Oxford Lane Capital Corp. disclosure: Leroy Scott Frantz reports beneficial ownership of 800,000 shares of Preferred Stock, representing 7.1% of cumulative term preferred shares outstanding as of March 20, 2026. The filing lists CUSIPs 691543607 and 691543839 and is signed on April 7, 2026.
Karpus Management, Inc., doing business as Karpus Investment Management, filed an amended ownership report on the preferred shares of Oxford Lane Capital Corp.. Karpus reports beneficial ownership of 192,355 preferred shares, representing 5.50% of the class, held in accounts it manages.
Karpus, a New York-based registered investment adviser, states it has sole power to vote and dispose of these 192,355 shares, with no shared voting or dispositive power. The firm certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Oxford Lane Capital Corp.
Oxford Lane Capital Corp. received an updated ownership filing showing that Karpus Management, Inc., doing business as Karpus Investment Management, beneficially owns 516,391 preferred shares, or 21.52% of that class as of 12/31/2025. Karpus has sole voting and dispositive power over all of these shares.
The preferred shares are held in accounts Karpus manages as a registered investment adviser, and the filing states they were acquired and are held in the ordinary course of business. Karpus certifies the holdings are not intended to change or influence control of Oxford Lane Capital Corp.
Karpus Management, Inc., a New York investment adviser doing business as Karpus Investment Management, reports beneficial ownership of 603,268 preferred shares of Oxford Lane Capital Corp., representing 25.14% of this class as of 12/31/2025.
Karpus has sole voting and sole dispositive power over all 603,268 shares, which are held in client accounts it manages. Karpus is controlled by City of London Investment Group plc, but states that effective informational barriers mean voting and investment power over these securities are exercised independently. The holdings are described as acquired and held in the ordinary course of business, not for the purpose of changing or influencing control of Oxford Lane Capital Corp.
Karpus Management, Inc., doing business as Karpus Investment Management, reports beneficial ownership of 853,683 preferred shares of Oxford Lane Capital Corp., representing 11.54% of that class. Karpus, a New York–based registered investment adviser, has sole voting and dispositive power over these shares.
The filing explains that the shares are held in accounts managed by Karpus and that Karpus exercises voting and investment power independently from its corporate parent, City of London Investment Group plc. Karpus certifies the holdings are in the ordinary course of business and not for the purpose of changing or influencing control of Oxford Lane.
Oxford Lane Capital Corp. received an amended Schedule 13G/A from Eagle Point Credit Management LLC and Thomas Philip Majewski disclosing significant ownership of its Preferred Shares as of December 31, 2025. The reporting persons collectively may be deemed to beneficially own 1,308,277 Preferred Shares, representing approximately 14.93% of the outstanding preferred stock.
Eagle Point Credit Management LLC is reported as beneficially owning 1,302,777 Preferred Shares, or 14.87% of the class, through investment accounts it manages. Mr. Majewski is reported as beneficially owning 1,308,277 Preferred Shares, including 5,500 shares he holds directly and 1,302,777 shares over which he may share voting and dispositive power via his role at Eagle Point.
The filing states that these securities were not acquired and are not held for the purpose of changing or influencing control of Oxford Lane Capital Corp., indicating a passive investment intent under the Schedule 13G framework. The amendment is jointly filed pursuant to a Joint Filing Agreement signed by Eagle Point Credit Management LLC and Mr. Majewski.