EPCM and Majewski Disclose ~21.7% Ownership in OXLCP Preferreds

Rhea-AI Filing Summary

Eagle Point Credit Management LLC and Thomas P. Majewski jointly report beneficial ownership of preferred shares of Oxford Lane Capital Corp. The filing shows EPCM may be deemed to beneficially own 1,900,338 preferred shares, or approximately 21.69% of the class, while Mr. Majewski is reported with shared beneficial ownership of 1,905,838 shares, or 21.75%. All reported shares were acquired in multiple secondary market transactions using each account's available investment capital. The amendment lists detailed purchases and sales by series and date, showing active trading across May–August 2025. EPCM states the shares are held for investment purposes and that it may increase or decrease holdings over time.

Positive

• Disclosed large position: Reporting persons clearly disclose ownership of approximately 21.69%–21.75% of the preferred class.
• Full transaction history provided: Detailed secondary market trades with dates, share counts, and prices are listed, increasing transparency.
• Investment purpose stated: EPCM explicitly states the shares are held for investment and may be actively managed, clarifying intent.

Negative

• None.

Insights

Securities Analyst

TL;DR: A 21.7% stake in OXLCP preferred shares by an adviser signals a sizable, disclosed position via secondary market trades.

The filing documents that Eagle Point Credit Management LLC, as adviser to accounts, has discretionary voting and dispositive authority over 1,900,338 preferred shares (~21.69%). The filing provides a granular transaction history from May through August 2025 detailing purchases and sales by series and price, confirming the position was built and actively managed in the secondary market using account capital. The adviser explicitly states the holdings are for investment purposes and that position size may change.

Corporate Governance Expert

TL;DR: Joint filing clarifies ownership and control lines, with Mr. Majewski disclosed as sharing voting/dispositive power.

The Schedule 13D/A clarifies relationships among EPCM, its parent/ownership structure, and Mr. Majewski. EPCM is identified as having sole voting/dispositive power over the Accounts' preferred shares under its investment management agreements, while Mr. Majewski is disclosed as having shared voting and dispositive power as managing partner and portfolio manager. The filing also includes disclaimers from related holding entities regarding beneficial ownership.

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Accepted by SEC EDGAR 08/15/2025 - 07:05 PM Learn about SEC filing dates

FAQ

How many OXLCP preferred shares does Eagle Point Credit Management report owning?

Eagle Point Credit Management reports beneficial ownership of 1,900,338 preferred shares, representing approximately 21.69% of the class.

What stake does Thomas P. Majewski report in OXLCP preferred shares?

Thomas P. Majewski reports aggregate beneficial ownership of 1,905,838 preferred shares, representing approximately 21.75% of the class.

How were the preferred shares acquired according to the filing?

All reported preferred shares were acquired in multiple secondary market transactions over time using each Account's available investment capital.

What is the stated purpose for holding the OXLCP preferred shares?

The filing states the Accounts hold the preferred shares for investment purposes, and EPCM may increase or decrease holdings over time.

Does the filing provide trade-level details for the transactions?

Yes; the amendment lists numerous transactions from May–August 2025 with series, dates, quantities, and prices per share.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 2)

Oxford Lane Capital Corp.

(Name of Issuer)

Preferred Shares

(Title of Class of Securities)

MULTIPLES

(CUSIP Number)

Courtney Fandrick
600 Steamboat Road, Suite 202,
Greenwich, CT, 06830
203 340 8536

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

08/13/2025

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

SCHEDULE 13D

CUSIP No. MULTIPLES

1

Name of reporting person

Eagle Point Credit Management LLC

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 1,900,338.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 1,900,338.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

1,900,338.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

21.69 %

14

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13D

CUSIP No. MULTIPLES

1

Name of reporting person

Thomas Philip Majewski

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

PF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 5,500.00
8	Shared Voting Power 1,900,338.00
9	Sole Dispositive Power 5,500.00
10	Shared Dispositive Power 1,900,338.00

