[144] Oak Valley Bancorp SEC Filing

Rhea-AI Filing Summary

Oak Valley Bancorp (OVLY) filed a Form 144 reporting a proposed sale of 375 shares of common stock through Fidelity Brokerage Services LLC on NASDAQ, with an aggregate market value of $10,473.30 and 8,382,062 shares outstanding. The proposed sale date is listed as 08/12/2025, which means the block represents approximately 0.0045% of outstanding shares.

Acquisition details show the reported shares were acquired in open-market purchases: 10 shares on 07/23/2007 and 365 shares on 12/26/2007, paid in cash. The filing also discloses prior sales by "Donald Barton 2015 Sep Prop Tr" of 375 shares on 05/12/2025, 375 shares on 06/12/2025, and 375 shares on 07/14/2025 with gross proceeds of $9,892.91, $9,797.67, and $10,736.27 respectively. The notice includes the signer’s representation that no material nonpublic information is known.

Insights

Securities Analyst

TL;DR: Routine small-block Form 144 filing; sells are immaterial relative to float and unlikely to move market.

The filing documents a proposed sale of 375 common shares valued at $10,473.30, representing roughly 0.0045% of the 8,382,062 shares outstanding. Prior monthly dispositions of 375 shares each in May, June and July 2025 are disclosed, indicating ongoing liquidations. Given the absolute size and the share count relative to outstanding shares, these transactions appear immaterial to the company’s capitalization. No financial results, changes to control, or regulatory issues are disclosed.

Compliance / Governance Expert

TL;DR: Filing meets Rule 144 disclosure elements; includes acquisition history and broker details, with standard attestation.

The Form 144 provides required elements: broker identity (Fidelity Brokerage Services LLC), acquisition dates (07/23/2007 and 12/26/2007), nature of acquisition (open market), consideration (cash), and recent sales by the reported seller. The notice includes the standard signature attestation regarding material nonpublic information. From a compliance perspective, the form appears complete for a routine proposed sale; no adverse compliance flags are present in the disclosed fields.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	375	10473.30	8382062	08/12/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/23/2007	Open Market Purchase	Issuer			10	07/23/2007	Cash
Common	12/26/2007	Open Market Purchase	Issuer			365	12/26/2007	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Donald Barton 2015 Sep Prop Tr 125 N. Third Ave. Oakdale CA 95361	Common	05/12/2025	375	9892.91
Donald Barton 2015 Sep Prop Tr 125 N. Third Ave. Oakdale CA 95361	Common	06/12/2025	375	9797.67
Donald Barton 2015 Sep Prop Tr 125 N. Third Ave. Oakdale CA 95361	Common	07/14/2025	375	10736.27

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Oak Valley Bancorp (OVLY) report?

The filing reports a proposed sale of 375 shares of common stock via Fidelity Brokerage Services LLC on NASDAQ with an aggregate market value of $10,473.30 and an approximate sale date of 08/12/2025.

How large is the proposed sale relative to OVLY's outstanding shares?

The 375 shares are out of 8,382,062 shares outstanding, approximately 0.0045% of the outstanding share count.

What acquisition history is disclosed for the securities being sold?

The securities were acquired by open-market purchases: 10 shares on 07/23/2007 and 365 shares on 12/26/2007, with payment listed as cash.

Were there recent sales by the seller in the past three months?

Yes. The filing lists sales by Donald Barton 2015 Sep Prop Tr of 375 shares on 05/12/2025 (proceeds $9,892.91), 06/12/2025 ($9,797.67), and 07/14/2025 ($10,736.27).

Does the filing indicate any undisclosed material information?

The signer represents that they do not know any material adverse information regarding the issuer that has not been publicly disclosed.