STOCK TITAN

Outlook Therapeutics (OTLK) CFO Lawrence Kenyon buys 101K shares plus 101K warrants

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Outlook Therapeutics, Inc. director and Chief Financial Officer Lawrence A. Kenyon reported open-market-style purchases tied to an underwritten public offering on August 14, 2026. He acquired 101,010 shares of common stock plus accompanying warrants to purchase another 101,010 shares, for a combined public offering price of $0.99 per share and warrant. The warrants are immediately exercisable at $1.10 per share and expire on August 14, 2031. Following the stock purchase, he held 106,956 common shares directly.

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Insider KENYON LAWRENCE A
Role Chief Financial Officer
Bought 202,020 shs
Type Security Shares Price Value
Purchase Warrants (right to buy) F2, F1 101,010 -- --
Purchase Common Stock F1 101,010 -- --
Holdings After Transaction: Warrants (right to buy) — 101,010 shares (Direct); Common Stock — 106,956 shares (Direct)
Footnotes (2)
  1. F1. On August 14, 2026, the reporting person acquired 101,010 shares of common stock and accompanying warrants to purchase 101,010 shares of common stock in the Issuer's underwritten public offering of shares of common stock and accompanying warrants for a combined public offering price of $0.99 per share of common stock and accompanying warrant.
  2. F2. The warrants were exercisable immediately upon issuance and expire five years from the date of issuance, on August 14, 2031.
Common shares purchased 101,010 shares Shares of Outlook Therapeutics common stock acquired on August 14, 2026
Warrants acquired 101,010 warrants Warrants to purchase common stock acquired in the same August 14, 2026 offering
Combined offering price $0.99 per share and warrant Public offering price per unit of one common share plus one accompanying warrant
Warrant exercise price $1.10 per share Exercise price of the warrants acquired on August 14, 2026
Warrant expiration date August 14, 2031 Warrants are exercisable immediately and expire five years from issuance
Shares owned after transaction 106,956 shares Direct common stock holdings reported following the August 14, 2026 purchase
Total net shares bought 202,020 securities Sum of 101,010 common shares and 101,010 underlying warrant shares acquired
underwritten public offering financial
"the Issuer's underwritten public offering of shares of common stock"
An underwritten public offering is when a company sells new shares of its stock to the public with the help of a financial firm, called an underwriter. The underwriter agrees to buy all the shares upfront, reducing the company's risk, and then sells them to investors. This process helps companies raise money quickly and confidently from a wide range of buyers.
accompanying warrants financial
"shares of common stock and accompanying warrants to purchase 101,010 shares"
Securities called accompanying warrants are options issued together with another financing instrument—often bonds or preferred shares—that give the holder the right to buy common stock at a set price for a limited time. Think of them like detachable coupons included with a loan that can be redeemed later for stock; they matter to investors because they can dilute existing ownership if exercised and add potential upside tied to the issuer’s future share price.
combined public offering price financial
"for a combined public offering price of $0.99 per share of common stock"
exercise price financial
"The warrants were exercisable immediately upon issuance"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expire five years from the date of issuance, on August 14, 2031"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

What did Outlook Therapeutics (OTLK) CFO Lawrence A. Kenyon buy on August 14, 2026?

Lawrence A. Kenyon acquired 101,010 shares of common stock and warrants for 101,010 shares in Outlook Therapeutics’ underwritten public offering on August 14, 2026, increasing both his stock and warrant positions.

At what price did the Outlook Therapeutics (OTLK) CFO participate in the offering?

Kenyon participated at a combined public offering price of $0.99 per share of common stock and accompanying warrant. This price covers each unit consisting of one share plus one warrant in the underwritten public offering.

What are the key terms of the Outlook Therapeutics (OTLK) warrants acquired by the CFO?

The acquired warrants are immediately exercisable at an exercise price of $1.10 per share and will expire on August 14, 2031, giving Kenyon the right to buy 101,010 common shares during that period.

How many Outlook Therapeutics (OTLK) common shares did the CFO hold after these purchases?

After purchasing 101,010 common shares in the offering, Kenyon directly held 106,956 shares of common stock. This reported figure reflects his post-transaction direct ownership position on August 14, 2026.

Were the Outlook Therapeutics (OTLK) CFO’s August 14, 2026 transactions under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox as not selected, and the footnotes describe participation in an underwritten public offering, not trades executed under a pre-arranged Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KENYON LAWRENCE A

(Last)(First)(Middle)
C/O OUTLOOK THERAPEUTICS, INC.
111 S. WOOD AVE, UNIT #100

(Street)
ISELIN NEW JERSEY 08830

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Outlook Therapeutics, Inc. [ OTLK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/14/2026P101,010A(1)106,956D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrants (right to buy)(2)$1.108/14/2026P101,01008/14/202608/14/2031Common Stock101,010(1)101,010D
Explanation of Responses:
1. On August 14, 2026, the reporting person acquired 101,010 shares of common stock and accompanying warrants to purchase 101,010 shares of common stock in the Issuer's underwritten public offering of shares of common stock and accompanying warrants for a combined public offering price of $0.99 per share of common stock and accompanying warrant.
2. The warrants were exercisable immediately upon issuance and expire five years from the date of issuance, on August 14, 2031.
Lawrence Kenyon08/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)