STOCK TITAN

Pacific Biosciences (PACB) shareholders approve 16M-share equity plan increase and 2026 auditor

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Pacific Biosciences of California, Inc. reported results of its annual stockholder meeting and approval of an equity plan change. Stockholders approved an amendment to the 2020 Equity Incentive Plan, adding 16,000,000 shares of common stock reserved for future equity awards, following prior Board approval.

At the June 3, 2026 meeting, holders of 203,009,375 shares, about 65% of the 310,487,099 shares outstanding as of April 6, 2026, were represented. Stockholders elected Class III directors, ratified Ernst & Young LLP as auditor for 2026, approved named executive officer compensation on an advisory basis, and confirmed the equity plan amendment.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Additional equity plan shares 16,000,000 shares Increase in shares reserved under 2020 Equity Incentive Plan
Shares outstanding 310,487,099 shares Common stock outstanding as of April 6, 2026 record date
Shares represented at meeting 203,009,375 shares Shares present or by proxy at June 3, 2026 annual meeting
Meeting turnout 65% Approximate percentage of shares entitled to vote represented
Say-on-pay for votes 114,050,930 votes Votes in favor of named executive officer compensation
Auditor ratification for votes 198,046,666 votes Votes in favor of Ernst & Young LLP as 2026 auditor
Equity plan amendment for votes 114,865,820 votes Votes in favor of 2020 Equity Incentive Plan amendment
2020 Equity Incentive Plan financial
"approved an amendment to the Company’s 2020 Equity Incentive Plan (the “2020 Plan”)"
independent registered public accounting firm financial
"ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
non-binding advisory basis financial
"The stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers."
A non-binding advisory basis is guidance or a recommendation offered for informational purposes that does not create legal obligations or guarantees; recipients can accept, modify, or ignore it without contractual consequences. Investors should treat it like a weather forecast for planning—useful for forming expectations and assessing risk, but not a firm promise—so they should verify assumptions, seek confirming information, and avoid relying on it as the sole basis for investment decisions.
broker non-votes financial
"For 114,050,930 | Against 21,239,989 | Abstain 1,940,145 | Broker Non-Votes 65,778,311"
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
record date financial
"shares of the Company’s common stock outstanding as of 5:00 p.m. (Pacific time) on April 6, 2026, the record date for the Annual Meeting"
The record date is the specific day when a company determines which shareholders are eligible to receive a dividend or participate in an upcoming vote. It’s like a cutoff date; if you own the stock on that day, you get the benefits or voting rights. This date matters because it decides who qualifies for certain company benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Pacific Biosciences (PACB) stockholders approve at the 2026 annual meeting?

Stockholders approved several items, including an amendment to the 2020 Equity Incentive Plan adding 16,000,000 reserved shares. They also elected Class III directors, ratified Ernst & Young LLP as auditor for 2026, and approved executive compensation on a non-binding advisory basis.

How many additional shares did PACB add to its 2020 Equity Incentive Plan?

Pacific Biosciences added 16,000,000 shares of common stock to the 2020 Equity Incentive Plan. These shares are reserved for future equity awards to eligible participants under the plan, following approval by the Board and stockholders at the June 3, 2026 annual meeting.

What was the shareholder turnout for Pacific Biosciences (PACB) 2026 annual meeting?

At the June 3, 2026 annual meeting, 203,009,375 shares were represented. This represented approximately 65% of the 310,487,099 PACB common shares outstanding as of April 6, 2026, the record date for the meeting.

Did PACB stockholders approve executive compensation in 2026?

Yes. Stockholders approved, on a non-binding advisory basis, the compensation of Pacific Biosciences’ named executive officers. The advisory vote received 114,050,930 votes for, 21,239,989 against, and 1,940,145 abstentions, with 65,778,311 broker non-votes recorded.

Which auditor did Pacific Biosciences (PACB) stockholders ratify for fiscal 2026?

Stockholders ratified Ernst & Young LLP as Pacific Biosciences’ independent registered public accounting firm for the fiscal year ending December 31, 2026. The ratification received 198,046,666 votes for, 3,990,483 against, and 972,226 abstentions, with no broker non-votes.

Were PACB’s Class III directors re-elected at the 2026 annual meeting?

