Welcome to our dedicated page for Oceanpal SEC filings (Ticker: OP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for OceanPal Inc. (historically Nasdaq: OP) provides access to the company’s regulatory disclosures as a foreign private issuer. OceanPal files its annual information on Form 20-F and furnishes interim and event-driven updates on Form 6-K. These filings cover topics such as financial condition and results of operations, capital markets transactions, auditor changes, reverse stock splits, ticker symbol changes, and equity compensation awards.
For investors analyzing OceanPal’s shipping activities, Form 6-K submissions include management’s discussion and analysis, unaudited interim consolidated financial statements, and detailed fleet data. The company reports time charter revenues, voyage expenses, vessel operating expenses, and non-GAAP measures like time charter equivalent (TCE) rates and daily vessel operating expenses, along with ownership days, available days, operating days, and fleet utilization. These disclosures help readers understand how OceanPal’s dry bulk and tanker fleet performs under time charter and spot employment.
OceanPal’s filings also document capital raising and structural actions. In 2025, the company filed reports describing an upsized public offering of units under an effective Form F-1 registration statement, a large private investment in public equity (PIPE) transaction involving common shares and pre-funded warrants, and the establishment of an at-the-market offering program under a Sales Agreement with co-sales agents. Additional 6-Ks outline a one-for-twenty-five reverse stock split implemented through Articles of Amendment in the Republic of the Marshall Islands and confirm that the company regained compliance with Nasdaq’s minimum bid price requirement.
Another area of focus in OceanPal’s SEC disclosures is its digital asset treasury and governance. Filings describe the formation of SovereignAI Services LLC to implement a NEAR token treasury strategy, the use of PIPE proceeds to acquire NEAR tokens, and subsequent reports on SovereignAI’s NEAR holdings and yield. Other 6-Ks record changes in auditors, amendments to preferred share designations, an amended and restated stockholders rights agreement, and appointments and resignations of directors and senior executives. Stock Titan’s platform can pair these filings with AI-powered summaries to highlight key terms, structural changes, and treasury developments, helping readers navigate complex documents such as registration statements, stockholders rights agreements, and equity award arrangements.
OceanPal Inc. (Ticker: OP) – Schedule 13G/A (Amend. 5) dated 07/31/2025 discloses updated insider ownership.
- Simeon Palios beneficially owns 7,311,648 common shares, equal to 5.17 % of the outstanding class. He holds shared voting and dispositive power over the entire position and no sole power.
- Two Marshall Islands entities he controls are listed separately: Taracan Investments S.A. with 4,962,962 shares (3.49 %) and Limon Compania Financiera S.A. with 2,348,686 shares (1.68 %). Each entity likewise has only shared voting/dispositive power.
- A Conversion Agreement signed 15 Oct 2024 limits the combined conversion of Series D preferred stock so that Palios, Taracan and Limon cannot exceed 14.99 % ownership of OceanPal common stock.
The filing affirms that the securities were acquired without intent to influence control of the issuer. No other investors exceed 5 % ownership, and no financial results or transaction details are provided.
Amendment No. 38 to Schedule 13D – OceanPal Inc. (OP) updates the position of director/chairperson Semiramis Paliou and her wholly-owned entities, Tuscany Shipping Corp. and 4 Sweet Dreams S.A.
- The reporting group now beneficially owns 62,671,022 common shares, or 31.32 % of the 137,400,215 shares outstanding as of 31 Jul 2025.
- Holdings are entirely through convertible preferred stock: Tuscany holds 9,404 Series D shares (40,976,034 commons, 22.97 %); 4 Sweet Dreams holds 1,339 Series D and 3,640 Series C shares (21,694,988 commons, 13.64 %).
- The percentage fell due to an increase in OceanPal’s common share count and a change in the Series C/D conversion prices; no share sales were reported.
- Paliou also owns 1,200 Series E super-voting preferred shares, each carrying up to 25,000 votes (capped at 15 % of total votes) and convertible only after a Series B event.
All voting and dispositive power is shared among the three entities; none of the parties holds sole power. The group may buy or dispose of additional shares and is in dialogue with management on strategies to enhance shareholder value. Overall, the filing confirms continued significant insider influence—over 30 % economic stake plus enhanced voting rights—even as relative ownership declines.
OceanPal Inc. (OP) – Schedule 13D/A Amendment No. 13 (filed 08/01/25)
Director Eleftherios Papatrifon now reports 9,276,688 common shares equivalent, representing 6.32 % of OP’s 137.4 M shares outstanding. The position is held entirely through
- 1,214 Series C Preferred convertible into 5,289,760 common shares (3.61 %).
- 915 Series D Preferred convertible into 3,986,928 common shares (2.71 %).
Papatrifon acquired the preferred shares via OP equity awards, pro-rata distributions from Diana Shipping, and an October 15 2024 share-purchase agreement. He may buy or sell additional shares, act with other holders, or propose actions to enhance value, subject to a 49 % conversion cap in each preferred class.
No other persons share voting or economic rights; no additional contracts or exhibits were filed.
OceanPal Inc. (OP) – Schedule 13D/A (Amend. 18, filed 01-Aug-25)
Abrá Marinvest Inc. and its sole owner/director Ioannis Zafirakis disclose beneficial ownership of 18,814,814 common shares through conversion rights in 3,104 Series D and 1,214 Series C preferred shares. The stake equals 12.04 % of the 137,400,215 shares outstanding as of 31 Jul 25. Voting and dispositive power over these shares is shared; none are held directly as common stock.
The reported percentage fell versus prior amendments because OceanPal’s share count expanded and the preferred conversion prices were adjusted. The reporting persons also sold 7,033 Series D preferred shares on 15 Oct 24, further reducing potential ownership. Zafirakis, who remains a director and Executive Committee member, states the holdings are for investment purposes but may increase, decrease, or be used to influence strategic alternatives aimed at enhancing shareholder value.
No other individuals share beneficial ownership, and there were no common-stock transactions within the past 60 days.
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