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Oak Valley Bancorp (OVLY) EVP Nunes reports 15,429 directly owned shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Oak Valley Bancorp executive William D. Nunes, EVP Chief Marketing Officer, filed an initial statement of ownership. As of January 1, 2026, he beneficially owned 15,429 shares of Oak Valley Bancorp common stock, held in direct ownership.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Nunes Wiiliam D

(Last) (First) (Middle)
125 NORTH THIRD AVENUE

(Street)
OAKDALE CA 95361

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
Oak Valley Bancorp [ OVLY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Chief Marketing Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,429 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ William D Nunes 02/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Oak Valley Bancorp (OVLY) Form 3 filing show for William D. Nunes?

The Form 3 shows that executive William D. Nunes, EVP Chief Marketing Officer of Oak Valley Bancorp, beneficially owned 15,429 shares of the company’s common stock as of January 1, 2026, all held in direct ownership under his name.

How many Oak Valley Bancorp (OVLY) shares does William D. Nunes directly own?

William D. Nunes directly owns 15,429 shares of Oak Valley Bancorp common stock. This holding is reported as beneficially owned on his Form 3, with the ownership form coded as “D” for direct, indicating the shares are personally held rather than through another entity.

What is William D. Nunes’s role at Oak Valley Bancorp (OVLY) in this Form 3?

In this Form 3, William D. Nunes is identified as an officer of Oak Valley Bancorp, serving as EVP Chief Marketing Officer. The filing links his executive role to his reported beneficial ownership of 15,429 shares of the company’s common stock held directly.

What is the effective date of the ownership reported in OVLY’s Form 3 for William D. Nunes?

The effective date of the ownership reported is January 1, 2026. As of that date, the Form 3 states that William D. Nunes beneficially owned 15,429 shares of Oak Valley Bancorp common stock, reflecting his direct equity position at that point in time.

Does the OVLY Form 3 for William D. Nunes report any stock transactions?

The Form 3 functions as an initial ownership report and lists 15,429 shares of common stock beneficially owned directly by William D. Nunes. It does not detail specific buy or sell transactions, focusing instead on his total direct holdings as of January 1, 2026.
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