11

Aggregate amount beneficially owned by each reporting person

1,905,838.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

21.75 %

14

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Preferred Shares
(b)	Name of Issuer: Oxford Lane Capital Corp.
(c)	Address of Issuer's Principal Executive Offices: 8 Sound Shore Drive, Suite 255, Greenwich, CONNECTICUT , 06830.
Item 2.	Identity and Background
(a)	Eagle Point Credit Management LLC
(b)	600 Steamboat Road, Suite 202, Greenwich, CT 06830 United States.
(c)	This Schedule 13D is jointly filed pursuant to a Joint Filing Agreement attached hereto as Exhibit A by (i) Eagle Point Credit Management LLC ("EPCM"), a Delaware limited liability company, and (ii) Thomas Philip Majewski ("Mr. Majewski"), a United States citizen (the "Reporting Persons"). The principal business address for the Reporting Persons is 600 Steamboat Road, Suite 202, Greenwich, CT 06830 United States. EPCM is a registered investment adviser and serves as investment adviser to certain private funds and separately managed accounts which hold the Preferred Shares described herein (collectively, the "Accounts"). Pursuant to an investment management agreement between EPCM and each Account, EPCM has discretionary investment authority and voting power with respect to the Preferred Shares directly held by the Accounts. As such, EPCM can be deemed to beneficially own the Preferred Shares directly held by the Accounts. EPCM is ultimately wholly owned by Eagle Point Holdings LP ("EP Holdings") through intermediary holding companies. Eagle Point Holdings GP LLC ("EP Holdings GP") is the sole general partner of EP Holdings. EP Holdings GP is managed by a board of managers (the "EP Holdings Board") of which the majority of the members are appointed by Trident EP-II Holdings LLC ("EP-II LLC"), which also owns a majority of the voting interests in EP Holdings GP. EP Holdings is a Delaware limited partnership and EP Holdings GP is a Delaware limited liability company. The principal business address of each of these entities is c/o Eagle Point Credit Management LLC, 600 Steamboat Road, Suite 202, Greenwich, CT 06830. EP-II LLC is a Delaware limited liability company. Its principal business address is c/o Stone Point Capital LLC, 20 Horseneck Lane, Greenwich, CT 06830. Set forth below is the name and principal occupation of each member of the Board of EP Holdings GP. Each of the following individuals is a United States citizen. Name Principal Occupation Principal Business Address Chris C. Stroup Managing Director, c/o Stone Point Capital LLC, Stone Point Capital LLC 20 Horseneck Lane, Greenwich, CT 06830 Thomas P. Majewski Managing Partner, c/o Eagle Point Credit EPCM (and certain affiliated advisers) Management LLC, 600 Steamboat Road, Suite 202, Greenwich, CT 06830 James R. Matthews Managing Director, Stone Point Capital LLC c/o Stone Point Capital LLC, 20 Horseneck Lane, Greenwich, CT 06830 Additional information regarding EPCM's ownership and governance structure is set forth in its Form ADV, as filed with the Securities and Exchange Commission (SEC File No. 801-77721), under the Investment Advisers Act of 1940, as amended, and is incorporated herein by reference.
(d)	During the past five years, none of the Disclosed Parties has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors).
(e)	During the past five years, none of the Disclosed Parties was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3.	Source and Amount of Funds or Other Consideration
