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[25-NSE] Oxford Square Capital Corp. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
25-NSE
Rhea-AI Filing Summary

Nasdaq Stock Market LLC filed a Form 25 notifying the SEC of the removal of Oxford Square Capital Corp. (ticker OXSQZ, Commission File No. 000-50398) from Nasdaq listing and/or registration under the Securities Exchange Act of 1934. The filing references compliance with the withdrawal provisions of 17 CFR 240.12d2-2 and indicates the withdrawal is being processed under the Exchange’s and issuer’s rules. The notice is procedural and does not include financial results, transaction details, or dates for the effective removal.

Positive
  • Issuer and Exchange compliance noted under 17 CFR 240.12d2-2
  • Formal notification filed via Form 25, fulfilling procedural requirements
Negative
  • Removal from Nasdaq listing/registration for Oxford Square Capital Corp. (OXSQZ)
  • Filing contains no effective date or post-withdrawal trading details, creating short-term uncertainty for holders

Insights

Nasdaq filed a voluntary withdrawal for Oxford Square (OXSQZ).

The filing is a formal notification that Oxford Square Capital Corp. will be removed from Nasdaq listing/registration via Form 25, citing compliance with 17 CFR 240.12d2-2. The document is procedural and does not disclose effective dates, reasons, or post-withdrawal arrangements.

This matters because a Form 25 starts the regulatory process to delist a class of securities; investors should note the filing itself does not state timing or where the shares may trade after removal.

UNITED STATES
OMB APPROVAL
OMB Number: 3235-0080
Expires: March 31, 2018
Estimated average burden
hours per response: 1.7
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 000-50398
Issuer: Oxford Square Capital Corp.
Exchange: Nasdaq Stock Market LLC
(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)
Address: 8 Sound Shore Drive, Suite 255
Greenwich CONNECTICUT 06830
Telephone number: +1 203 983-5275
(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)
6.25% Notes due 2026
(Description of class of securities)
Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:
17 CFR 240.12d2-2(a)(1)
17 CFR 240.12d2-2(a)(2)
17 CFR 240.12d2-2(a)(3)
17 CFR 240.12d2-2(a)(4)
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. 1
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
2025-09-18 By Tara Petta AVP
Date Name Title
1 Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Oxford Square Capital Corp. (OXSQZ) file with the SEC?

Nasdaq submitted a Form 25 notifying the SEC of the removal/withdrawal of Oxford Square Capital Corp. (Commission File No. 000-50398) from Nasdaq listing/registration.

Does the Form 25 state why OXSQZ is being removed?

No. The filing references compliance with 17 CFR 240.12d2-2 and withdrawal procedures but does not provide a reason for the removal.

Does the filing give an effective date for the delisting?

No. The submitted Form 25 does not disclose any effective date or timetable for when the listing will be removed.

Will OXSQZ continue to be registered under the Exchange Act after this filing?

The filing notifies the SEC of the Exchange’s intent to remove the class from listing/registration; it does not state whether registration will continue or be withdrawn at a later effective date.

What regulatory provision does the Exchange cite in the Form 25?

The Exchange cites 17 CFR 240.12d2-2 and compliance with the rules governing voluntary withdrawal and delisting notifications.
Oxford Square Capital Corp

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