Eagle Point holds 20% Oxford Lane (NASDAQ: OXLC) preferred stake

Rhea-AI Filing Summary

Eagle Point Credit Management LLC and managing partner Thomas Philip Majewski report significant ownership of Oxford Lane Capital Corp. preferred shares. They may be deemed to beneficially own 1,671,158 preferred shares, representing about 19.99% of the issuer’s outstanding preferred shares. Including Majewski’s additional holdings, he may be deemed to beneficially own 1,676,658 preferred shares, or about 20.05% of the class.

The preferred shares were accumulated over time in multiple secondary market transactions using capital from client accounts that Eagle Point advises. Recent activity includes large purchases and sales of 8.25% Series 2031 term preferred shares around $24.50–$25.30 per share and a redemption of 81,761 6.25% Series 2027 term preferred shares at $25.00 per share. The reporting persons state the holdings are for investment purposes and reserve the right to increase or decrease their positions.

Insights

Closed-end fund and credit analyst

Eagle Point discloses a roughly 20% investment stake in Oxford Lane preferred shares through advised accounts.

Eagle Point Credit Management LLC and Thomas Philip Majewski report beneficial ownership of about 20% of Oxford Lane’s preferred share class. The position is held across managed accounts, with Eagle Point acting as investment adviser and exercising voting and dispositive power under investment management agreements.

The filing characterizes the stake as an investment position, with no specific activist or strategic plans disclosed. Recent trading shows active management among different term preferred series, including 8.25% Series 2031 and 6.25%/7.125% term preferreds, generally around $24.5–$25.3 per share, plus a redemption at $25.00.

The reporting persons explicitly reserve the right to increase or decrease holdings, so actual future exposure will depend on ongoing portfolio decisions and market conditions. Subsequent ownership filings would be needed to track any material changes in this approximately 20% position.

Key Figures

Beneficially owned preferred shares (EPCM): 1,671,158 shares Beneficially owned preferred shares (Majewski): 1,676,658 shares Recent large purchase: 435,000 shares at $24.57 +2 more

5 metrics

Beneficially owned preferred shares (EPCM) 1,671,158 shares Approximately 19.99% of Oxford Lane preferred shares

Beneficially owned preferred shares (Majewski) 1,676,658 shares Approximately 20.05% of Oxford Lane preferred shares

Recent large purchase 435,000 shares at $24.57 8.25% Series 2031 Term Preferred Shares on 3/13/2026

Redemption amount 81,761 shares at $25.00 6.25% Series 2027 Term Preferred Shares on 5/1/2026

Sample sale price 4,334 shares at $25.30 8.25% Series 2031 Term Preferred Shares sold on 5/8/2026

Key Terms

beneficially own, sole dispositive power, investment adviser, Term Preferred Shares, +1 more

5 terms

beneficially own financial

"The Reporting Person may be deemed to beneficially own an aggregate of 1,671,158 Preferred Shares"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

sole dispositive power financial

"Eagle Point Credit Management Sole Voting and Sole Dispositive Power"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

investment adviser financial

"EPCM is a registered investment adviser and serves as investment adviser to certain private funds"

An investment adviser is a person or firm that professionally manages money and gives recommendations about buying, selling, or holding investments. Like a financial coach or guide, they have a legal duty to act in a client's best financial interest, so their advice, fees and potential conflicts can directly affect returns and risk — making their role important for investors who want informed, accountable help with portfolios.

Term Preferred Shares financial

"6.25% Series 2027 Term Preferred Shares Sale 485 24.90"

Term preferred shares are a type of stock that behaves like a mix between a bond and regular shares: they pay a fixed or predictable dividend for a set period and often have a date when the company can or must buy them back. They matter to investors because they usually get paid before common shareholders and provide steadier income with less share-price upside, making them useful for income-focused or lower-risk portions of a portfolio.

Schedule 13G regulatory

"jointly file future amendments to such statement on Schedule 13G as to any of the undersigned"

A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/08/2026 - 08:58 PM Learn about SEC filing dates

FAQ

How much of Oxford Lane Capital Corp. (OXLC) preferred shares does Eagle Point own?

Eagle Point Credit Management may be deemed to beneficially own 1,671,158 Oxford Lane preferred shares, representing about 19.99% of the issuer’s outstanding preferred shares. Including Thomas Philip Majewski’s additional holdings, he may be deemed to own 1,676,658 shares, or roughly 20.05% of the class.

