STOCK TITAN

Owlet (OWLT) director John C. Kim receives 18,996 RSU equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Kim John C. reported acquisition or exercise transactions in this Form 4 filing.

Owlet, Inc. director John C. Kim received an equity grant of 18,996 restricted stock units (RSUs). Each RSU entitles him to one share of Owlet common stock upon vesting, at no purchase price. After this grant, he holds 252,026 shares/RSUs in total.

The RSUs will fully vest on the earlier of the first anniversary of the grant date or immediately before Owlet’s next annual stockholder meeting, as long as he continues to serve the company through that date. The filing notes that this transaction was reported late due to an administrative oversight.

Positive

  • None.

Negative

  • None.
Insider Kim John C.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 18,996 $0.00 --
Holdings After Transaction: Common Stock — 252,026 shares (Direct, null)
Footnotes (1)
  1. This transaction is being reported late due to an administrative oversight. Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs will fully vest on the earlier of (a) the first anniversary of the date of grant or (b) immediately prior to the next annual meeting of the Company's stockholders after the date of grant, subject to the Reporting Person's continued service to the Issuer through such vesting date.
RSU grant 18,996 units Restricted stock units awarded to director John C. Kim
Grant price $0.00 per unit Stated price per RSU in the award
Total holdings after grant 252,026 shares/RSUs Direct ownership reported following the RSU award
Vesting trigger Earlier of first anniversary or next annual meeting RSUs fully vest on the earlier of these dates, subject to continued service
restricted stock units ("RSUs") financial
"Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share..."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
annual meeting of the Company's stockholders financial
"immediately prior to the next annual meeting of the Company's stockholders after the date of grant..."
administrative oversight regulatory
"This transaction is being reported late due to an administrative oversight."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kim John C.

(Last)(First)(Middle)
C/O OWLET, INC.
2940 W. MAPLE LOOP DRIVE, SUITE 203

(Street)
LEHI UTAH 84048

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Owlet, Inc. [ OWLT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/16/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/16/2025(1)A18,996(2)A$0252,026D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction is being reported late due to an administrative oversight.
2. Constitutes restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of the Company's common stock for each RSU upon vesting. The RSUs will fully vest on the earlier of (a) the first anniversary of the date of grant or (b) immediately prior to the next annual meeting of the Company's stockholders after the date of grant, subject to the Reporting Person's continued service to the Issuer through such vesting date.
Remarks:
/s/ Kirsten O'Donnell, Attorney-in-Fact04/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Owlet (OWLT) director John C. Kim report in this Form 4?

John C. Kim reported receiving 18,996 restricted stock units from Owlet. Each RSU converts into one share of common stock upon vesting, increasing his total reported holdings to 252,026 shares or RSUs, all as part of equity-based director compensation.

How many Owlet (OWLT) RSUs were granted to John C. Kim and at what price?

He was granted 18,996 restricted stock units with a stated price of $0.00 per unit. These RSUs represent share-based compensation, not an open-market purchase, and convert into an equal number of Owlet common shares when the vesting conditions are satisfied.

When do John C. Kim’s Owlet (OWLT) RSUs vest?

The 18,996 RSUs fully vest on the earlier of the first anniversary of the grant date or immediately before Owlet’s next annual stockholder meeting. Vesting is conditioned on his continued service with the company through the applicable vesting date described in the grant terms.

How many Owlet (OWLT) shares does John C. Kim hold after this RSU grant?

Following the RSU grant, his reported direct holdings total 252,026 shares or equivalent RSUs. This figure reflects his position after the 18,996-unit award and helps investors gauge the scale of this equity grant relative to his overall stake.

Was the Owlet (OWLT) Form 4 for John C. Kim filed on time?

No. A footnote states the transaction is being reported late due to an administrative oversight. This means the RSU grant occurred earlier, but the required ownership change report was not submitted by the original deadline and is now being corrected.

Is John C. Kim’s Owlet (OWLT) RSU grant an open-market stock purchase?

No. The Form 4 describes a grant of 18,996 restricted stock units at $0.00 per unit. This is stock-based compensation awarded by Owlet, not a cash purchase of shares on the open market, and will convert into shares only upon vesting.