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Oak Valley Bancorp (OVLY) director Don Barton in open-market sale of 375 shares

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Oak Valley Bancorp director Don Barton sold shares in a routine transaction. He completed an open-market sale of 375 shares of Common Stock at $33.77 per share. After this sale, he directly holds 30,725 shares, indicating he retains the vast majority of his position.

Positive

  • None.

Negative

  • None.
Insider Barton Don
Role Director
Sold 375 shs ($13K)
Type Security Shares Price Value
Sale Common Stock 375 $33.77 $13K
Holdings After Transaction: Common Stock — 30,725 shares (Direct)
Footnotes (1)
Shares sold 375 shares Open-market sale of Common Stock
Sale price $33.77 per share Price for the 375-share sale
Shares held after 30,725 shares Direct holdings following the transaction
Net share change -375 shares Net-sell direction from transaction summary
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
non-derivative financial
"transaction_type: "non-derivative""

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Oak Valley Bancorp (OVLY) report for Don Barton?

Oak Valley Bancorp reported that director Don Barton executed an open-market sale of 375 shares of Common Stock. The transaction was recorded as a non-derivative sale under transaction code “S” on the Form 4 filing for this reporting person.

At what price did Don Barton sell Oak Valley Bancorp (OVLY) shares?

Don Barton sold 375 Oak Valley Bancorp Common Stock shares at $33.77 per share. This price reflects the per-share value disclosed for the open-market sale, giving a clear view of the transaction’s approximate dollar size for investors reviewing insider activity.

How many Oak Valley Bancorp (OVLY) shares does Don Barton hold after the sale?

Following the reported sale, Don Barton directly holds 30,725 shares of Oak Valley Bancorp Common Stock. This post-transaction holding figure shows that the 375 shares sold represent only a small fraction of his overall disclosed position in the company.

What does transaction code "S" mean in the Oak Valley Bancorp (OVLY) Form 4?

Transaction code “S” on the Oak Valley Bancorp Form 4 indicates a sale in the open market or a private transaction. In this case, it classifies Don Barton’s 375-share disposition as a straightforward open-market sale of Common Stock, not a derivative or gift transaction.

Was Don Barton’s Oak Valley Bancorp (OVLY) transaction reported as direct or indirect ownership?

The Form 4 lists Don Barton’s ownership as direct, using the code “D” for this transaction. That means the 30,725 shares shown after the sale are held directly in his name, rather than through a trust, partnership, or other indirect ownership vehicle.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barton Don

(Last)(First)(Middle)
125 NORTH THIRD AVENUE

(Street)
OAKDALE CALIFORNIA 95361

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Oak Valley Bancorp [ OVLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/26/2026S375D$33.7730,725D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Don Barton05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)