Oak Valley Bancorp director proposes sale of 375 shares

Fidelity Brokerage Services LLC is listed as the broker, and the remarks place the trade in Donald Barton 2015 Sep Prop Tr.

Rhea-AI Filing Summary

Oak Valley Bancorp (OVLY) director Donald L. Barton reported a proposed sale of 375 common shares, with an aggregate market value of $12,761.25 and an approximate sale date of September 28, 2026. The remarks say the trade took place in Donald Barton 2015 Sep Prop Tr, where Barton is a trustee and account stakeholder. Fidelity Brokerage Services LLC is listed as the broker.

Key Figures

Common shares proposed for sale: 375 shares Aggregate market value: $12,761.25 Shares outstanding: 8,412,708 shares

3 metrics

Common shares proposed for sale 375 shares Approximate sale date: September 28, 2026

Aggregate market value $12,761.25 Proposed sale

Shares outstanding 8,412,708 shares Figure reported in the securities information

Key Terms

Rule 144, Open Market Purchase, shares outstanding

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Open Market Purchase financial

"Open Market Purchase"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

shares outstanding financial

"shares outstanding"

Shares outstanding are the total number of a company’s stock units held by all shareholders, including institutional investors and company insiders — think of them as the total number of slices of the company’s ownership pie. Investors use this number to calculate how much of the company each share represents, and it directly affects per-share measures like earnings per share, ownership percentage and valuation; when the slice count changes, an investor’s claim and the company’s per-share metrics change too.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many OVLY shares did Donald L. Barton report for sale?

Donald L. Barton reported 375 common shares for a proposed sale, with an approximate sale date of September 28, 2026 and an aggregate market value of $12,761.25.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/28/2026 - 01:25 PM Accepted by SEC EDGAR 09/28/2026 - 01:24 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001442259
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Oak Valley Bancorp
SEC File Number	001-34142
Address of Issuer	125 N. THIRD AVE. OAKDALE CALIFORNIA 95361
Phone	209-844-7500
Name of Person for Whose Account the Securities are To Be Sold	Barton Don
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	375	12761.25	8412708	09/28/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/20/2014	Open Market Purchase	Issuer			375	05/20/2014	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Donald L. Barton 125 North Third Avenue Oakdale CA 95361	Common	07/27/2026	375	12270.00
Donald L. Barton 125 North Third Avenue Oakdale CA 95361	Common	08/26/2026	375	124776.25

144: Remarks and Signature

Remarks	This trade took place in the Donald Barton 2015 Sep Prop Tr, of whom Donald L. Barton is a trustee and an account stakeholder.
Date of Notice	09/28/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	02/24/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Donald L. Barton
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)