Aristotle Capital Management (NYSE: OSK) reports 1.97% Oshkosh ownership in 13G/A
Rhea-AI Filing Summary
Aristotle Capital Management, LLC filed an amended Schedule 13G reporting its beneficial ownership in Oshkosh Corp common stock. The firm reports beneficial ownership of 1,217,877 shares, representing 1.97% of the outstanding common stock. Aristotle has sole voting and dispositive power over all reported shares and no shared power. The filing notes that all shares are held in various investment advisory client accounts, with clients retaining the economic right to receive dividends and sale proceeds while Aristotle is deemed a beneficial owner under Rule 13d-3 due to its discretionary authority.
Positive
- None.
Negative
- None.
Key Figures
Beneficially owned shares: 1,217,877 shares
Percent of class: 1.97%
Sole voting power: 1,217,877 shares
+3 more
6 metrics
Beneficially owned shares
1,217,877 shares
Common Stock beneficially owned by Aristotle Capital Management, LLC
Percent of class
1.97%
Percentage of Oshkosh Corp common stock class owned by Aristotle Capital Management
Sole voting power
1,217,877 shares
Shares over which Aristotle Capital Management has sole power to vote
Shared voting power
0 shares
Shares over which Aristotle Capital Management has shared power to vote
Sole dispositive power
1,217,877 shares
Shares over which Aristotle Capital Management has sole power to dispose
Shared dispositive power
0 shares
Shares over which Aristotle Capital Management has shared power to dispose
Key Terms
beneficial owner, discretionary power, sole voting power, sole dispositive power, +1 more
5 terms
beneficial owner financial
"which is deemed to be a beneficial owner of those shares pursuant to Rule 13d-3"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
discretionary power financial
"due to its discretionary power to make investment decisions over such shares"
sole voting power financial
"Sole Voting Power 1,217,877.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
sole dispositive power financial
"Sole Dispositive Power 1,217,877.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
Rule 13d-3 regulatory
"deemed to be a beneficial owner of those shares pursuant to Rule 13d-3"
Rule 13d-3 defines who is treated as the beneficial owner of a company’s shares for U.S. securities disclosure rules — essentially anyone who has the power to vote or direct how shares are voted, or the power to buy or sell them, even if they don’t hold the certificates. For investors this matters because crossing certain ownership thresholds triggers public filing and disclosure obligations and signals potential control or influence, much like having the keys to a car implies you can drive it even if it’s registered to someone else.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What percentage of Oshkosh Corp (OSK) does Aristotle Capital Management currently own?
Aristotle Capital Management reports beneficial ownership of 1.97% of Oshkosh Corp’s common stock, based on 1,217,877 shares held in various investment advisory client accounts over which it has discretionary authority.
Does Aristotle Capital Management’s Oshkosh Corp (OSK) stake exceed 5% of the company?
No. Aristotle Capital Management reports ownership of 1.97% of Oshkosh Corp common stock, which qualifies as ownership of 5 percent or less of the class, as noted in the ownership section of the filing.