	Since the Reporting Persons' previous Schedule 13D filing relating to the Preferred Shares (filed with the SEC on May 16, 2025 and available at the following hyperlink: https://www.sec.gov/Archives/edgar/data/1495222/000110465925050127/0001104659-25-050127-index.htm , all of the Preferred Shares reported herein were acquired over a period of time in multiple secondary transactions at various market prices. The funds used to acquire each of the Preferred Shares were from each applicable Account's available investment capital.
Item 4.	Purpose of Transaction
	EPCM caused the Accounts to acquire the Preferred Shares they hold for investment purposes and will continue to analyze such investments on an ongoing basis. EPCM, on behalf of the Accounts, reserves the right to increase or decrease the Accounts' ownership of the Preferred Shares over time.
Item 5.	Interest in Securities of the Issuer
(a)	The Reporting Person may be deemed to beneficially own an aggregate of 1,900,638 Preferred Shares, which represents approximately 21.69% of all of the Issuer's outstanding preferred shares. The number of Preferred Shares which may be deemed to be beneficially owned by the Disclosed Parties are as follows: Shares Deemed to be Beneficially Owned By: Nature of Ownership Percentage of Class Eagle Point Credit Management Sole Voting and Sole Dispositive 21.69% LLC: 1,900,338 Power (1) Thomas Philip Majewski: Shared Voting and Shared 21.75% 1,905,838 Dispositive Power (2) EP Holdings (3): - - - EP Holdings GP (3): - - - EP Holdings Board members (3): - - - EP-II LLC (3): - - - (1) Pursuant to an investment management agreement between EPCM and each Account, EPCM has discretionary investment authority and voting power with respect to the Preferred Shares held by the Accounts. Thus, EPCM could be deemed to have the sole power to vote and dispose or direct the disposition of such Preferred Shares. (2) As managing partner and portfolio manager for EPCM, Mr. Majewski has the ability to exercise investment discretion over the Accounts. Thus, he could be deemed to share the power to vote and dispose or direct the disposition of the Preferred Shares held by the Accounts. (3) EP Holdings is a holding company for EPCM. While EP Holdings, EP Holdings GP, each of the EP Holdings Board members, and EP-II LLC could be deemed to share beneficial ownership of the securities held by the Accounts and beneficially owned by EPCM, each of the foregoing fully disclaim beneficial ownership of such securities.
(b)	1,900,638
(c)	Subsequent to the last amendment to this Schedule 13D, filed with the SEC on May 16, 2025, the Accounts engaged in the following secondary transactions: Date Security Acquisition/ Number of Price per Sale Preferred Preferred Shares Share 5/16/2025 7.125% Series 2029 Term Preferred Shares Sale 829 24.02 5/16/2025 6.00% Series 2029 Term Preferred Shares Purchase 2 22.58 5/19/2025 7.125% Series 2029 Term Preferred Shares Sale 100 24.02 5/20/2025 6.00% Series 2029 Term Preferred Shares Purchase 746 22.58 5/21/2025 7.125% Series 2029 Term Preferred Shares Purchase 3,792 23.95 5/21/2025 6.00% Series 2029 Term Preferred Shares Purchase 354 22.89 5/22/2025 7.125% Series 2029 Term Preferred Shares Purchase 500 23.84 5/22/2025 6.00% Series 2029 Term Preferred Shares Purchase 20 22.60 5/23/2025 6.00% Series 2029 Term Preferred Shares Sale 102 22.95 5/23/2025 6.00% Series 2029 Term Preferred Shares Purchase 1,165 22.85 5/27/2025 6.00% Series 2029 Term Preferred Shares Purchase 1 22.90 5/27/2025 6.00% Series 2029 Term Preferred Shares Sale 225 22.95 5/28/2025 7.125% Series 2029 Term Preferred Shares Sale 1,487 24.01 5/29/2025 7.125% Series 2029 Term Preferred Shares Sale 100 24.01 5/29/2025 6.00% Series 2029 Term Preferred Shares Sale 126 23.00 5/29/2025 6.00% Series 2029 Term Preferred Shares