Oak Valley Bancorp director sells 375 shares

The reported sale left Don Barton with 29,225 shares held directly and was made under a plan adopted November 5, 2024.

Rhea-AI Filing Summary

Oak Valley Bancorp (OVLY) director Don Barton sold 375 shares of common stock on September 28, 2026, at $34.03 per share. The transaction was reported as a direct sale, and his reported direct holdings following it were 29,225 shares. The sale was executed in accordance with a Rule 10b5-1 sales plan adopted November 5, 2024.

Insider Trade Summary 10b5-1

Net Seller: 375 shares

Net Sell 1 txn

Insider Barton Don

Role Director

Sold 375 shs ($13K)

Type	Security	Shares	Price	Value
Sale	Common Stock F2, F1	375	$34.03	$13K

Holdings After Transaction: Common Stock — 29,225 shares (Direct)

Footnotes (2)

1. F1. Transactions executed in accordance with 10b5-1 sales plan
2. F2. Adoption date of referenced 10b5-1(c) plan is: 11-05-2024

Key Figures

Shares sold: 375 shares Sale price: $34.03 per share Direct holdings after sale: 29,225 shares

3 metrics

Shares sold 375 shares Direct sale on September 28, 2026

Sale price $34.03 per share September 28, 2026

Direct holdings after sale 29,225 shares Following the September 28, 2026 transaction

Key Terms

10b5-1 sales plan, 10b5-1(c) plan

2 terms

10b5-1 sales plan regulatory

"executed in accordance with 10b5-1 sales plan"

A 10b5-1 sales plan is a written, prearranged schedule that company insiders use to buy or sell their employer’s stock under a U.S. securities rule, so trades occur automatically at set times or prices regardless of later private information. It matters to investors because it reduces the risk of insider-trading accusations and signals that certain insider trades were planned ahead—like putting transactions on autopilot—while still affecting share supply and market confidence.

10b5-1(c) plan regulatory

"Adoption date of referenced 10b5-1(c) plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many OVLY shares did Don Barton sell, and at what price?

Don Barton sold 375 shares at $34.03 per share on September 28, 2026. The sale was executed in accordance with a Rule 10b5-1 sales plan adopted November 5, 2024.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/28/2026 - 07:38 PM Accepted by SEC EDGAR 09/28/2026 - 07:37 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barton Don

(Last) (First) (Middle)

125 NORTH THIRD AVENUE

(Street)

OAKDALE CALIFORNIA 95361

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Oak Valley Bancorp [ OVLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/28/2026(2)		S		375(1)	D	$34.03	29,225	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Transactions executed in accordance with 10b5-1 sales plan

2. Adoption date of referenced 10b5-1(c) plan is: 11-05-2024

	/s/ Don Barton	09/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)