Welcome to our dedicated page for Oceanpal SEC filings (Ticker: OP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for OceanPal Inc. (historically Nasdaq: OP) provides access to the company’s regulatory disclosures as a foreign private issuer. OceanPal files its annual information on Form 20-F and furnishes interim and event-driven updates on Form 6-K. These filings cover topics such as financial condition and results of operations, capital markets transactions, auditor changes, reverse stock splits, ticker symbol changes, and equity compensation awards.
For investors analyzing OceanPal’s shipping activities, Form 6-K submissions include management’s discussion and analysis, unaudited interim consolidated financial statements, and detailed fleet data. The company reports time charter revenues, voyage expenses, vessel operating expenses, and non-GAAP measures like time charter equivalent (TCE) rates and daily vessel operating expenses, along with ownership days, available days, operating days, and fleet utilization. These disclosures help readers understand how OceanPal’s dry bulk and tanker fleet performs under time charter and spot employment.
OceanPal’s filings also document capital raising and structural actions. In 2025, the company filed reports describing an upsized public offering of units under an effective Form F-1 registration statement, a large private investment in public equity (PIPE) transaction involving common shares and pre-funded warrants, and the establishment of an at-the-market offering program under a Sales Agreement with co-sales agents. Additional 6-Ks outline a one-for-twenty-five reverse stock split implemented through Articles of Amendment in the Republic of the Marshall Islands and confirm that the company regained compliance with Nasdaq’s minimum bid price requirement.
Another area of focus in OceanPal’s SEC disclosures is its digital asset treasury and governance. Filings describe the formation of SovereignAI Services LLC to implement a NEAR token treasury strategy, the use of PIPE proceeds to acquire NEAR tokens, and subsequent reports on SovereignAI’s NEAR holdings and yield. Other 6-Ks record changes in auditors, amendments to preferred share designations, an amended and restated stockholders rights agreement, and appointments and resignations of directors and senior executives. Stock Titan’s platform can pair these filings with AI-powered summaries to highlight key terms, structural changes, and treasury developments, helping readers navigate complex documents such as registration statements, stockholders rights agreements, and equity award arrangements.
OceanPal Inc. filed an initial ownership report for Chief Operating Officer David L. Schwed, showing he was granted 1,096,205 restricted stock units. These units vest 25% on September 22, 2026, with the remaining balance vesting in equal monthly installments over the next 36 months, subject to his continued service. Each unit represents a contingent right to receive one share of OceanPal common stock, aligning his compensation with future company performance.
OceanPal Inc. director Papatrifon Eleftherios filed an initial ownership report showing his equity position in the company. He holds 2,084 shares of 8.0% Series C cumulative convertible perpetual preferred stock, which are currently convertible into 3,330,669 shares of common stock, and 470,588 common shares directly. The preferred shares are convertible at his option but are subject to ownership limits that prevent him from becoming the beneficial owner of more than 49% of OceanPal’s outstanding shares.
OceanPal Inc. filed an initial insider ownership report for Margarita Veniou, who serves as the company’s Secretary. This Form 3 filing establishes her status as a reporting officer of the company but does not detail any specific transactions in the company’s securities.
OceanPal Inc. Co-Chief Executive Officer Ternullo Salvatore J. reported initial ownership of 822,156 restricted stock units. These units were granted as equity compensation and vest 25% on September 1, 2026, with the remaining balance vesting in equal monthly installments over the next 36 months, subject to continued service.
Each restricted stock unit represents a contingent right to receive one share of OceanPal’s common stock, at an exercise price of zero and with an expiration date of September 1, 2029. The filing does not show any open-market buying or selling, only this equity award position.
OceanPal Inc. director Marton Peter has filed a Form 3, which is the initial statement of beneficial ownership for insiders. The provided data shows no reported transactions, share purchases, sales, or derivative positions for this insider in this filing.
OceanPal Inc. director Richard Mortimer Muirhead filed an initial ownership report showing he holds 109,620 shares of the company’s common stock directly. This Form 3 does not report any new buy or sell transactions; it simply establishes his existing equity position as an insider.
OceanPal Inc. director Nikolaos Veraros filed an initial ownership report showing a position in the company’s 8% Series C cumulative convertible perpetual preferred shares. He holds 397 Series C preferred shares, which are currently convertible into 634,489 shares of common stock based on a VWAP calculation as of March 17, 2026, subject to ownership restrictions that prevent him from exceeding 49% of OceanPal’s total issued and outstanding shares.
OceanPal Inc. director Chrysochoidis Alexios has filed an initial ownership report showing holdings of 383 shares of the company’s 8% Series C cumulative convertible perpetual preferred stock. These preferred shares are currently convertible into an aggregate of 612,114 common shares based on a VWAP calculation as of March 17, 2026.
The Series C preferred shares are convertible at the director’s option, but only within specific ownership limits. Conversion is restricted so that it cannot result in him becoming the beneficial owner of more than 49% of OceanPal’s total issued and outstanding common shares, among other stated restrictions.
OceanPal Inc. filed an initial insider ownership report for Chief Accounting Officer Tsakiri Konstantina. This Form 3 identifies her as an executive officer subject to insider reporting rules but shows no reported purchases, sales, or other transactions in the provided data.
OceanPal Inc. filed an initial ownership report for insider Perri Robert Jonathan, who serves as Co-Chief Executive Officer. This Form 3 does not list any reportable transactions or holdings, and the transaction summary shows no buys, sells, exercises, or other changes in ownership.