Who are the reporting persons in this Oxford Lane (OXLC) Schedule 13D filing?

The reporting persons are Eagle Point Credit Management LLC, a Delaware investment adviser, and Thomas Philip Majewski, its managing partner and portfolio manager. Eagle Point advises various private funds and separately managed accounts that directly hold the Oxford Lane preferred shares described in the filing.

How did Eagle Point acquire its Oxford Lane Capital (OXLC) preferred position?

All reported Oxford Lane preferred shares were acquired over time in multiple secondary market transactions at various prices. The purchases used available investment capital from each applicable client account that Eagle Point Credit Management oversees under investment management agreements granting discretionary authority.

What recent trading activity in Oxford Lane (OXLC) preferred shares is disclosed?

The filing lists numerous recent trades, including purchases of 435,000 8.25% Series 2031 term preferred shares at about $24.57 per share and a redemption of 81,761 6.25% Series 2027 term preferred shares at $25.00 per share, along with various smaller purchases and sales around similar price levels.

Does Eagle Point plan to change its Oxford Lane Capital (OXLC) preferred holdings?

Eagle Point states that the preferred shares were acquired for investment purposes and that it will continue analyzing the position. The reporting persons expressly reserve the right to increase or decrease the accounts’ ownership of Oxford Lane preferred shares over time, depending on future investment decisions.

What voting and dispositive power does Eagle Point have over OXLC preferred shares?

Under investment management agreements, Eagle Point Credit Management has discretionary investment authority and voting power over preferred shares held in its client accounts. This gives it sole power to vote and dispose, or direct disposition, of 1,671,158 Oxford Lane preferred shares reported as beneficially owned.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

Oxford Lane Capital Corp.

(Name of Issuer)

Preferred Shares

(Title of Class of Securities)

MULTIPLES

(CUSIP Number)

Courtney Fandrick
600 Steamboat Road, Suite 202,
Greenwich, CT, 06830
203 340 8536

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

05/01/2026

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

schemaVersion:

SCHEDULE 13D

CUSIP Number(s): MULTIPLES

1

Name of reporting person

Eagle Point Credit Management LLC

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 1,671,158.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 1,671,158.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

1,671,158.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

19.99 %

14

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13D

CUSIP Number(s): MULTIPLES

1

Name of reporting person

Thomas Philip Majewski

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

PF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 5,500.00
8	Shared Voting Power 1,671,158.00
9	Sole Dispositive Power 5,500.00
10	Shared Dispositive Power 1,671,158.00

