Oxford Square holders back two directors, EY
Oxford Square Capital Corp. (OXSQ) reports that its Annual Meeting of Stockholders was held on August 20, 2026, with a quorum present.
Sentiment and the balance of points
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Form Type
8-K
Rhea-AI Filing Summary
Oxford Square Capital Corp. (OXSQ) reports that its Annual Meeting of Stockholders was held on August 20, 2026, with a quorum present. A total of 105,058,242 shares of common stock were entitled to vote as of the June 30, 2026 record date.
Stockholders elected Steven P. Novak and Charles M. Royce as directors for three-year terms expiring at the 2029 annual meeting. Stockholders also ratified the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026.
8-K Event Classification
Item 5.07 — Submission of Matters to a Vote of Security Holders
1 item
Item 5.07
Submission of Matters to a Vote of Security Holders
Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Key Figures
Shares entitled to vote: 105,058,242 shares
Votes for Steven P. Novak: 18,199,599.897
Votes withheld for Steven P. Novak: 4,309,258.340
+5 more
8 metrics
Shares entitled to vote
105,058,242 shares
Common stock entitled to vote at the Annual Meeting
Votes for Steven P. Novak
18,199,599.897
For votes in director election Proposal 1
Votes withheld for Steven P. Novak
4,309,258.340
Withheld votes in director election Proposal 1
Votes for Charles M. Royce
18,328,411.687
For votes in director election Proposal 1
Votes withheld for Charles M. Royce
4,180,446.550
Withheld votes in director election Proposal 1
Auditor ratification For votes
52,434,697.847
For votes on Proposal 2, Ernst & Young LLP ratification
Auditor ratification Against votes
2,410,530.970
Against votes on Proposal 2, Ernst & Young LLP ratification
Auditor ratification Abstain votes
1,156,712.420
Abstain votes on Proposal 2, Ernst & Young LLP ratification
Key Terms
Broker Non-Votes, independent registered public accounting firm, quorum, record date
4 terms
Broker Non-Votes financial
"Name | For | Withheld | Broker Non-Votes"
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
independent registered public accounting firm financial
"appointment of Ernst & Young LLP to serve as the Company’s independent registered public accounting firm"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
quorum regulatory
"A quorum of the stockholders was present at the Meeting."
A quorum is the minimum number of members needed to officially hold a meeting or make decisions. It ensures that decisions are made with enough participation to represent the group’s interests, much like a majority must be present for a vote to be valid. For investors, understanding quorum is important because it affects when and how important company or organization decisions can be legally made.
record date regulatory
"fixed the close of business on June 30, 2026 as the record date"
The record date is the specific day when a company determines which shareholders are eligible to receive a dividend or participate in an upcoming vote. It’s like a cutoff date; if you own the stock on that day, you get the benefits or voting rights. This date matters because it decides who qualifies for certain company benefits.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Oxford Square Capital Corp. (OXSQ) announce regarding its 2026 Annual Meeting?
Oxford Square Capital Corp. held its 2026 Annual Meeting on August 20, 2026. Stockholders elected two directors, Steven P. Novak and Charles M. Royce, for three-year terms and ratified Ernst & Young LLP as the independent registered public accounting firm for 2026.
Were the director nominees elected at the Oxford Square Capital Corp. (OXSQ) 2026 meeting?
Yes. Stockholders elected Steven P. Novak and Charles M. Royce as directors for three-year terms expiring at the 2029 Annual Meeting, based on the final voting results reported by the inspector of elections.
What were the vote totals for the Ernst & Young LLP auditor ratification for OXSQ?
For the ratification of Ernst & Young LLP as independent registered public accounting firm for 2026, votes were 52,434,697.847 For, 2,410,530.970 Against, and 1,156,712.420 Abstain, with no broker non-votes reported for this proposal.
What is the term length for the newly elected Oxford Square Capital Corp. (OXSQ) directors?
The two elected directors, Steven P. Novak and Charles M. Royce, will each serve a three-year term scheduled to expire at the 2029 Annual Meeting of Stockholders.
AI-generated analysis. How Rhea-AI works. Not financial advice.
