Otis (OTIS) EVP Kimberly Gosk logs RSU grant and PSU vesting in Form 4 filing

Rhea-AI Filing Summary

Otis Worldwide EVP & CPO Kimberly Shannon Gosk reported several equity compensation transactions in Otis common stock and restricted stock units (RSUs) on February 3 and 4, 2026.

On February 3, she acquired 1,559 shares of common stock from the vesting of previously granted performance share units, with 543 shares disposed of at $87.16. The same day she was granted 5,595 RSUs, which convert into common stock on a one-for-one basis and vest in three substantially equal annual installments beginning one year after the transaction date.

On February 4, 445 RSUs vested and converted into 445 shares of common stock, with 131 shares disposed of at $90.37. Following these transactions, she directly held 7,018 shares of Otis common stock and 5,595 RSUs, along with 899 RSUs from an earlier grant.

Insider Trade Summary

445 shares exercised/converted

Mixed 6 txns

Insider Gosk Kimberly Shannon

Role EVP & CPO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	445	$0.00	--
Exercise	Common Stock	445	$0.00	--
Tax Withholding	Common Stock	131	$90.37	$12K
Grant/Award	Restricted Stock Units	5,595	$0.00	--
Grant/Award	Common Stock	1,559	$0.00	--
Tax Withholding	Common Stock	543	$87.16	$47K

Holdings After Transaction: Restricted Stock Units — 899 shares (Direct); Common Stock — 7,149 shares (Direct)

Footnotes (1)

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. On February 4, 2025, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 7, 2023. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 82% level.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gosk Kimberly Shannon

(Last) (First) (Middle)

1 CARRIER PLACE

(Street)

FARMINGTON CT 06032

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Otis Worldwide Corp [ OTIS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CPO

3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/03/2026		A		1,559(4)	A	(4)	7,247	D
Common Stock	02/03/2026		F		543	D	$87.16	6,704	D
Common Stock	02/04/2026		M		445	A	(1)	7,149	D
Common Stock	02/04/2026		F		131	D	$90.37	7,018	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	02/03/2026		A		5,595		(2)	(2)	Common Stock	5,595	$0	5,595	D
Restricted Stock Units	(1)	02/04/2026		M			445	(3)	(3)	Common Stock	445	$0	899	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

2. RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

3. On February 4, 2025, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

4. The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 7, 2023. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 82% level.

	Susan Grady, Attorney-in-Fact	02/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Otis (OTIS) EVP Kimberly Shannon Gosk report?

Kimberly Shannon Gosk reported multiple equity compensation transactions, including vesting of performance share units into 1,559 Otis common shares and a grant of 5,595 restricted stock units. She also reported dispositions of 543 and 131 shares at $87.16 and $90.37, respectively.

How many Otis (OTIS) restricted stock units were granted to Kimberly Shannon Gosk?

She was granted 5,595 restricted stock units (RSUs) on February 3, 2026. These RSUs convert into common stock on a one-for-one basis and vest in three substantially equal annual installments, beginning on the first anniversary of the transaction date, subject to continued service conditions.

What performance share units vested for Otis (OTIS) EVP Kimberly Shannon Gosk?

Performance share units granted on February 7, 2023 vested for Kimberly Shannon Gosk, delivering 1,559 Otis common shares. The three-year performance cycle targets were certified achieved at 82%, and each performance share unit had a value equal to one share of Otis common stock.

What were the share dispositions reported by Kimberly Shannon Gosk in Otis (OTIS) stock?

She reported disposing of 543 Otis common shares at $87.16 on February 3, 2026 and 131 shares at $90.37 on February 4, 2026. These dispositions are coded as “F,” indicating shares withheld or disposed of in connection with equity award-related events.

How many Otis (OTIS) shares does Kimberly Shannon Gosk own after these Form 4 transactions?

After the reported transactions, Kimberly Shannon Gosk directly held 7,018 shares of Otis common stock. She also beneficially owned 5,595 newly granted restricted stock units and 899 restricted stock units remaining from an earlier grant, all reported as directly owned derivative securities.

How do Kimberly Shannon Gosk’s Otis (OTIS) RSUs vest over time?

The 5,595 newly granted RSUs vest in three substantially equal annual installments starting on the first anniversary of the transaction date. Additionally, a separate RSU grant from February 4, 2025 also vests in three substantially equal annual installments beginning on its first anniversary.