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[Form 4] Old Second Bancorp Inc Insider Trading Activity

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Rhea-AI Filing Summary

Plug Power Inc. filed a Form 8-K under Item 7.01 (Regulation FD Disclosure) to furnish a transcript (Exhibit 99.1) of a conference call and webcast held on July 7, 2025. During the call, management discussed the recently enacted reconciliation legislation, H.R. 1 – the “One Big Beautiful Bill Act,” and its anticipated impact on the Company’s business.

The Company clarifies that the furnished information, including Exhibit 99.1, is not deemed “filed” for purposes of Section 18 of the Exchange Act and will not be incorporated into future SEC filings unless specifically referenced. A recording of the call is available on the investor relations section of Plug Power’s website.

The filing includes standard forward-looking statement disclaimers, emphasizing that projections regarding the legislation’s effects are subject to significant risks and uncertainties, such as potential changes to government subsidies for alternative energy products. Investors are directed to the Company’s most recent Form 10-K and Form 10-Q filings for a full discussion of risk factors.

No financial statements, earnings data, or material transactions accompany this 8-K; it serves solely to provide equal access to the conference-call content under Regulation FD.

Plug Power Inc. ha presentato un Modulo 8-K ai sensi dell'Item 7.01 (Divulgazione ai sensi del Regolamento FD) per fornire la trascrizione (Allegato 99.1) di una conference call e webcast tenuti il 7 luglio 2025. Durante la chiamata, la direzione ha discusso la recente legislazione di riconciliazione, H.R. 1 – la “One Big Beautiful Bill Act”, e il suo impatto previsto sulle attività della Società.

La Società precisa che le informazioni fornite, incluso l'Allegato 99.1, non sono considerate “depositate” ai fini della Sezione 18 del Exchange Act e non saranno incorporate in future comunicazioni alla SEC a meno che non siano specificamente richiamate. Una registrazione della chiamata è disponibile nella sezione relazioni con gli investitori del sito web di Plug Power.

Il documento contiene le consuete dichiarazioni previsionali, sottolineando che le proiezioni sugli effetti della legislazione sono soggette a rischi e incertezze significative, come possibili modifiche ai sussidi governativi per i prodotti di energia alternativa. Gli investitori sono invitati a consultare gli ultimi Moduli 10-K e 10-Q della Società per una completa analisi dei fattori di rischio.

Questo 8-K non include bilanci, dati sugli utili o transazioni rilevanti; serve esclusivamente a garantire un accesso equo ai contenuti della conference call ai sensi del Regolamento FD.

Plug Power Inc. presentó un Formulario 8-K bajo el Ítem 7.01 (Divulgación según el Reglamento FD) para proporcionar una transcripción (Anexo 99.1) de una conferencia telefónica y webcast realizados el 7 de julio de 2025. Durante la llamada, la dirección discutió la legislación de conciliación recientemente promulgada, H.R. 1 – la “One Big Beautiful Bill Act”, y su impacto previsto en las operaciones de la Compañía.

La Compañía aclara que la información proporcionada, incluido el Anexo 99.1, no se considera “presentada” para los fines de la Sección 18 de la Ley de Intercambio y no se incorporará en futuras presentaciones ante la SEC a menos que se haga referencia específica. Una grabación de la llamada está disponible en la sección de relaciones con inversionistas del sitio web de Plug Power.

La presentación incluye las habituales declaraciones prospectivas, destacando que las proyecciones sobre los efectos de la legislación están sujetas a riesgos e incertidumbres significativos, como posibles cambios en los subsidios gubernamentales para productos de energía alternativa. Se dirige a los inversionistas a consultar los formularios 10-K y 10-Q más recientes de la Compañía para una discusión completa de los factores de riesgo.

Este 8-K no contiene estados financieros, datos de ganancias ni transacciones materiales; sirve únicamente para proporcionar acceso equitativo al contenido de la conferencia telefónica bajo el Reglamento FD.

플러그 파워(Plug Power Inc.)는 2025년 7월 7일에 진행된 컨퍼런스 콜 및 웹캐스트의 녹취록(첨부문서 99.1)을 제공하기 위해 항목 7.01(Regulation FD 공시) 하에 Form 8-K를 제출했습니다. 통화 중 경영진은 최근 제정된 조정 법안인 H.R. 1 – “One Big Beautiful Bill Act”와 이 법안이 회사 사업에 미칠 예상 영향에 대해 논의했습니다.

회사는 제공된 정보, 포함된 첨부문서 99.1이 증권거래법(Exchange Act) 제18조 목적상 “제출된” 것으로 간주되지 않으며, 특별히 언급되지 않는 한 향후 SEC 제출 문서에 통합되지 않을 것임을 명확히 합니다. 통화 녹음은 플러그 파워 투자자 관계 웹사이트에서 확인할 수 있습니다.

