STOCK TITAN

Oak Valley Bancorp (OVLY) director shifts 186 custodial shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Oak Valley Bancorp director Leonard Daniel J reported an indirect disposition of 186 shares of common stock on 2026-07-29. The shares were held in a custodial account for a grandchild that was converted to the child’s individual ownership after reaching adult age. Following this transfer, he reports 62,412 common shares held indirectly as custodian for grandchildren.

Positive

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Negative

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Insider Leonard Daniel J
Role Director
Type Security Shares Price Value
Other Common Stock F1 186 -- --
Holdings After Transaction: Common Stock — 62,412 shares (Indirect, By Self as Custodian for grandchildren)
Footnotes (1)
  1. F1. Custodial account for grandchild converted to individual ownership, child now of adult age.
Shares transferred 186 shares Indirect disposition on 2026-07-29 classified as Other acquisition or disposition
Indirect holdings after transaction 62,412 shares Common stock held indirectly "By Self as Custodian for grandchildren" after the transfer
Restructuring shares 186 shares transactionSummary lists 186 restructuringShares for this code J transaction
Other acquisition or disposition regulatory
"transaction_code_description": "Other acquisition or disposition""
indirect ownership financial
"direct_or_indirect": "I" indicating indirect ownership type"
custodial account financial
"Custodial account for grandchild converted to individual ownership"
A custodial account is an investment or bank account opened and managed by an adult (the custodian) for the benefit of someone who cannot legally control assets, typically a minor. Think of it as a wallet held by a trusted guardian until the beneficiary reaches a legal age: it lets you save and invest on someone’s behalf, affects who makes decisions and who pays taxes, and determines when control of the assets transfers to the beneficiary—details investors watch for tax consequences, ownership rules, and timing of control.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Oak Valley Bancorp (OVLY) report in this Form 4?

Oak Valley Bancorp director Leonard Daniel J reported transferring 186 common shares on 2026-07-29. These shares moved from a custodial account for a grandchild to that grandchild’s individual ownership, reflecting a change in account status rather than a market purchase or sale.

How many Oak Valley Bancorp (OVLY) shares did Leonard Daniel J transfer?

The filing reports that 186 shares of Oak Valley Bancorp common stock were transferred. The shares were previously held in a custodial account for a grandchild and were converted to the grandchild’s own account when the child reached adult age, classified as an other disposition.

What are Leonard Daniel J’s reported Oak Valley Bancorp (OVLY) holdings after the transaction?

After the reported transaction, Leonard Daniel J is shown holding 62,412 shares of Oak Valley Bancorp common stock indirectly. The ownership is described as “By Self as Custodian for grandchildren,” indicating ongoing custodial holdings for other grandchildren following this transfer.

Was the Oak Valley Bancorp (OVLY) insider transaction a direct or indirect holding change?

The Form 4 records the transaction as affecting indirect ownership. The shares were held in a custodial account, with the nature of ownership stated as “By Self as Custodian for grandchildren,” and the change reflects conversion to the grandchild’s individual ownership when reaching adulthood.

Was the Oak Valley Bancorp (OVLY) insider trade made under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked, indicating the transaction was not designated as being made under a pre-arranged Rule 10b5-1 trading plan. Instead, it is classified as an “Other acquisition or disposition” related to a custodial-to-individual account conversion.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Leonard Daniel J

(Last)(First)(Middle)
125 NORTH THIRD AVENUE

(Street)
OAKDALE CALIFORNIA 95361

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Oak Valley Bancorp [ OVLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/29/2026J(1)186D(1)62,412I(1)By Self as Custodian for grandchildren
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Custodial account for grandchild converted to individual ownership, child now of adult age.
/s/ Daniel J Leonard07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)