Oshkosh (NYSE: OSK) CEO exercises stock awards, settles taxes
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Oshkosh Corp President & CEO John C. Pfeifer reported several equity award transactions on February 20, 2026. He exercised performance-based and other awards, converting Restricted Stock Units and derivative awards into common stock, and had shares withheld at $175.52 per share to cover taxes. After these exercises and tax-withholding dispositions, he directly owned 151,370.946 Oshkosh common shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
11,993.034 shares exercised/converted
Mixed
7 txns
Insider
Pfeifer John C
Role
President & CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 11,993.034 | $0.00 | -- |
| Exercise | Common Stock | 17,896 | $175.52 | $3.14M |
| Tax Withholding | Common Stock | 8,412 | $175.52 | $1.48M |
| Exercise | Common Stock | 23,777 | $175.52 | $4.17M |
| Tax Withholding | Common Stock | 11,176 | $175.52 | $1.96M |
| Exercise | Common Stock | 11,993.034 | $175.52 | $2.11M |
| Tax Withholding | Common Stock | 5,355 | $175.52 | $940K |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Common Stock — 140,543.912 shares (Direct)
Footnotes (1)
- Shares issued pursuant to the ROIC-based Performance Shares granted under the Company's 2024 Incentive Stock and Awards Plan for the performance period January 1, 2023 through December 31, 2025. Shares issued pursuant to the TSR-based Performance Shares granted under the Company's 2024 Incentive Stock and Awards Plan for the performance period January 1, 2023 through December 31, 2025. Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/20/2023.
FAQ
What did Oshkosh (OSK) CEO John C. Pfeifer report in this Form 4?
John C. Pfeifer reported exercising equity awards and related tax-withholding share dispositions. The filing shows multiple conversions of awards into common stock and shares delivered to cover taxes, reflecting routine compensation-related activity rather than open-market buying or selling.
Were the Oshkosh (OSK) Form 4 transactions open-market stock purchases or sales?
The transactions were not open-market trades. They include exercises or conversions of derivative securities and tax-withholding dispositions coded “M” and “F,” meaning shares were issued from awards and some shares were delivered back to satisfy exercise price or tax liabilities.
What types of awards were involved in the Oshkosh (OSK) CEO’s Form 4 filing?
The filing references ROIC-based and TSR-based Performance Shares granted under Oshkosh’s 2024 Incentive Stock and Awards Plan, as well as Restricted Stock Units. Each RSU represents a contingent right to receive one share of Oshkosh common stock under specified vesting conditions.
How do the tax-withholding dispositions in the Oshkosh (OSK) Form 4 work?
Transactions coded “F” indicate shares withheld or delivered to pay exercise price or tax liabilities. Instead of paying cash, a portion of the newly issued common shares is surrendered at $175.52 per share, which satisfies the related tax obligations for the CEO.
What do the vesting terms for Oshkosh (OSK) Restricted Stock Units indicate?
One footnote states the Restricted Stock Unit award vests in one-third annual increments beginning February 20, 2023. This means the RSUs convert into common shares over three years, aligning executive compensation with longer-term company performance and ongoing service.