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Oatly (OTLY) SVP Simon Broadbent reports initial ADS, share and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Oatly Group AB executive Simon Kenneth James Broadbent filed an initial ownership report showing his equity stake in the company. He directly holds 381,186 Ordinary Shares, 35,840 ADSs, and stock options covering 11,666 ADSs at an exercise price of $21.20 per ADS.

Footnotes explain that each Ordinary Share can be converted into ADSs at a 20‑to‑1 ratio and that the ADS holdings include RSUs that vest in scheduled annual increments beginning on May 30, 2025 and May 30, 2026. The stock options also vest in three equal annual increments starting May 30, 2025 and expire five years after each vesting date.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Broadbent Simon Kenneth James

(Last)(First)(Middle)
ANGFARJEKAJEN 8

(Street)
MALMOSWEDEN211 19

(City)(State)(Zip)

SWEDEN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Oatly Group AB [ OTLY ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP Operations & Sust.
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares(1)381,186D
ADSs(2)35,840D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options(3) (4) (5)ADSs11,666$21.2D
Explanation of Responses:
1. Ordinary Shares may be converted into ADSs at a conversion ratio of 20-to-1, at the election of the Reporting Person.
2. Includes RSUs, each RSU represents a right to receive one ADS in the Issuer. 2,017 RSUs will vest on 5/30/2026, 1,334 RSUs will vest in two equal annual increments beginning 5/30/2026, and 30,504 RSUs will vest in three equal annual increments beginning 5/30/2026. There are no voting or dividend rights prior to vesting.
3. Each stock option represents a right to receive one ADS in the Issuer.
4. The stock options vest in three equal annual increments beginning 5/30/2025.
5. The stock options expire five years after the relevant vesting date.
Timothy Sjovall, pursuant to power of attorney03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Simon Broadbent’s Form 3 filing show for Oatly (OTLY)?

The Form 3 shows Simon Broadbent’s initial ownership in Oatly. He holds 381,186 Ordinary Shares, 35,840 ADSs, and stock options over 11,666 ADSs, giving visibility into his equity-based stake as SVP Operations & Sustainability.

How many Oatly ADSs and Ordinary Shares does Simon Broadbent report owning?

Simon Broadbent reports 381,186 Ordinary Shares and 35,840 ADSs of Oatly. The ADS figure includes RSUs that convert one-for-one into ADSs as they vest over several years starting May 30, 2026, according to the filing footnotes.

What stock options does Simon Broadbent hold in Oatly according to the Form 3?

Broadbent holds stock options tied to 11,666 underlying ADSs at an exercise price of $21.20 per ADS. These options vest in three equal annual installments beginning May 30, 2025 and expire five years after each respective vesting date.

How are Oatly Ordinary Shares and ADSs related in Simon Broadbent’s holdings?

The filing states that each Ordinary Share can be converted into ADSs at a 20‑to‑1 ratio. This means Broadbent’s Ordinary Shares could be exchanged into ADSs at his election, providing flexibility in how his Oatly ownership is represented in the market.

What RSU vesting schedule is disclosed for Simon Broadbent’s Oatly ADSs?

The RSUs referenced in the ADS total vest over multiple years. 2,017 RSUs vest on May 30, 2026; 1,334 RSUs vest in two equal annual installments beginning May 30, 2026; and 30,504 RSUs vest in three equal annual installments beginning May 30, 2026.

Does Simon Broadbent’s Form 3 indicate any recent Oatly share purchases or sales?

The Form 3 is an initial ownership report and lists only holdings, not recent transactions. All entries are characterized as holdings with unknown transaction codes, so it primarily establishes Broadbent’s existing equity position rather than documenting new trades.
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