Private Bancorp EVP listed as insider, no holdings

Private Bancorp of America, Inc. (PBAM) received an initial Form 3 filing from officer Frazier Andra R., who serves as EVP and CCO.

Rhea-AI Filing Summary

Private Bancorp of America, Inc. (PBAM) received an initial Form 3 filing from officer Frazier Andra R., who serves as EVP and CCO. The filing reports their status as an executive officer but does not list any equity transactions or current holdings in PBAM common stock. A Power of Attorney is referenced for filing authority.

Key Terms

Form 3, beneficial ownership, Power of Attorney, reporting person

4 terms

Form 3 regulatory

"received an initial Form 3 filing from officer"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership regulatory

"functions as an initial statement of beneficial ownership status"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Power of Attorney regulatory

"remarks section references “Exhibit 24 - Power of Attorney”"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

reporting person regulatory

"confirms their status as a reporting person under SEC"

FAQ

What does the Form 3 filed for PBAM by Frazier Andra R. report?

It reports that Frazier Andra R. is an officer of Private Bancorp of America, Inc. (PBAM), serving as EVP and CCO. The Form 3 does not list any equity transactions or specific holdings of PBAM securities.

Does the PBAM Form 3 for Frazier Andra R. show any stock transactions?

No. The Form 3 for Frazier Andra R. contains no reported transactions. It functions as an initial statement of beneficial ownership status without recording any purchases, sales, or derivative exercises.

What insider role is disclosed for Frazier Andra R. at PBAM?

The filing identifies Frazier Andra R. as an officer of Private Bancorp of America, Inc., with the title EVP and CCO. This confirms their status as a reporting person under SEC insider ownership rules.

Are any PBAM share holdings disclosed for Frazier Andra R. on this Form 3?

No specific share holdings are disclosed. The insider filing data shows zero transactions and no holding entries, so it does not quantify any PBAM securities owned by Frazier Andra R.

What additional document is mentioned in the PBAM Form 3 for Frazier Andra R.?

The remarks section references “Exhibit 24 - Power of Attorney”, indicating that a Power of Attorney has been provided to authorize the signing and submission of SEC ownership reports on behalf of Frazier Andra R.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/26/2026 - 06:38 PM Accepted by SEC EDGAR 08/26/2026 - 06:37 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Frazier Andra R.

(Last) (First) (Middle)

9404 GENESEE AVE.

SUITE 100

(Street)

LA JOLLA CALIFORNIA 92037

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/17/2026

3. Issuer Name and Ticker or Trading Symbol
Private Bancorp of America, Inc. [ PBAM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and CCO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Andra R. Frazier	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)