STOCK TITAN

CEO’s BK Investments LLC adds 53,350 Off The Hook (OTH) shares

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

OFF THE HOOK YS INC. director and CEO John Brian, through BK Investments LLC, completed an open-market purchase of 53,350 shares of common stock. The weighted average purchase price was $2.059 per share, with individual trades between $1.98 and $2.0646 per share.

After this transaction, entities associated with John Brian beneficially own 1,253,350 shares of Off The Hook YS Inc. common stock, held indirectly through BK Investments LLC.

Positive

  • None.

Negative

  • None.
Insider John Brian
Role CEO and Director
Bought 53,350 shs ($110K)
Type Security Shares Price Value
Purchase Common Stock 53,350 $2.059 $110K
Holdings After Transaction: Common Stock — 1,253,350 shares (Indirect, See Footenote)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.98 to $2.0646 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price upon request. These securities are held by BK Investments LLC, of which the reporting person is the sole owner and may be deemed to beneficially own such securities. The reporting person previously held shares through Off The Hook Acquisition Corp., an entity he controls. Such holdings have been distributed to the individual shareholders based on their respective ownership of that entity. The amounts reported herein reflect the reporting person's current beneficial ownership.
Shares purchased 53,350 shares Open-market purchase on March 31, 2026
Weighted average price $2.059 per share Average price for 53,350 purchased shares
Price range $1.98–$2.0646 per share Range of individual trade prices in the purchase
Post-transaction holdings 1,253,350 shares Beneficially owned indirectly through BK Investments LLC
open-market purchase financial
"transaction_action": "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
beneficially own financial
"may be deemed to beneficially own such securities."
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
indirect ownership financial
""direct_or_indirect": "I","ownership_type": "indirect""
common stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
John Brian

(Last)(First)(Middle)
1701 JEL WADE DRIVE

(Street)
WILMINGTON NORTH CAROLINA 28401

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OFF THE HOOK YS INC. [ OTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
CEO and Director
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026P53,350A$2.059(1)1,253,350(3)ISee Footenote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.98 to $2.0646 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price upon request.
2. These securities are held by BK Investments LLC, of which the reporting person is the sole owner and may be deemed to beneficially own such securities.
3. The reporting person previously held shares through Off The Hook Acquisition Corp., an entity he controls. Such holdings have been distributed to the individual shareholders based on their respective ownership of that entity. The amounts reported herein reflect the reporting person's current beneficial ownership.
/s/ Brian S. John04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did OFF THE HOOK YS INC. (OTH) report for John Brian?

John Brian, CEO and director, reported an indirect open-market purchase of 53,350 common shares. The shares were acquired through BK Investments LLC, which he solely owns and may be deemed to beneficially own, increasing his indirect stake in OFF THE HOOK YS INC.

What price did John Brian effectively pay per share in this OTH Form 4 filing?

The reported weighted average price was $2.059 per share for the 53,350 shares. The purchases occurred in multiple trades within a price range from $1.98 to $2.0646 per share, all executed as open-market transactions through BK Investments LLC.

How many OFF THE HOOK YS INC. (OTH) shares does John Brian beneficially own after the transaction?

Following the reported purchase, John Brian beneficially owns 1,253,350 common shares indirectly. These securities are held by BK Investments LLC, an entity he solely owns and through which he may be deemed to beneficially own the OFF THE HOOK YS INC. shares.

Was the OTH insider purchase by John Brian a direct or indirect holding?

The 53,350 purchased shares are reported as indirect ownership. They are held by BK Investments LLC, of which John Brian is the sole owner and may be deemed to beneficially own such securities, rather than being recorded as directly held in his personal name.

What does the price range disclosure mean in John Brian’s OTH Form 4 filing?

The filing states the price is a weighted average across multiple trades from $1.98 to $2.0646. This means individual lots executed at slightly different prices were combined, and full trade-by-trade details are available from the reporting person upon request.