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Oak Valley Bank Director Updates Ownership Status in Latest Filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Form 4 Filing Details: Thomas A. Haidlen, Director of Oak Valley Bancorp (OVLY), filed a Form 4 statement on June 28, 2025, reporting insider trading activity. The filing discloses Haidlen's position as a director of the company, with a registered address in Oakdale, CA.

Transaction Details: Notably, this Form 4 filing appears to be a blank report with no actual securities transactions recorded in either Table I (non-derivative securities) or Table II (derivative securities) during the reported period. The earliest transaction date is listed as June 17, 2025.

Additional Information: The filing is submitted as an individual submission (not joint) and was signed by Thomas A. Haidlen on June 17, 2025. The absence of reported transactions suggests this may be a routine filing to maintain compliance with SEC regulations, even when no actual trading activity has occurred.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Haidlen Thomas A

(Last) (First) (Middle)
125 NORTH THIRD AVENUE

(Street)
OAKDALE CA 95361

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Oak Valley Bancorp [ OVLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Thomas A Haidlen 06/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is Thomas A Haidlen at Oak Valley Bancorp (OVLY)?

Thomas A Haidlen is a Director at Oak Valley Bancorp (OVLY), as indicated in the Form 4 filing from June 28, 2025. His address is listed as 125 North Third Avenue, Oakdale, CA 95361.

What insider trading activity was reported in OVLY's latest Form 4?

The Form 4 filing dated June 28, 2025 for Oak Valley Bancorp (OVLY) shows no actual transactions being reported in either non-derivative securities (Table I) or derivative securities (Table II). While the form was filed, no specific trading activity was disclosed.

Is Thomas Haidlen a 10% owner of OVLY stock?

No, according to the Form 4 filing, Thomas Haidlen is only marked as a Director of Oak Valley Bancorp (OVLY). The '10% Owner' box is not checked in Section 5 of the filing where relationships to the issuer are disclosed.

When did Thomas Haidlen sign this Form 4 for OVLY?

Thomas A Haidlen signed this Form 4 on June 17, 2025, as indicated by the signature date at the bottom of the filing. This was also listed as the 'Date of Earliest Transaction' in Section 3 of the form.
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