Every 10-Q that Oppenheimer Holdings, Inc. (OPY) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 10-Q covers the quarterly report filed between annual reports, so if you follow OPY and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full OPY filings page.
Oppenheimer Holdings Inc. reported stronger Q2 2026 results. Total revenue was $454.9M, up from $373.2M a year earlier, driven by higher advisory fees, commissions and investment banking revenue of $84.3M versus $43.5M. Net income attributable to the company rose to $27.4M, with diluted EPS of $2.38 versus $1.91.
For the first half of 2026, revenue reached $899.9M, but net income fell to $6.8M from $52.3M in 2025, primarily because other expenses include a $70M expense to settle the Advantage Bank Deposit cash sweep class action, which has received preliminary court approval and is expected to be tax deductible.
At June 30, 2026, total assets were $4.23B and bank call loans $349.9M. The main broker-dealer reported net capital of $444.8M, or 20.10% of aggregate debit items, $400.5M above its minimum requirement. The company had 10,608,340 Class A shares outstanding and declared a $0.20 quarterly dividend.
Oppenheimer Holdings Inc. reported a net loss for the three months ended March 31, 2026 after recording a large legal settlement accrual, despite strong revenue growth. Total revenue rose to $445.1 million from $367.8 million, driven by higher commissions, advisory fees and investment banking activity.
The Company posted a pre-tax loss of $27.0 million and a net loss attributable to Oppenheimer of $20.6 million, compared with net income of $30.7 million a year earlier. Results include an accrual of $70.0 million related to settlement of “cash sweep” program litigation. Basic and diluted loss per share were $(1.93), versus earnings per diluted share of $2.72 in the prior-year quarter.
Wealth Management revenue reached $253.7 million and Capital Markets revenue $189.1 million, both higher year over year, but compensation and other expenses increased sharply, including higher share-based compensation and legal costs. Operating cash flow was an outflow of $190.0 million, while the Company increased bank call loans to $287.9 million and maintained total assets of $3.82 billion. Regulatory capital ratios at key subsidiaries remained well above minimum requirements.
Oppenheimer Holdings Inc. (OPY) reported Q3 2025 results. Total revenue was $424.4 million, up from $373.4 million a year ago, while net income was $21.7 million versus $24.5 million. Diluted EPS was $1.90 ($2.16 in Q3 2024). Growth was led by advisory fees of $134.4 million ($121.6 million) and investment banking of $77.5 million ($52.2 million), with commissions at $120.7 million ($103.1 million). Bank deposit sweep income declined to $28.3 million ($34.9 million). Expenses rose to $392.8 million ($338.0 million), driven mainly by compensation.
For the first nine months, revenue reached $1,165.4 million ($1,057.1 million) and net income was $74.0 million ($60.5 million), with diluted EPS of $6.53 ($5.45). The balance sheet showed total assets of $3.818 billion ($3.383 billion at December 31, 2024) and stockholders’ equity of $920.3 million ($850.4 million). Shares outstanding on October 31, 2025 were 10,420,884 Class A and 99,665 Class B. Operating cash provided was $11.8 million versus a use of $182.9 million in the prior-year period. Dividends paid were $0.54 per share year-to-date.