Leroy Frantz Reports 800,000 OXLC Preferred Shares

Oxford Lane Capital Corp. disclosure: Leroy Scott Frantz reports beneficial ownership of 800,000 shares of Preferred Stock, representing 7.1% of cumulative term preferred shares outstanding as of March 20, 2026.

Rhea-AI Filing Summary

Oxford Lane Capital Corp. disclosure: Leroy Scott Frantz reports beneficial ownership of 800,000 shares of Preferred Stock, representing 7.1% of cumulative term preferred shares outstanding as of March 20, 2026. The filing lists CUSIPs 691543607 and 691543839 and is signed on April 7, 2026.

Key Figures

Beneficial ownership: 800,000 shares Percent of class: 7.1% CUSIP numbers: 691543607; 691543839 +2 more

5 metrics

Beneficial ownership 800,000 shares Preferred Stock beneficially owned by filer

Percent of class 7.1% Percentage of cumulative term preferred shares outstanding as of March 20, 2026

CUSIP numbers 691543607; 691543839 CUSIPs for the Preferred Stock class reported

Ownership voting power 800,000 (sole voting power) Number of shares with sole voting power reported

Filing signature date 04/07/2026 Date the Schedule 13G was signed

Key Terms

Preferred Stock, Beneficially owned, CUSIP, Schedule 13G

4 terms

Preferred Stock financial

"Title: Preferred Stock 691543607 | 691543839 03/20/2026"

Preferred stock is a type of ownership in a company that typically offers investors higher and more consistent dividend payments than common stock. Unlike regular shares, preferred stock usually doesn’t come with voting rights but provides a priority claim on the company’s assets and profits, making it a more stable and predictable investment option. This makes preferred stock attractive to those seeking steady income with lower risk.

Beneficially owned regulatory

"Item 4. | Ownership (a) | Amount beneficially owned: 800,000.00"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

CUSIP financial

"CUSIP Number(s): 691543607, 691543839"

A CUSIP is a nine-character alphanumeric code that uniquely identifies a U.S. or Canadian financial security—such as a stock, bond, or fund share—like a Social Security number for an investment. It matters to investors because brokers, exchanges and record-keepers use the CUSIP to match trades, track ownership, settle transactions and pull accurate records, reducing errors and ensuring money and securities go to the right place.

Schedule 13G regulatory

"form_type: SCHEDULE 13G in metadata and filing structure"

A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the OXLC Schedule 13G filed by Leroy Scott Frantz report?

It reports beneficial ownership of 800,000 shares of Preferred Stock, equal to 7.1% of cumulative term preferred shares as of March 20, 2026. The filing includes CUSIPs 691543607 and 691543839.

Does the Schedule 13G indicate voting or dispositive powers for OXLC shares?

Yes. The filing states the filer has sole voting power and sole dispositive power over 800,000 shares of Preferred Stock, with no shared voting or dispositive power disclosed.

What date anchors the ownership percentage in the OXLC filing?

The percentage is tied to the statement that it "reflects percentage of total cumulative term preferred shares outstanding as of March 20, 2026." The Schedule 13G itself is signed on April 7, 2026.

Who is listed as the filer and what address is shown in the OXLC filing?

The filer is Leroy Scott Frantz, with an address listed as Haebler Capital, 8 Sound Shore Drive, Greenwich, CT. The issuer's principal office is shown as 8 Sound Shore Drive, Suite 255, Greenwich, CT.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/07/2026 - 04:01 PM EDT Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

Oxford Lane Capital Corp.

(Name of Issuer)

Preferred Stock

(Title of Class of Securities)

691543607 (CUSIP Number) 691543839 (CUSIP Number)

03/20/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 691543607, 691543839

1

Names of Reporting Persons

Leroy Scott Frantz

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 800,000.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 800,000.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

800,000.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

7.1 %

12

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person: *Reflects percentage of total cumulative term preferred shares outstanding as of March 20, 2026.

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Oxford Lane Capital Corp.
(b)	Address of issuer's principal executive offices: 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830
Item 2.
(a)	Name of person filing: Leroy Scott Frantz
(b)	Address or principal business office or, if none, residence: Haebler Capital 8 Sound Shore Drive Greenwich, CT 06830
(c)	Citizenship: United States of America
(d)	Title of class of securities: Preferred Stock
(e)	CUSIP Number(s): 691543607, 691543839
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 800,000.00
(b)	Percent of class: 7.1%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 800,000.00
	(ii) Shared power to vote or to direct the vote: 0.00
	(iii) Sole power to dispose or to direct the disposition of: 800,000.00
	(iv) Shared power to dispose or to direct the disposition of: 0.00
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Leroy Scott Frantz

Signature:	/s/ Leroy Scott Frantz
Name/Title:	Leroy Scott Frantz
Date:	04/07/2026