Oppenheimer director gets 1,400 restricted shares

Oppenheimer Holdings director Stacy J. Kanter received a restricted stock award of 1,400 shares of Class A non-voting common stock under the Oppenheimer Holdings Inc. 2024 Incentive Plan.

Rhea-AI Filing Summary

Oppenheimer Holdings director Stacy J. Kanter received a restricted stock award of 1,400 shares of Class A non-voting common stock under the Oppenheimer Holdings Inc. 2024 Incentive Plan. The award was reported at a price of $0.00 per share and increases her directly held position to 5,900 shares.

Insider Trade Summary

Other: 1,400 shares

Other 1 txn

Insider Kanter Stacy J.

Role Director

Type	Security	Shares	Price	Value
Other	Class A non-voting common stock	1,400	$0.00	$0.00

Holdings After Transaction: Class A non-voting common stock — 5,900 shares (Direct)

Footnotes (1)

1. F1. Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Oppenheimer (OPY) report for Stacy J. Kanter?

Oppenheimer reported that director Stacy J. Kanter received a restricted stock award of 1,400 Class A non-voting common shares. The grant was made under the 2024 Incentive Plan and recorded at a price of $0.00 per share, reflecting equity-based compensation.

How many Oppenheimer (OPY) shares does Stacy J. Kanter hold after this Form 4?

After the reported transaction, Stacy J. Kanter directly holds 5,900 shares of Oppenheimer Class A non-voting common stock. This total includes the new 1,400-share restricted stock award granted under the company’s 2024 Incentive Plan as disclosed in the Form 4 filing.

What type of Oppenheimer (OPY) security was granted to Stacy J. Kanter?

The grant consisted of Class A non-voting common stock of Oppenheimer Holdings Inc. It was structured as a restricted stock award under the 2024 Incentive Plan, meaning shares are subject to conditions such as vesting rather than being immediately unrestricted common stock.

Was cash paid for Stacy J. Kanter’s Oppenheimer (OPY) restricted stock award?

No cash was paid for this award. The 1,400 shares of Class A non-voting common stock were reported at a transaction price of $0.00 per share, reflecting stock-based compensation rather than an open-market purchase or sale for cash consideration.

Under which plan was the Oppenheimer (OPY) restricted stock granted to Stacy J. Kanter?

The restricted stock award to Stacy J. Kanter was granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan. This plan authorizes equity-based compensation grants to eligible participants, aligning director and employee interests with long-term company performance through share ownership.

Does the Form 4 for Oppenheimer (OPY) show a buy or sell by Stacy J. Kanter?

The Form 4 does not report a traditional open-market buy or sell. Instead, it shows an “other” transaction code J, describing a restricted stock award of 1,400 shares under the 2024 Incentive Plan, which increased her directly held share balance to 5,900 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/27/2026 - 11:09 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kanter Stacy J.

(Last) (First) (Middle)

C/O OPPENHEIMER HOLDINGS INC.

85 BROAD STREET

(Street)

NEW YORK NY 10004

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OPPENHEIMER HOLDINGS INC [ OPY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A non-voting common stock	02/26/2026(1)		J		1,400	A	(1)	5,900	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Remarks:

	/s/ Jenny Chan, as Attorney-in-fact for Stacy J. Kanter	02/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.