이번 제출 문서에는 일반적인 미래 예측 진술 면책 조항이 포함되어 있으며, 법안의 영향에 관한 예측은 대체 에너지 제품에 대한 정부 보조금 변경 가능성과 같은 중대한 위험과 불확실성에 노출되어 있음을 강조합니다. 투자자들은 위험 요소에 대한 자세한 논의를 위해 회사의 최신 Form 10-K 및 Form 10-Q 제출 문서를 참고하시기 바랍니다.

본 8-K 제출에는 재무제표, 수익 데이터 또는 중요한 거래 내용이 포함되어 있지 않으며, Regulation FD에 따라 컨퍼런스 콜 내용에 대한 동등한 접근을 제공하기 위한 목적만을 갖습니다.

Plug Power Inc. a déposé un formulaire 8-K sous l’item 7.01 (Divulgation selon le Règlement FD) pour fournir une transcription (Exhibit 99.1) d’une conférence téléphonique et d’un webcast tenus le 7 juillet 2025. Au cours de l’appel, la direction a discuté de la législation de réconciliation récemment adoptée, H.R. 1 – la « One Big Beautiful Bill Act », et de son impact attendu sur les activités de la Société.

La Société précise que les informations fournies, y compris l’Exhibit 99.1, ne sont pas considérées comme « déposées » au sens de la Section 18 du Exchange Act et ne seront pas incorporées dans les futurs dépôts auprès de la SEC sauf référence explicite. Un enregistrement de l’appel est disponible dans la section relations investisseurs du site web de Plug Power.

Le dépôt inclut les habituelles mises en garde relatives aux déclarations prospectives, soulignant que les projections concernant les effets de la législation sont soumises à des risques et incertitudes importants, tels que des modifications potentielles des subventions gouvernementales pour les produits d’énergie alternative. Les investisseurs sont invités à consulter les derniers formulaires 10-K et 10-Q de la Société pour une discussion complète des facteurs de risque.

Aucun état financier, donnée sur les résultats ou transaction importante n’accompagne ce 8-K ; il sert uniquement à garantir un accès équitable au contenu de la conférence téléphonique conformément au Règlement FD.

Plug Power Inc. hat ein Formular 8-K unter Punkt 7.01 (Regulation FD Offenlegung) eingereicht, um ein Transkript (Anlage 99.1) eines am 7. Juli 2025 abgehaltenen Telefonkonferenz- und Webcast-Calls bereitzustellen. Während des Calls diskutierte das Management die kürzlich verabschiedete Versöhnungsgesetzgebung, H.R. 1 – das „One Big Beautiful Bill Act“, sowie deren erwartete Auswirkungen auf das Geschäft des Unternehmens.

Das Unternehmen stellt klar, dass die bereitgestellten Informationen, einschließlich Anlage 99.1, nicht als „eingereicht“ im Sinne von Abschnitt 18 des Exchange Act gelten und nicht in zukünftige SEC-Einreichungen aufgenommen werden, sofern nicht ausdrücklich darauf Bezug genommen wird. Eine Aufnahme des Calls ist im Investor-Relations-Bereich der Webseite von Plug Power verfügbar.

Die Einreichung enthält die üblichen zukunftsgerichteten Aussagen mit Haftungsausschlüssen und betont, dass Prognosen bezüglich der Auswirkungen der Gesetzgebung erheblichen Risiken und Unsicherheiten unterliegen, wie etwa möglichen Änderungen bei staatlichen Subventionen für alternative Energieprodukte. Investoren werden auf die aktuellsten Formulare 10-K und 10-Q des Unternehmens verwiesen, um eine vollständige Diskussion der Risikofaktoren zu erhalten.

Das 8-K enthält keine Finanzberichte, Gewinnzahlen oder wesentliche Transaktionen; es dient ausschließlich dazu, einen gleichberechtigten Zugang zum Inhalt der Telefonkonferenz gemäß Regulation FD zu gewährleisten.

Positive
  • None.
Negative
  • None.

Insights

TL;DR Neutral Regulation FD 8-K; Plug Power furnishes transcript on new energy bill discussion, no immediate financial data or guidance changes disclosed.

The 8-K is informational, triggered by management’s July 7 webcast about H.R. 1. Because the exhibit merely republishes management commentary without quantitative updates, the filing carries limited direct valuation impact. Investors should monitor subsequent filings or presentations for concrete revenue, margin, or subsidy projections once the law’s provisions are analyzed. Risk language reminds readers that government incentive shifts remain a key variable for Plug’s hydrogen growth strategy.

