares on September 3, 2026 at $23.00 per share under a Rule 10b5-1 trading plan.

How many OOMA shares did Jenny C. Yeh sell on September 3, 2026 and at what price?

On September 3, 2026, Jenny C. Yeh sold 1,226 shares of OOMA common stock at a price of $23.00 per share in a transaction described as a sale in open market or private transaction.

Were Jenny C. Yeh’s OOMA share sales made under a Rule 10b5-1 plan?

Yes. The September 3, 2026 sale of 1,226 shares of OOMA common stock was effected pursuant to a Rule 10b5-1 trading plan that Jenny C. Yeh adopted on April 1, 2026, and the filing affirms Rule 10b5-1 plan status.

Why did Jenny C. Yeh dispose of 3,822 OOMA shares on September 1, 2026?

On September 1, 2026, Jenny C. Yeh delivered a total of 3,822 shares of OOMA common stock at $21.88 per share to the issuer in payment of her withholding tax liability arising upon vesting of restricted stock units.

What is the total number of OOMA shares involved in Jenny C. Yeh’s Form 4 transactions?

The Form 4 reports 5,048 shares of OOMA common stock, including 3,822 shares delivered to cover withholding taxes on RSU vesting and 1,226 shares sold at $23.00 per share under a Rule 10b5-1 trading plan.

What role does Jenny C. Yeh hold at OOMA (OOMA)?

Jenny C. Yeh is identified as a director and as an officer of OOMA, serving as SVP & Chief Legal Officer, according to the Form 4 reporting these transactions in OOMA common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 07:18 PM EDT Accepted by SEC EDGAR 09/03/2026 - 07:17 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Yeh Jenny C

(Last) (First) (Middle)

C/O OOMA, INC.

525 ALMANOR AVE., SUITE 200

(Street)

SUNNYVALE CALIFORNIA 94085

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026		F(1)		1,583	D	$21.88	236,066	D
Common Stock	09/01/2026		F(1)		2,239	D	$21.88	233,827	D
Common Stock	09/03/2026		S(2)		1,226	D	$23	232,601	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

2. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 1, 2026.

	/s/ Jenny Yeh	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)