Oxford Lane Capital withdraws Series Preferred from Nasdaq

Oxford Lane Capital Corp. notified the SEC that the 6.25% Series 2027 Term Preferred Shares have been removed from listing and/or registration on the Nasdaq Stock Market LLC.

Rhea-AI Filing Summary

Oxford Lane Capital Corp. notified the SEC that the 6.25% Series 2027 Term Preferred Shares have been removed from listing and/or registration on the Nasdaq Stock Market LLC. Nasdaq states it complied with 17 CFR 240.12d2-2 procedures and the issuer complied with the Exchange's rules governing voluntary withdrawal.

Key Figures

Commission File Number: 001-35041 Security series: 6.25% Series 2027 Term Preferred Shares Header expiry date: March 31, 2018 +2 more

5 metrics

Commission File Number 001-35041 Form 25 cover

Security series 6.25% Series 2027 Term Preferred Shares Class removed from Nasdaq listing/registration

Header expiry date March 31, 2018 Expires date shown in header

Issuer address zip 06830 Issuer principal executive office address

Issuer telephone 203-983-5275 Issuer principal executive office telephone

Key Terms

Form 25, withdrawal from listing and/or registration, 17 CFR 240.12d2-2

3 terms

Form 25 regulatory

"FORM 25 NOTIFICATION OF REMOVAL FROM LISTING"

A Form 25 is an official filing with the U.S. Securities and Exchange Commission used to remove a company's stock or other security from a national exchange list. Investors should care because delisting often means less visibility, lower trading volume and wider price swings—similar to a product moving from a major supermarket to a small local market, which can make buying, selling and valuing the security more difficult.

withdrawal from listing and/or registration regulatory

"voluntary withdrawal of the class of securities from listing and registration"

17 CFR 240.12d2-2 regulatory

"Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules"

A U.S. Securities and Exchange Commission rule that describes the conditions and procedural steps for a security to be removed from public registration or reporting under the Securities Exchange Act of 1934. For investors, it matters because it explains when a company’s shares can stop being subject to regular disclosure and exchange listing rules — similar to knowing when a publicly tracked product will be discontinued and no longer send updates, which affects transparency and liquidity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Oxford Lane Capital (OXLC) file with the SEC?

The company filed a Form 25 notification documenting removal of the 6.25% Series 2027 Term Preferred Shares. Nasdaq certified compliance with 17 CFR 240.12d2-2 and the issuer certified compliance with Exchange rules for voluntary withdrawal.

Which class of securities was removed from Nasdaq for OXLC?

The removed class is the 6.25% Series 2027 Term Preferred Shares. The Form 25 identifies that particular series as the class of securities struck from listing and/or registration on Nasdaq.

What regulatory rule does Nasdaq cite in the Form 25 for the removal?

Nasdaq cites 17 CFR 240.12d2-2 (including subsections (a)(1)–(4) and (b)–(c)) as the rule under which it and the issuer complied to effect the strike/withdrawal of the listed class.

Does the Form 25 indicate Nasdaq or the issuer initiated the removal?

The filing states Nasdaq has complied with its rules to strike the class and that the issuer has complied with Exchange rules governing voluntary withdrawal. The Form 25 therefore records both Exchange action and issuer compliance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/29/2026 - 04:05 PM EDT Learn about SEC filing dates

UNITED STATES

OMB APPROVAL

OMB Number:			3235-0080
Expires:	March 31, 2018
Estimated average burden
hours per response:			1.7

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

001-35041

Issuer:	Oxford Lane Capital Corp.
Exchange:	Nasdaq Stock Market LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	8 Sound Shore Drive
	Suite 255
	Greenwich	CONNECTICUT	06830
Telephone number:					203-983-5275

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

6.25% Series 2027 Term Preferred Shares

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2026-05-29	By	Tara Petta		AVP
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.