Purchase 198 22.85 5/30/2025 7.125% Series 2029 Term Preferred Shares Sale 3,751 24.01 6/2/2025 7.125% Series 2029 Term Preferred Shares Sale 1,152 24.05 6/2/2025 6.00% Series 2029 Term Preferred Shares Purchase 1,127 22.84 6/3/2025 7.125% Series 2029 Term Preferred Shares Sale 169 24.02 6/4/2025 7.125% Series 2029 Term Preferred Shares Sale 233 24.07 6/9/2025 7.125% Series 2029 Term Preferred Shares Sale 200 24.09 6/9/2025 6.00% Series 2029 Term Preferred Shares Sale 10,243 23.06 6/10/2025 7.125% Series 2029 Term Preferred Shares Sale 6,800 24.14 6/11/2025 7.125% Series 2029 Term Preferred Shares Sale 32 24.18 6/11/2025 6.00% Series 2029 Term Preferred Shares Sale 400 23.13 6/12/2025 7.125% Series 2029 Term Preferred Shares Sale 20,000 24.19 6/13/2025 7.125% Series 2029 Term Preferred Shares Sale 406 24.22 6/17/2025 6.00% Series 2029 Term Preferred Shares Sale 200 23.19 6/18/2025 6.00% Series 2029 Term Preferred Shares Sale 100 23.24 6/20/2025 7.125% Series 2029 Term Preferred Shares Purchase 559 24.2 6/20/2025 6.00% Series 2029 Term Preferred Shares Purchase 384 23.17 6/20/2025 7.125% Series 2029 Term Preferred Shares Sale 559 24.2 6/20/2025 6.00% Series 2029 Term Preferred Shares Sale 384 23.17 6/20/2025 6.00% Series 2029 Term Preferred Shares Sale 243 23.24 6/23/2025 7.125% Series 2029 Term Preferred Shares Sale 1838 24.27 6/24/2025 7.125% Series 2029 Term Preferred Shares Sale 80 24.26 6/25/2025 6.00% Series 2029 Term Preferred Shares Sale 299 23.24 6/26/2025 6.00% Series 2029 Term Preferred Shares Sale 669 23.26 6/27/2025 6.00% Series 2029 Term Preferred Shares Sale 12 23.27 6/30/2025 7.125% Series 2029 Term Preferred Shares Sale 5000 24.28 6/30/2025 6.00% Series 2029 Term Preferred Shares Sale 10001 23.29 7/1/2025 7.125% Series 2029 Term Preferred Shares Sale 8 24.3 7/1/2025 6.00% Series 2029 Term Preferred Shares Sale 60 23.34 7/2/2025 6.00% Series 2029 Term Preferred Shares Sale 112 23.36 7/3/2025 7.125% Series 2029 Term Preferred Shares Sale 5525 24.33 7/3/2025 6.00% Series 2029 Term Preferred Shares Sale 331 23.36 7/7/2025 7.125% Series 2029 Term Preferred Shares Sale 195 24.42 7/8/2025 7.125% Series 2029 Term Preferred Shares Sale 149 24.42 7/9/2025 7.125% Series 2029 Term Preferred Shares Sale 121 24.42 7/10/2025 6.00% Series 2029 Term Preferred Shares Sale 78 23.4 7/10/2025 7.125% Series 2029 Term Preferred Shares Sale 74 24.42 7/14/2025 Series 2027 Term Preferred Shares Sale 226 24.57 7/15/2025 7.125% Series 2029 Term Preferred Shares Sale 107 24.42 7/15/2025 6.00% Series 2029 Term Preferred Shares Sale 403 23.4 7/17/2025 6.00% Series 2029 Term Preferred Shares Sale 395 23.45 7/18/2025 6.00% Series 2029 Term Preferred Shares Sale 1530 23.46 7/21/2025 7.125% Series 2029 Term Preferred Shares Sale 200 24.46 7/22/2025 7.125% Series 2029 Term Preferred Shares Sale 695 24.46 8/12/2025 7.125% Series 2029 Term Preferred Shares Sale 5001 24.3 8/13/2025 7.125% Series 2029 Term Preferred Shares Sale 5000 24.35 8/13/2025 6.00% Series 2029 Term Preferred Shares Sale 10000 23.25 8/14/2025 7.125% Series 2029 Term Preferred Shares Sale 304 24.32 8/14/2025 6.00% Series 2029 Term Preferred Shares Sale 330 23.27 8/15/2025 6.00% Series 2029 Term Preferred Shares Sale 300 23.28
Item 6.	Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
	The relationships between the Disclosing Parties are described in response to Item 2.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Eagle Point Credit Management LLC

Signature:	/s/ Courtney Fandrick
Name/Title:	Courtney Fandrick, Chief Compliance Officer
Date:	08/15/2025

Thomas Philip Majewski

Signature:	/s/ Thomas P. Majewski
Name/Title:	Thomas P. Majewski
Date:	08/15/2025