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[Form 3] RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

The filing is an initial Section 16 Form 3 for RiverNorth Financial Holdings, LLC reporting its relationship to RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP). The reporting person is identified as an affiliate of the adviser and filed the form on 09/18/2025. The filing shows zero Common Shares of Beneficial Interest owned, reported as direct (D) ownership of 0 shares. The form is signed by Marc Collins.

Il deposito è un modulo iniziale Sezione 16 Modulo 3 per RiverNorth Financial Holdings, LLC che riporta la sua relazione con RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP). La persona che presenta il modulo è identificata come affiliato dell'adviser e ha presentato il modulo il 18/09/2025. Il deposito riporta zero Azioni comuni di interesse Beneficiario possedute, indicate come proprietà diretta (D) di 0 azioni. Il modulo è firmato da Marc Collins.

La presentación es un Formulario 3 de la Sección 16 inicial para RiverNorth Financial Holdings, LLC informando su relación con RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP). La persona reportante se identifica como afiliado del asesor y presentó el formulario el 18/09/2025. La presentación muestra cero Acciones Comunes de Interés Beneficioso poseídas, reportadas como propiedad directa (D) de 0 acciones. El formulario está firmado por Marc Collins.

이 제출은 RiverNorth Financial Holdings, LLC의 초기 제16조 양식 3으로 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP)와의 관계를 보고합니다. 보고자는 자문사의 제휴사로 식별되며 양식은 2025-09-18에 제출되었습니다. 제출에는 제로의 유효 소유 일반주가 보유되었고, 소유권은 직접(D) 소유로 0주로 보고됩니다. 이 양식은 Marc Collins가 서명했습니다.

Le dépôt est un formulaire initial de la Section 16 Form 3 pour RiverNorth Financial Holdings, LLC déclarant sa relation avec RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP). La personne déclarant est identifiée comme un affilié du conseiller et a déposé le formulaire le 18/09/2025. Le dépôt indique Zéro actions ordinaires de participation possédées, rapportées en tant que propriété directe (D) de 0 actions. Le formulaire est signé par Marc Collins.

Die Einreichung ist ein anfängliches Section-16-Formular 3 für RiverNorth Financial Holdings, LLC, das seine Beziehung zu RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) berichtet. Die meldepflichtige Person wird als Verbündeter des Beraters identifiziert und hat das Formular am 18.09.2025 eingereicht. Die Einreichung zeigt Null Inhaberaktien (Common Shares of Beneficial Interest) besessen, gemeldet als direkte (D) Eigentum von 0 Aktien. Das Formular wird von Marc Collins unterschrieben.

التقديم هو نموذج القسم 16 الأول من النموذج 3 لـ RiverNorth Financial Holdings, LLC للإبلاغ عن علاقته بـ RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP). يحدد الشخص المبلغ كـ أفليت من المستشار وقد قام بتقديم النموذج في 18/09/2025. يُظهر التقديم صفر من الأسهم العادية المملوكة، مُبلغ عنها كملكية مباشرة (D) لـ0 أسهم. النموذج موقّع من قبل Marc Collins.

该申报是 RiverNorth Financial Holdings, LLC 的初始第16条表格3,报告其与 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 的关系(OPP)。申报人被标识为 顾问的关联方,并在 2025/09/18 提交表格。申报显示拥有的 股有益所有权普通股,报告为 直接(D) 持有,股份为0股。表格由 Marc Collins 签字。

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Initial Form 3 filed showing affiliate status and no reported share ownership; procedural disclosure rather than a material ownership change.

The Form 3 documents the initial Section 16 filing for RiverNorth Financial Holdings, LLC in relation to OPP. It explicitly states the reporting person is an affiliate of the adviser and that no Common Shares are beneficially owned (0 shares, direct). The form is dated and signed 09/18/2025. This is a routine disclosure establishing the reporting person's relationship to the issuer and current lack of equity holdings; the filing itself contains no derivative positions, transactions, or indications of material changes in ownership.