Yes. All nominated Class III directors were elected to serve until the 2027 annual meeting. Each nominee, including William Ericson, Kathy Ordoñez, Christopher M. Smith, Chris Gibson, Christian O. Henry, and John F. Milligan, Ph.D., received more votes for than against.
0001299130false00012991302026-06-032026-06-03

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
June 3, 2026
Pacific Biosciences of California, Inc.
(Exact name of registrant as specified in its charter)
Delaware001-3489916-1590339
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
1305 O’Brien Drive
Menlo Park, California 94025
(Address of principal executive offices) (Zip Code)
(650) 521-8000
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, par value $0.001 per sharePACBThe NASDAQ Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o



ITEM 5.02.    DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
On April 21, 2026, the board of directors (the "Board") of Pacific Biosciences of California, Inc. (the “Company”), at the recommendation of the compensation committee of the Board, approved an amendment (the “Amendment”) to the Company’s 2020 Equity Incentive Plan (the “2020 Plan”), subject to stockholder approval, to reserve an additional 16,000,000 shares of the Company’s common stock (the “Additional Shares”) for issuance pursuant to the 2020 Plan. As described below under Item 5.07, the stockholders of the Company approved the Amendment at the annual meeting of stockholders held virtually on June 3, 2026 (the “Annual Meeting”).
A more complete description of the material terms of the Amendment and 2020 Plan can be found in “Proposal 4: Approval of Amendment to the 2020 Equity Incentive Plan” in the Company’s definitive proxy statement originally filed with the Securities and Exchange Commission (“SEC”) on April 23, 2026 (as supplemented, the “Proxy Statement”), which description is incorporated by reference herein. The foregoing descriptions and the descriptions incorporated by reference from the Proxy Statement are qualified by reference to the full text of the 2020 Plan, as amended, a copy of which is filed as Exhibit 10.1 to this report and incorporated by reference herein.
ITEM 5.07.    SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
The Company held the Annual Meeting on June 3, 2026. Of the 310,487,099 shares of the Company’s common stock outstanding as of 5:00 p.m. (Pacific time) on April 6, 2026, the record date for the Annual Meeting, 203,009,375 shares were represented at the Annual Meeting, either by virtual attendance or by proxy, constituting approximately 65% of shares of common stock entitled to vote at the Annual Meeting. The four matters voted on at the Annual Meeting and the voting results with respect to each such matter are set forth below:
Proposal 1: Election of Four Class III Directors
Name of DirectorForAgainstAbstainBroker Non-Votes
William Ericson128,010,3238,109,6011,111,14065,778,311
Kathy Ordoñez130,522,4005,673,8161,034,84865,778,311
Christopher M. Smith131,731,2354,069,3371,430,49265,778,311
Chris Gibson, Ph.D.131,899,7504,107,2701,224,04465,778,311
Christian O. Henry129,999,9185,924,1151,307,03165,778,311
John F. Milligan, Ph.D.130,471,6355,650,9061,108,52365,778,311
Each director nominee was duly elected to serve until the 2027 annual meeting of stockholders and until his or her successor is duly elected and qualified, subject to his or her earlier resignation or removal.
Proposal 2: Ratification of the Appointment of Independent Registered Public Accounting Firm
ForAgainstAbstainBroker Non-Votes
198,046,6663,990,483972,226
The stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.
Proposal 3: Advisory Vote on Approval of Named Executive Officer Compensation
ForAgainstAbstainBroker Non-Votes
114,050,93021,239,9891,940,14565,778,311
The stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers.
Proposal 4: Approval of Amendment to the 2020 Equity Incentive Plan



ForAgainstAbstainBroker Non-Votes
114,865,82020,469,1321,896,11265,778,311
The stockholders approved the amendment to the 2020 Plan to increase the number of shares of the Company’s common stock reserved thereunder.
ITEM 9.01.    FINANCIAL STATEMENTS AND EXHIBITS.
(d)Exhibits.
Exhibit No.Description
10.1+*
Pacific Biosciences of California, Inc. 2020 Equity Incentive Plan, as amended
104Cover Page Interactive Data File (embedded within the Inline XBRL document)
+ Indicates management contract or compensatory plan.
* Filed herewith.



SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Pacific Biosciences of California, Inc.
By:/s/ Brett Atkins
Brett Atkins
General Counsel
Date: June 4, 2026

Filing Exhibits & Attachments

4 documents