Oak Valley Bancorp (OVLY) director sale under Rule 10b5-1 plan

Rhea-AI Filing Summary

Oak Valley Bancorp director Don Barton reported a sale of common stock. On 2026-07-27, he sold 375 shares at $32.72 per share in an open-market or private transaction. The trade was effected under a Rule 10b5-1(c) plan adopted on 11-05-2024, and he now directly holds 29,975 shares.

Insider Trade Summary 10b5-1

Net Seller: 375 shares

Net Sell 1 txn

Insider Barton Don

Role Director

Sold 375 shs ($12K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	375	$32.72	$12K

Holdings After Transaction: Common Stock — 29,975 shares (Direct)

Footnotes (1)

1. F1. Adoption date of referenced 10b5-1(c) plan is: 11-05-2024

Key Figures

Shares sold: 375 shares Sale price per share: $32.72 per share Shares held after transaction: 29,975 shares

3 metrics

Shares sold 375 shares Non-derivative sale of common stock on 2026-07-27

Sale price per share $32.72 per share Price for the 375 common shares sold

Shares held after transaction 29,975 shares Direct ownership following the reported sale

Key Terms

Rule 10b5-1(c) plan, open market, direct ownership

3 terms

Rule 10b5-1(c) plan regulatory

"Adoption date of referenced 10b5-1(c) plan is: 11-05-2024"

open market market

"Sale in open market or private transaction"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

direct ownership financial

"ownership_type set to direct for common stock holding"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/27/2026 - 07:15 PM Accepted by SEC EDGAR 07/27/2026 - 07:15 PM Learn about SEC filing dates

FAQ

What insider transaction did Oak Valley Bancorp (OVLY) report for Don Barton?

Oak Valley Bancorp reported that director Don Barton sold 375 shares of common stock on 2026-07-27. The sale was a reported open-market or private transaction under a Rule 10b5-1(c) trading plan.

At what price were Don Barton’s Oak Valley Bancorp (OVLY) shares sold?

Don Barton’s reported sale of Oak Valley Bancorp shares was executed at $32.72 per share. The transaction involved 375 shares of common stock in an open-market or private trade.

How many Oak Valley Bancorp (OVLY) shares does Don Barton hold after this sale?

Following the reported transaction, Don Barton directly holds 29,975 shares of Oak Valley Bancorp common stock. This figure reflects his direct ownership position after selling 375 shares on 2026-07-27.

Was Don Barton’s Oak Valley Bancorp (OVLY) sale made under a Rule 10b5-1 plan?

Yes. The filing indicates the trade was under a Rule 10b5-1(c) plan, with the plan’s adoption date disclosed as 11-05-2024. The plan status is also affirmed via the Rule 10b5-1 checkbox.

What type of transaction code applies to Don Barton’s Oak Valley Bancorp (OVLY) trade?

The transaction is coded “S”, described as a sale in open market or private transaction. It covers 375 shares of common stock at a price of $32.72 per share.

Did the Oak Valley Bancorp (OVLY) filing report any derivative transactions for Don Barton?

No derivative transactions are reported for Don Barton in this filing. The derivative transaction count is zero, and only a single non-derivative sale of common stock is disclosed.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barton Don

(Last) (First) (Middle)

125 NORTH THIRD AVENUE

(Street)

OAKDALE CALIFORNIA 95361

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Oak Valley Bancorp [ OVLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/27/2026(1)		S		375	D	$32.72	29,975	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Adoption date of referenced 10b5-1(c) plan is: 11-05-2024

	/s/ Don Barton	07/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)