STOCK TITAN

Vanguard disaggregates holdings; Puma Biotechnology (PBYI) shows 0 shares reported

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Puma Biotechnology Inc Schedule 13G/A shows The Vanguard Group reports 0 shares beneficially owned of Common Stock, representing 0% of the class.

The filing states Vanguard completed an internal realignment on January 12, 2026, after which certain subsidiaries report ownership separately in reliance on SEC Release No. 34-39538. The report is signed by Ashley Grim, Head of Global Fund Administration.

Positive

  • None.

Negative

  • None.

Insights

Vanguard disaggregated holdings to subsidiaries; reported zero beneficial ownership for PBYI.

The filing states 0 shares and 0% beneficial ownership as reported by The Vanguard Group following an internal realignment on January 12, 2026. This reflects a reporting change rather than a disclosed market trade.

Subsequent filings from the named subsidiaries may show separate positions; timing and amounts for any such reports are not included here.

Filing cites SEC Release No. 34-39538 to justify disaggregation of holdings.

The Schedule 13G/A explicitly references SEC Release No. 34-39538 (January 12, 1998) and states certain subsidiaries will report beneficial ownership separately from The Vanguard Group. The statement follows the cited release's disaggregation allowance.

Signatory is Ashley Grim with a signature date of 03/27/2026; no proceeds, transactions, or subsidiary amounts are disclosed here.






74587V107

(CUSIP Number)
03/13/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: On January 12, 2026, The Vanguard Group, Inc. went through an internal realignment. In accordance with SEC Release No. 34-39538 (January 12, 1998), certain subsidiaries or business divisions of subsidiaries of The Vanguard Group, Inc., that formerly had, or were deemed to have, beneficial ownership with The Vanguard Group, Inc., will report beneficial ownership separately (on a disaggregated basis) from The Vanguard Group, Inc. in reliance on such release. These subsidiaries and/or business divisions pursue the same investment strategies as previously pursued by The Vanguard Group, Inc. prior to the realignment. Further in accordance with SEC Release No. 34-39538 (January 12, 1998), The Vanguard Group, Inc. no longer has, or is deemed to have, beneficial ownership over securities beneficially owned by such subsidiaries and/or business divisions.


SCHEDULE 13G



The Vanguard Group
Signature:Ashley Grim
Name/Title:Head of Global Fund Administration
Date:03/27/2026

FAQ

What does Puma Biotechnology (PBYI) Schedule 13G/A filed by Vanguard report?

It reports 0 shares beneficially owned, equal to 0% of Common Stock. The filing states Vanguard completed an internal realignment on January 12, 2026, and certain subsidiaries will report ownership separately under SEC Release No. 34-39538.

Does the filing show Vanguard sold Puma Biotechnology (PBYI) shares?

No—this filing reports a change in reporting structure, not a disclosed sale. It explains an internal realignment and disaggregation under SEC Release No. 34-39538, with Vanguard reporting 0 shares post-realignment.

Who signed the Schedule 13G/A for Puma Biotechnology (PBYI) on behalf of Vanguard?

The filing is signed by Ashley Grim, identified as Head of Global Fund Administration, with a signature date of 03/27/2026. The signature affirms the reporting statements in this amendment.

When did The Vanguard Group's internal realignment mentioned in the filing occur?

The filing states the internal realignment occurred on January 12, 2026. It cites SEC Release No. 34-39538 as the basis for reporting certain subsidiaries separately after that date.

Will other Vanguard entities report Puma Biotechnology (PBYI) holdings separately after this filing?

Possibly; the amendment says certain Vanguard subsidiaries or business divisions will report beneficial ownership separately. Specific subsidiary holdings or amounts are not disclosed in this excerpt.