Plug Power Inc. ha presentato un Modulo 8-K ai sensi dell'Item 7.01 (Divulgazione ai sensi del Regolamento FD) per fornire la trascrizione (Allegato 99.1) di una conference call e webcast tenuti il 7 luglio 2025. Durante la chiamata, la direzione ha discusso la recente legislazione di riconciliazione, H.R. 1 – la “One Big Beautiful Bill Act”, e il suo impatto previsto sulle attività della Società.

La Società precisa che le informazioni fornite, incluso l'Allegato 99.1, non sono considerate “depositate” ai fini della Sezione 18 del Exchange Act e non saranno incorporate in future comunicazioni alla SEC a meno che non siano specificamente richiamate. Una registrazione della chiamata è disponibile nella sezione relazioni con gli investitori del sito web di Plug Power.

Il documento contiene le consuete dichiarazioni previsionali, sottolineando che le proiezioni sugli effetti della legislazione sono soggette a rischi e incertezze significative, come possibili modifiche ai sussidi governativi per i prodotti di energia alternativa. Gli investitori sono invitati a consultare gli ultimi Moduli 10-K e 10-Q della Società per una completa analisi dei fattori di rischio.

Questo 8-K non include bilanci, dati sugli utili o transazioni rilevanti; serve esclusivamente a garantire un accesso equo ai contenuti della conference call ai sensi del Regolamento FD.

Plug Power Inc. presentó un Formulario 8-K bajo el Ítem 7.01 (Divulgación según el Reglamento FD) para proporcionar una transcripción (Anexo 99.1) de una conferencia telefónica y webcast realizados el 7 de julio de 2025. Durante la llamada, la dirección discutió la legislación de conciliación recientemente promulgada, H.R. 1 – la “One Big Beautiful Bill Act”, y su impacto previsto en las operaciones de la Compañía.

La Compañía aclara que la información proporcionada, incluido el Anexo 99.1, no se considera “presentada” para los fines de la Sección 18 de la Ley de Intercambio y no se incorporará en futuras presentaciones ante la SEC a menos que se haga referencia específica. Una grabación de la llamada está disponible en la sección de relaciones con inversionistas del sitio web de Plug Power.

La presentación incluye las habituales declaraciones prospectivas, destacando que las proyecciones sobre los efectos de la legislación están sujetas a riesgos e incertidumbres significativos, como posibles cambios en los subsidios gubernamentales para productos de energía alternativa. Se dirige a los inversionistas a consultar los formularios 10-K y 10-Q más recientes de la Compañía para una discusión completa de los factores de riesgo.

Este 8-K no contiene estados financieros, datos de ganancias ni transacciones materiales; sirve únicamente para proporcionar acceso equitativo al contenido de la conferencia telefónica bajo el Reglamento FD.

플러그 파워(Plug Power Inc.)는 2025년 7월 7일에 진행된 컨퍼런스 콜 및 웹캐스트의 녹취록(첨부문서 99.1)을 제공하기 위해 항목 7.01(Regulation FD 공시) 하에 Form 8-K를 제출했습니다. 통화 중 경영진은 최근 제정된 조정 법안인 H.R. 1 – “One Big Beautiful Bill Act”와 이 법안이 회사 사업에 미칠 예상 영향에 대해 논의했습니다.

회사는 제공된 정보, 포함된 첨부문서 99.1이 증권거래법(Exchange Act) 제18조 목적상 “제출된” 것으로 간주되지 않으며, 특별히 언급되지 않는 한 향후 SEC 제출 문서에 통합되지 않을 것임을 명확히 합니다. 통화 녹음은 플러그 파워 투자자 관계 웹사이트에서 확인할 수 있습니다.

이번 제출 문서에는 일반적인 미래 예측 진술 면책 조항이 포함되어 있으며, 법안의 영향에 관한 예측은 대체 에너지 제품에 대한 정부 보조금 변경 가능성과 같은 중대한 위험과 불확실성에 노출되어 있음을 강조합니다. 투자자들은 위험 요소에 대한 자세한 논의를 위해 회사의 최신 Form 10-K 및 Form 10-Q 제출 문서를 참고하시기 바랍니다.

본 8-K 제출에는 재무제표, 수익 데이터 또는 중요한 거래 내용이 포함되어 있지 않으며, Regulation FD에 따라 컨퍼런스 콜 내용에 대한 동등한 접근을 제공하기 위한 목적만을 갖습니다.