11

Aggregate amount beneficially owned by each reporting person

1,676,658.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

20.05 %

14

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Preferred Shares
(b)	Name of Issuer: Oxford Lane Capital Corp.
(c)	Address of Issuer's Principal Executive Offices: 8 Sound Shore Drive, Suite 255, Greenwich, CONNECTICUT , 06830.
Item 2.	Identity and Background
(a)	Eagle Point Credit Management LLC
(b)	600 Steamboat Road, Suite 202, Greenwich, CT 06830 United States.
(c)	This Schedule 13D is jointly filed pursuant to a Joint Filing Agreement attached hereto as Exhibit A by (i) Eagle Point Credit Management LLC ("EPCM"), a Delaware limited liability company, and (ii) Thomas Philip Majewski ("Mr. Majewski"), a United States citizen (the "Reporting Persons"). The principal business address for the Reporting Persons is 600 Steamboat Road, Suite 202, Greenwich, CT 06830 United States. EPCM is a registered investment adviser and serves as investment adviser to certain private funds and separately managed accounts which hold the Preferred Shares described herein (collectively, the "Accounts"). Pursuant to an investment management agreement between EPCM and each Account, EPCM has discretionary investment authority and voting power with respect to the Preferred Shares directly held by the Accounts. As such, EPCM can be deemed to beneficially own the Preferred Shares directly held by the Accounts. EPCM is ultimately wholly owned by Eagle Point Holdings LP ("EP Holdings") through intermediary holding companies. Eagle Point Holdings GP LLC ("EP Holdings GP") is the sole general partner of EP Holdings. EP Holdings GP is managed by a board of managers (the "EP Holdings Board") of which the majority of the members are appointed by Trident EP-II Holdings LLC ("EP-II LLC"), which also owns a majority of the voting interests in EP Holdings GP. EP Holdings is a Delaware limited partnership and EP Holdings GP is a Delaware limited liability company. The principal business address of each of these entities is c/o Eagle Point Credit Management LLC, 600 Steamboat Road, Suite 202, Greenwich, CT 06830. EP-II LLC is a Delaware limited liability company. Its principal business address is c/o Stone Point Capital LLC, 20 Horseneck Lane, Greenwich, CT 06830. Set forth below is the name and principal occupation of each member of the Board of EP Holdings GP. Each of the following individuals is a United States citizen. Name Principal Occupation Principal Business Address Chris C. Stroup Managing Director, Stone Point c/o Stone Point Capital LLC, Capital LLC 20 Horseneck Lane, Greenwich, CT 06830 Thomas P. Majewski Managing Partner, c/o Eagle Point Credit Management LLC, EPCM (and certain affiliated 600 Steamboat Road, Suite 202, advisers) Greenwich, CT 06830 James R. Matthews Managing Director, Stone Point c/o Stone Point Capital LLC, Capital LLC 20 Horseneck Lane, Greenwich, CT 06830 Additional information regarding EPCM's ownership and governance structure is set forth in its Form ADV, as filed with the Securities and Exchange Commission (SEC File No. 801-77721), under the Investment Advisers Act of 1940, as amended, and is incorporated herein by reference.
(d)	During the past five years, none of the Disclosed Parties has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors).
(e)	During the past five years, none of the Disclosed Parties was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
(f)	EPCM: Delaware Thomas Philip Majewski: United States
Item 3.	Source and Amount of Funds or Other Consideration
	All of the Preferred Shares reported herein were acquired over a period of time in multiple secondary transactions at various market prices. The funds used to acquire each of the Preferred Shares were from each applicable Account's available investment capital.
Item 4.	Purpose of Transaction
	EPCM caused the Accounts to acquire the Preferred Shares they hold for investment purposes and will continue to analyze such investments on an ongoing basis. EPCM, on behalf of the Accounts, reserves the right to increase or decrease the Accounts' ownership of the Preferred Shares over time.
Item 5.	Interest in Securities of the Issuer
