Outlook Therapeutics Inc SEC Filings

Outlook Therapeutics director Julia A. Haller received two stock option grants reported on 10/01/2025 and 10/03/2025. The first grant is for 286,734 options with an exercise price of $1.04 that vest in full on 10/01/2026 subject to continued service and acceleration on a defined Change in Control. The second grant is for 58,648 options at $1.06, issued in lieu of $55,000 in cash fees and vesting in four equal quarterly installments through 9/30/2026, also subject to service and Change in Control acceleration.

Outlook Therapeutics director Kurt J. Hilzinger received two equity awards reported on 10/01/2025 and 10/03/2025. The filings show a stock option for 286,734 shares priced at $1.04 that vests in full on 10/01/2026 with acceleration on a Change in Control, and a stock option for 90,638 shares priced at $1.06 granted in lieu of $85,000 cash fees that vest in four equal quarterly installments ending 09/30/2026, also subject to Change in Control acceleration. Both option grants are held directly by the reporting person and have an expiration date of 10/01/2035 or 10/03/2035 respectively. The report was filed by one reporting person and signed by an attorney-in-fact on 10/03/2025.

Outlook Therapeutics director Julian S. Gangolli was granted a non‑employee director stock option on 10/01/2025 to buy 286,734 shares of common stock at an exercise price of $1.04 per share. The option is an annual grant under the company’s Non‑Employee Director Compensation Policy and the 2024 Equity Incentive Plan. The option shall fully vest on 10/01/2026 provided the director continues service through that date, and the underlying shares are subject to acceleration on a Change in Control if the director is in service immediately before such event. The filing was reported on Form 4 and signed by an attorney‑in‑fact on behalf of the reporting person.

Outlook Therapeutics, Inc. (OTLK) director Yezan Munther Haddadin reported two option grants. On 10/01/2025 he was granted 286,734 stock options with a $1.04 exercise price that, per the issuer, "shall fully vest on October 1, 2026" subject to continuous service and acceleration on a Change in Control. On 10/03/2025 he received 95,969 options with a $1.06 exercise price granted in lieu of $90,000 in cash fees; these vest in four equal quarterly installments and become fully vested on September 30, 2026, subject to continuous service and similar Change in Control acceleration. Both option grants expire in 2035 and are reported as direct beneficial ownership. The Form 4 was signed by an attorney-in-fact on 10/03/2025.

Outlook Therapeutics, Inc. (OTLK) reported stock option grants to director Faisal G. Sukhtian consisting of 286,734 options at an exercise price of $1.04 (grant date 10/01/2025) and 117,296 options at $1.06 (grant date 10/03/2025), for a total of 404,030 options. The first grant is an annual non-employee director award that fully vests on 10/01/2026 subject to continued service and accelerates upon a Change in Control. The second grant was issued in lieu of $110,000 in cash fees and vests in four equal quarterly installments, fully vesting on 09/30/2026, subject to continued service and Change in Control acceleration.

Great Point Partners, LLC together with Dr. Jeffrey R. Jay, M.D., and Ms. Lillian Nordahl report beneficial ownership of 2,220,000 shares of Outlook Therapeutics, Inc. common stock, representing 4.99% of the outstanding shares based on 42,192,728 shares reported by the issuer. The holdings consist of warrants to purchase 2,220,000 shares, which are treated as beneficially owned but are subject to an exercise restriction (a Beneficial Ownership Cap) that prevents exercise if it would increase ownership above 9.99%.

The reporting persons disclose shared voting and dispositive power over the 2,220,000 shares and state the position is not held to influence control of the issuer. The filing is a joint Schedule 13G/A and includes a Joint Filing Agreement executed August 14, 2025.