Ooma legal chief sells 1,948 shares at $23

Ooma’s SVP & Chief Legal Officer reported a small 10b5-1 planned sale and a separate share delivery to cover RSU withholding taxes.

Available on EDGAR 09/14/2026 - 05:01 PM EDT Accepted by SEC EDGAR 09/14/2026 - 04:59 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

OOMA INC (OOMA) reported that its SVP & Chief Legal Officer, Jenny C. Yeh, disclosed two transactions in common stock. On September 11, 2026, she sold 1,948 shares at $23.00 per share in a transaction effected pursuant to a Rule 10b5-1 trading plan adopted on April 1, 2026. On September 10, 2026, she delivered 1,933 shares to Ooma to pay the withholding tax liability arising from the vesting of restricted stock units.

Insider Trade Summary 10b5-1

Net Seller: 1,948 shares

Net Sell 2 txns

Insider Yeh Jenny C

Role SVP & Chief Legal Officer

Sold 1,948 shs ($45K)

Share of Position Sold 0.85%

Type	Security	Shares	Price	Value
Sale	Common Stock F2	1,948	$23.00	$45K
Tax Withholding	Common Stock F1	1,933	$22.67	$44K

Holdings After Transaction: Common Stock — 225,978 shares (Direct)

Holdings Before and After: Common Stock, 229,859 to 225,978 shares (Direct)

Other Insiders: 3 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (2)

1. F1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
2. F2. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 1, 2026.

Key Figures

Shares sold: 1,948 shares Sale price: $23.00 per share Shares delivered for tax withholding: 1,933 shares +3 more

6 metrics

Shares sold 1,948 shares Open-market sale on September 11, 2026

Sale price $23.00 per share Open-market sale of 1,948 shares on September 11, 2026

Shares delivered for tax withholding 1,933 shares Delivered to issuer on September 10, 2026 for RSU withholding taxes

Value per share for tax withholding $22.67 per share Tax-withholding share delivery on September 10, 2026

Total shares disposed 3,881 shares Combined sale and tax-withholding delivery reported in this Form 4

Rule 10b5-1 plan adoption date April 1, 2026 Plan under which the September 11, 2026 sale was effected

Key Terms

Rule 10b5-1 trading plan, withholding tax liability, restricted stock units, Form 4

4 terms

Rule 10b5-1 trading plan regulatory

"This transaction was effected pursuant to a 10b5-1 trading plan adopted"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

withholding tax liability financial

"in payment of the withholding tax liability upon vesting of the restricted"

restricted stock units financial

"upon vesting of the restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 4 regulatory

"Total shares disposed reported in this Form 4"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did OOMA’s SVP & Chief Legal Officer report?

Jenny C. Yeh reported selling 1,948 OOMA shares on September 11, 2026 at $23.00 per share under a Rule 10b5-1 plan, and delivering 1,933 shares on September 10, 2026 to Ooma to pay withholding taxes on vested restricted stock units.

Was the OOMA insider sale made under a Rule 10b5-1 trading plan?

Yes. The sale of 1,948 OOMA shares on September 11, 2026 was effected pursuant to a Rule 10b5-1 trading plan adopted by Jenny C. Yeh on April 1, 2026, indicating the trades were pre-arranged rather than opportunistic.

At what prices were the OOMA insider transactions reported?

The open-market sale was reported at $23.00 per share for 1,948 shares on September 11, 2026. The tax-withholding share delivery on September 10, 2026 involved 1,933 shares valued at $22.67 per share for withholding purposes.

Why did the OOMA insider deliver 1,933 shares to the company?

Jenny C. Yeh delivered 1,933 OOMA shares to the issuer on September 10, 2026 to pay the withholding tax liability due upon vesting of her restricted stock units, rather than paying those taxes in cash.

How many OOMA shares did the insider dispose of in total in this Form 4?

Across both reported transactions, Jenny C. Yeh disposed of 3,881 shares of OOMA common stock: 1,948 shares via an open-market sale and 1,933 shares delivered to Ooma for RSU tax withholding.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Yeh Jenny C

(Last) (First) (Middle)

C/O OOMA, INC.

525 ALMANOR AVE., SUITE 200

(Street)

SUNNYVALE CALIFORNIA 94085

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/10/2026		F(1)		1,933	D	$22.67	227,926	D
Common Stock	09/11/2026		S(2)		1,948	D	$23	225,978	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

2. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 1, 2026.

	/s/ Jenny Yeh	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)