(a)	The Reporting Person may be deemed to beneficially own an aggregate of 1,671,158 Preferred Shares, which represents approximately 19.99% of all of the Issuer's outstanding preferred shares. The number of Preferred Shares which may be deemed to be beneficially owned by the Disclosed Parties are as follows: Shares Deemed to be Beneficially Nature of Ownership Percentage of Class Owned By: Eagle Point Credit Management Sole Voting and Sole Dispositive 19.99% LLC: 1,671,158 Power (1) Thomas Philip Majewski: Shared Voting and Shared 20.05% 1,676,358 Dispositive Power (2) EP Holdings (3): - - - EP Holdings GP (3): - - - EP Holdings Board members (3): - - - EP-II LLC (3): - - - (1) Pursuant to an investment management agreement between EPCM and each Account, EPCM has discretionary investment authority and voting power with respect to the Preferred Shares held by the Accounts. Thus, EPCM could be deemed to have the sole power to vote and dispose or direct the disposition of such Preferred Shares. (2) As managing partner and portfolio manager for EPCM, Mr. Majewski has the ability to exercise investment discretion over the Accounts. Thus, he could be deemed to share the power to vote and dispose or direct the disposition of the Preferred Shares held by the Accounts. (3) EP Holdings is a holding company for EPCM. While EP Holdings, EP Holdings GP, each of the EP Holdings Board members, and EP-II LLC could be deemed to share beneficial ownership of the securities held by the Accounts and beneficially owned by EPCM, each of the foregoing fully disclaim beneficial ownership of such securities.
(b)	1,671,158
(c)	During the past sixty days, the Accounts engaged in the following secondary transactions: Date Security Acquisition/Sale Number of Price per Preferred Preferred Shares Share 3/13/2026 6.25% Series 2027 Term Preferred Shares Sale 485 24.90 3/13/2026 8.25% Series 2031 Term Preferred Shares Purchase 435,000 24.57 3/16/2026 6.25% Series 2027 Term Preferred Shares Sale 5,451 24.87 3/18/2026 8.25% Series 2031 Term Preferred Shares Purchase 56,000 24.59 3/23/2026 8.25% Series 2031 Term Preferred Shares Purchase 8,857 24.50 3/24/2026 8.25% Series 2031 Term Preferred Shares Purchase 18,900 24.50 3/25/2026 8.25% Series 2031 Term Preferred Shares Purchase 1,000 24.55 3/26/2026 8.25% Series 2031 Term Preferred Shares Purchase 5,000 24.57 3/27/2026 8.25% Series 2031 Term Preferred Shares Purchase 13,295 24.54 3/30/2026 8.25% Series 2031 Term Preferred Shares Purchase 1,500 24.52 3/31/2026 8.25% Series 2031 Term Preferred Shares Purchase 9,200 24.54 4/1/2026 6.25% Series 2027 Term Preferred Shares Sale 9,915 24.88 4/1/2026 8.25% Series 2031 Term Preferred Shares Purchase 9,800 24.64 4/2/2026 6.25% Series 2027 Term Preferred Shares Sale 15,760 24.87 4/2/2026 8.25% Series 2031 Term Preferred Shares Purchase 2,600 24.65 4/6/2026 8.25% Series 2031 Term Preferred Shares Purchase 5,000 24.70 4/15/2026 6.00% Series 2029 Term Preferred Shares Sale 1,090 23.80 4/16/2026 8.25% Series 2031 Term Preferred Shares Purchase 100 24.65 4/16/2026 8.25% Series 2031 Term Preferred Shares Sale 265 24.80 4/20/2026 8.25% Series 2031 Term Preferred Shares Sale 10,987 24.87 4/21/2026 8.25% Series 2031 Term Preferred Shares Sale 10,100 24.90 4/22/2026 8.25% Series 2031 Term Preferred Shares Sale 1,511 24.90 4/23/2026 8.25% Series 2031 Term Preferred Shares Sale 1,203 24.94 4/24/2026 8.25% Series 2031 Term Preferred Shares Sale 500 24.95 4/27/2026 8.25% Series 2031 Term Preferred Shares Sale 5,978 24.97 4/28/2026 8.25% Series 2031 Term Preferred Shares Sale 3,039 25.02 4/29/2026 8.25% Series 2031 Term Preferred Shares Sale 5,200 25.07 4/30/2026 8.25% Series 2031 Term Preferred Shares Sale 1,854 25.09 5/1/2026 6.25% Series 2027 Term Preferred Shares Redemption 81,761 25.00 5/1/2026 8.25% Series 2031 Term Preferred Shares Sale 4,890 25.15 5/5/2026 8.25% Series 2031 Term Preferred Shares Sale 3,798 25.25 5/5/2026 7.125% Series 2029 Term Preferred Shares Sale 6 24.90 5/6/2026 7.125% Series 2029 Term Preferred Shares Sale 1,356 24.90 5/6/2026 8.25% Series 2031 Term Preferred Shares Sale 834 25.25 5/7/2026 7.125% Series 2029 Term Preferred Shares Sale 258 24.95 5/7/2026 8.25% Series 2031 Term Preferred Shares Sale 2,057 25.28 5/8/2026 7.125% Series 2029 Term Preferred Shares Sale 34 24.95 5/8/2026 8.25% Series 2031 Term Preferred Shares Sale 4,334 25.30
(d)	Not applicable
(e)	Not applicable
Item 6.	Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
	The relationships between the Disclosing Parties are described in response to Item 2.
Item 7.	Material to be Filed as Exhibits.
	Exhibit A Joint Filing Agreement We, the undersigned, hereby express our agreement that the attached Schedule 13D is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This agreement may be terminated with respect to the obligations to jointly file future amendments to such statement on Schedule 13G as to any of the undersigned upon such person giving written notice thereof to each of the other persons signatory hereto, at the principal office thereof. Dated: May 8, 2026 EAGLE POINT CREDIT MANAGEMENT LLC By: /s/ Courtney Fandrick Name: Courtney Fandrick Title: Chief Compliance Officer THOMAS PHILIP MAJEWSKI By: /s/ Thomas P. Majewski Name: Thomas P. Majewski All other materials which may be required to be filed as exhibits have been incorporated by reference herein.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Eagle Point Credit Management LLC

Signature:	/s/ Courtney Fandrick
Name/Title:	Courtney Fandrick, Chief Compliance Officer
Date:	05/08/2026

Thomas Philip Majewski

Signature:	/s/ Thomas P. Majewski
Name/Title:	Thomas P. Majewski
Date:	05/08/2026