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Ooma (NYSE: OOMA) CFO uses 1,678 shares at $10.98 for RSU tax withholding

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ooma, Inc. reported that its Chief Financial Officer delivered shares of company common stock to cover taxes due on recently vested restricted stock units. On 12/01/2025, the CFO disposed of 1,678 shares of Ooma common stock at a price of $10.98 per share, specifically to satisfy withholding tax obligations tied to the vesting event. After this tax-related transaction, the CFO directly beneficially owned 182,888 shares of Ooma common stock. This filing reflects an administrative equity compensation event rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hamamatsu Shigeyuki

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE, SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/01/2025 F(1) 1,678 D $10.98 182,888 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
/s/ Shigeyuki Hamamatsu 12/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did OOMA's CFO report in this Form 4 filing?

The Chief Financial Officer of Ooma, Inc. (OOMA) reported delivering 1,678 shares of Ooma common stock to the company on 12/01/2025 to cover withholding taxes due upon vesting of restricted stock units.

Was the OOMA CFO's share transaction an open-market sale?

No. The filing explains that the 1,678 shares were delivered to the issuer to pay withholding tax liability resulting from the vesting of restricted stock units, rather than being sold in the open market.

How many OOMA shares does the CFO own after the reported transaction?

Following the tax-related share delivery, the Ooma CFO beneficially owned 182,888 shares of Ooma common stock in direct ownership.

What is the role of the reporting person in OOMA?

The reporting person is an officer of Ooma, Inc., serving as the company’s Chief Financial Officer, and filed this Form 4 as an individual reporting person.

What price per share was used for the OOMA tax-withholding share delivery?

The Form 4 shows the 1,678 shares of Ooma common stock delivered for tax withholding were valued at $10.98 per share for the transaction.

Does this OOMA Form 4 indicate any change in derivative securities?

No derivative securities transactions are reported. The detailed table for derivative securities contains no acquired or disposed amounts in this filing.

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343.13M
25.77M
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2.53%
Software - Application
Services-computer Processing & Data Preparation
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United States
SUNNYVALE