Plug Power Inc. a déposé un formulaire 8-K sous l’item 7.01 (Divulgation selon le Règlement FD) pour fournir une transcription (Exhibit 99.1) d’une conférence téléphonique et d’un webcast tenus le 7 juillet 2025. Au cours de l’appel, la direction a discuté de la législation de réconciliation récemment adoptée, H.R. 1 – la « One Big Beautiful Bill Act », et de son impact attendu sur les activités de la Société.

La Société précise que les informations fournies, y compris l’Exhibit 99.1, ne sont pas considérées comme « déposées » au sens de la Section 18 du Exchange Act et ne seront pas incorporées dans les futurs dépôts auprès de la SEC sauf référence explicite. Un enregistrement de l’appel est disponible dans la section relations investisseurs du site web de Plug Power.

Le dépôt inclut les habituelles mises en garde relatives aux déclarations prospectives, soulignant que les projections concernant les effets de la législation sont soumises à des risques et incertitudes importants, tels que des modifications potentielles des subventions gouvernementales pour les produits d’énergie alternative. Les investisseurs sont invités à consulter les derniers formulaires 10-K et 10-Q de la Société pour une discussion complète des facteurs de risque.

Aucun état financier, donnée sur les résultats ou transaction importante n’accompagne ce 8-K ; il sert uniquement à garantir un accès équitable au contenu de la conférence téléphonique conformément au Règlement FD.

Plug Power Inc. hat ein Formular 8-K unter Punkt 7.01 (Regulation FD Offenlegung) eingereicht, um ein Transkript (Anlage 99.1) eines am 7. Juli 2025 abgehaltenen Telefonkonferenz- und Webcast-Calls bereitzustellen. Während des Calls diskutierte das Management die kürzlich verabschiedete Versöhnungsgesetzgebung, H.R. 1 – das „One Big Beautiful Bill Act“, sowie deren erwartete Auswirkungen auf das Geschäft des Unternehmens.

Das Unternehmen stellt klar, dass die bereitgestellten Informationen, einschließlich Anlage 99.1, nicht als „eingereicht“ im Sinne von Abschnitt 18 des Exchange Act gelten und nicht in zukünftige SEC-Einreichungen aufgenommen werden, sofern nicht ausdrücklich darauf Bezug genommen wird. Eine Aufnahme des Calls ist im Investor-Relations-Bereich der Webseite von Plug Power verfügbar.

Die Einreichung enthält die üblichen zukunftsgerichteten Aussagen mit Haftungsausschlüssen und betont, dass Prognosen bezüglich der Auswirkungen der Gesetzgebung erheblichen Risiken und Unsicherheiten unterliegen, wie etwa möglichen Änderungen bei staatlichen Subventionen für alternative Energieprodukte. Investoren werden auf die aktuellsten Formulare 10-K und 10-Q des Unternehmens verwiesen, um eine vollständige Diskussion der Risikofaktoren zu erhalten.

Das 8-K enthält keine Finanzberichte, Gewinnzahlen oder wesentliche Transaktionen; es dient ausschließlich dazu, einen gleichberechtigten Zugang zum Inhalt der Telefonkonferenz gemäß Regulation FD zu gewährleisten.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gartelmann Richard A JR

(Last) (First) (Middle)
37 S. RIVER ST.

(Street)
AURORA IL 60506

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OLD SECOND BANCORP INC [ OSBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Old Second Bancorp, Inc. Common Stock 06/30/2025 J V 47 A $0 12,472(1) I By 401-K
Old Second Bancorp, Inc. Common Stock 26,874(2) D
Restricted Stock Units 20,552 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Of this total, 47 shares were allocated during the second quarter pursuant to the Old Second Employee Salary and Savings Plan. Information herein was provided by the plan trustee as of 6-30-25.
2. These shares are held in Mr. Gartelmann's name alone
/s/ Shirley Cantrell, Attorney-in-Fact 07/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Plug Power (PLUG) disclose in its July 7, 2025 Form 8-K?

The company furnished a transcript (Exhibit 99.1) of a conference call discussing the newly enacted H.R. 1 legislation and its expected business impact.

Is the furnished transcript considered "filed" with the SEC?

No. Plug Power states the information is "furnished," not "filed," under Item 7.01 and is excluded from Section 18 liability unless later incorporated by reference.

Where can investors access the call replay referenced in the 8-K?

A recording is available in the Investor Relations section of Plug Power’s website (www.plugpower.com).

What risks does Plug Power highlight regarding forward-looking statements in the filing?

Management cites uncertainties such as changes or elimination of government subsidies for alternative energy that could cause actual results to differ materially.

Which exhibit accompanies the 8-K filing?

Exhibit 99.1: Transcript dated July 7, 2025 of the conference call and webcast discussing H.R. 1.
Old Second Bancorp Inc Ill

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