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Old Second Bancorp corrects Keith Kotche’s share settlement

The amendment corrects the original Form 4, which incorrectly recorded the vesting settlement under a different transaction classification.

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Form Type
4/A

Rhea-AI Filing Summary

Old Second Bancorp Inc. (OSBC) director Keith Kotche reported the settlement upon vesting of 3,077 restricted stock units into an equal number of common shares on February 21, 2026. His reported direct holdings after the transaction were 10,595 restricted stock units and 187,461 common shares. No shares were sold or withheld to satisfy taxes.

Insider Kotche Keith
Role Director
Type Security Shares Price Value
Other Restricted Stock Units F1 3,077 $0.00 $0.00
Other Old Second Bancorp, Inc. Common Stock F1 3,077 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 10,595 shares (Direct); Old Second Bancorp, Inc. Common Stock — 187,461 shares (Direct)
Footnotes (1)
  1. F1. Represents the settlement upon vesting of 3,077 restricted stock units into an equal number of shares of common stock. No shares were sold or withheld to satisfy taxes. This amendment corrects the original Form 4, which incorrectly reported the settlement using transaction code F.
Restricted stock units settled 3,077 units Settled upon vesting on February 21, 2026
Common shares acquired 3,077 shares Settlement upon vesting on February 21, 2026
Restricted stock units held directly 10,595 units Following the transaction
Common shares held directly 187,461 shares Following the transaction
restricted stock units financial
"settlement upon vesting of 3,077 restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vesting financial
"settlement upon vesting"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
withheld to satisfy taxes financial
"No shares were sold or withheld to satisfy taxes"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many OSBC shares did Keith Kotche receive on February 21, 2026?

Keith Kotche received 3,077 Old Second Bancorp common shares when 3,077 restricted stock units settled upon vesting on February 21, 2026. His reported direct common-share holdings after the transaction were 187,461 shares.

What did the OSBC Form 4/A correct?

The amendment corrects the original Form 4’s classification of the settlement of 3,077 restricted stock units into common shares. The footnote states that no shares were sold or withheld to satisfy taxes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kotche Keith

(Last)(First)(Middle)
37 S. RIVER ST.

(Street)
AURORA ILLINOIS 60506

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OLD SECOND BANCORP INC [ OSBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
02/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
02/24/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Units02/21/2026J3,077(1)D$010,595D
Old Second Bancorp, Inc. Common Stock02/21/2026J3,077(1)A$0187,461D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the settlement upon vesting of 3,077 restricted stock units into an equal number of shares of common stock. No shares were sold or withheld to satisfy taxes. This amendment corrects the original Form 4, which incorrectly reported the settlement using transaction code F.
/s/ Shirley Cantrell, Attorney-in-Fact10/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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