TL;DR: Disclosure clarifies reporting person's role and confirms no beneficial ownership; governance transparency is maintained.

The document serves to disclose the reporting person's status as an affiliate of the adviser to OPP and records that they hold 0 common shares. As an initial Form 3, it fulfills Section 16(a) reporting requirements by identifying relationship and ownership baseline. There are no listed officer titles beyond the affiliate designation, no derivatives, and no amendments; therefore it provides a baseline for future Section 16 reporting but contains no material governance actions.

Il deposito è un modulo iniziale Sezione 16 Modulo 3 per RiverNorth Financial Holdings, LLC che riporta la sua relazione con RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP). La persona che presenta il modulo è identificata come affiliato dell'adviser e ha presentato il modulo il 18/09/2025. Il deposito riporta zero Azioni comuni di interesse Beneficiario possedute, indicate come proprietà diretta (D) di 0 azioni. Il modulo è firmato da Marc Collins.

La presentación es un Formulario 3 de la Sección 16 inicial para RiverNorth Financial Holdings, LLC informando su relación con RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP). La persona reportante se identifica como afiliado del asesor y presentó el formulario el 18/09/2025. La presentación muestra cero Acciones Comunes de Interés Beneficioso poseídas, reportadas como propiedad directa (D) de 0 acciones. El formulario está firmado por Marc Collins.

이 제출은 RiverNorth Financial Holdings, LLC의 초기 제16조 양식 3으로 RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP)와의 관계를 보고합니다. 보고자는 자문사의 제휴사로 식별되며 양식은 2025-09-18에 제출되었습니다. 제출에는 제로의 유효 소유 일반주가 보유되었고, 소유권은 직접(D) 소유로 0주로 보고됩니다. 이 양식은 Marc Collins가 서명했습니다.

Le dépôt est un formulaire initial de la Section 16 Form 3 pour RiverNorth Financial Holdings, LLC déclarant sa relation avec RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP). La personne déclarant est identifiée comme un affilié du conseiller et a déposé le formulaire le 18/09/2025. Le dépôt indique Zéro actions ordinaires de participation possédées, rapportées en tant que propriété directe (D) de 0 actions. Le formulaire est signé par Marc Collins.

Die Einreichung ist ein anfängliches Section-16-Formular 3 für RiverNorth Financial Holdings, LLC, das seine Beziehung zu RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) berichtet. Die meldepflichtige Person wird als Verbündeter des Beraters identifiziert und hat das Formular am 18.09.2025 eingereicht. Die Einreichung zeigt Null Inhaberaktien (Common Shares of Beneficial Interest) besessen, gemeldet als direkte (D) Eigentum von 0 Aktien. Das Formular wird von Marc Collins unterschrieben.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
RiverNorth Financial Holdings, LLC

(Last) (First) (Middle)
360 S. ROSEMARY AVE
SUITE 1420

(Street)
WEST PALM BEACH FL 33401

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025
3. Issuer Name and Ticker or Trading Symbol
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. [ OPP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Affiliate of the Adviser
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Marc Collins 09/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for OPP disclose?

It discloses that RiverNorth Financial Holdings, LLC is an affiliate of the adviser to RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) and reports 0 common shares beneficially owned.

When was the Form 3 for OPP filed and who signed it?

The form is dated 09/18/2025 and is signed by Marc Collins.

Does the Form 3 report any derivative securities for OPP?

No. The filing contains no entries in Table II and reports no derivative securities.

What is the reported ownership form on the Form 3 for OPP?

The filing lists ownership form as Direct (D) with an amount of 0 common shares.

Is the reporting person an officer, director, or 10% owner of OPP?

The filing indicates the reporting person is not listed as a director or 10% owner; it is checked as an affiliate of the adviser.
RiverNorth/DoubleLine Strategic Opp Fund

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