Proficient Auto (PAL) director receives 9,481 restricted stock units

Rhea-AI Filing Summary

Proficient Auto Logistics director Steven F. Lux received a grant of 9,481 restricted stock units. The award vests on the date of the company’s 2026 annual meeting of stockholders and will convert into 9,481 shares of common stock on a one-for-one basis if vesting conditions are met.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lux Steven F

(Last) (First) (Middle)

12276 SAN JOSE BLVD.

SUITE 426

(Street)

JACKSONVILLE FLORIDA 32223

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Proficient Auto Logistics, Inc [ PAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/15/2025		A		9,481		(1)	(1)	Common Stock	9,481	$0.00	9,481	D

Explanation of Responses:

1. Represents restricted stock units that vest on the date of the Issuer's 2026 annual meeting of stockholders. These restricted stock units convert into common stock on a one-for-one basis.

	/s/ Bradley J. Wright, as attorney-in-fact	03/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Proficient Auto Logistics (PAL) report for Steven F. Lux?

Proficient Auto Logistics reported that director Steven F. Lux received a grant of 9,481 restricted stock units. These RSUs are a form of equity compensation that will convert into common stock if the vesting conditions tied to the 2026 annual meeting are satisfied.

How many restricted stock units did Steven F. Lux receive from Proficient Auto Logistics (PAL)?

Steven F. Lux received 9,481 restricted stock units from Proficient Auto Logistics. Each unit represents the right to receive one share of common stock, subject to vesting on the date of the company’s 2026 annual meeting of stockholders.

When do Steven F. Lux’s Proficient Auto Logistics (PAL) RSUs vest?

The 9,481 restricted stock units granted to Steven F. Lux vest on the date of Proficient Auto Logistics’ 2026 annual meeting of stockholders. Vesting must occur before the RSUs convert into shares of common stock on a one-for-one basis.

What will Steven F. Lux receive when his Proficient Auto Logistics (PAL) RSUs vest?

Upon vesting at the 2026 annual meeting, Steven F. Lux’s 9,481 restricted stock units will convert into 9,481 shares of Proficient Auto Logistics common stock. The conversion is on a one-for-one basis according to the grant’s terms described in the filing footnote.

Was Steven F. Lux’s Form 4 transaction in Proficient Auto Logistics (PAL) a purchase or a grant?

The Form 4 shows a grant or award acquisition, not an open-market purchase. Steven F. Lux received 9,481 restricted stock units as equity compensation, with no cash price per share and vesting tied to the 2026 annual stockholders’ meeting.