Welcome to our dedicated page for High Income Securities SEC filings (Ticker: PCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
High Income Securities Fund (PCF) files more than price charts—its disclosures unpack the mechanics behind a closed-end fund that turns convertible bonds into steady distributions. Whether you are tracking discount-to-NAV trends or confirming dividend coverage, every SEC document offers clues investors can’t afford to miss.
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AI-powered summaries digest the fund’s N-CSR, 10-K, and 10-Q equivalents, turning 200 pages of accounting detail into a one-page brief. Ask a natural question—“understanding High Income Securities Fund SEC documents with AI” or “How is the quarterly distribution covered?”—and get an answer instantly. You’ll also find:
- High Income Securities Fund quarterly earnings report 10-Q filing highlights: income ratio, portfolio turnover, sector shifts.
- High Income Securities Fund annual report 10-K simplified: NAV drivers, risk factors, convertible allocation trends.
- High Income Securities Fund proxy statement executive compensation: board fees, incentive metrics.
- High Income Securities Fund 8-K material events explained: rights offerings, dividend announcements.
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LPL Financial LLC filed an amended ownership report on High Income Securities Fund common stock. LPL reports beneficial ownership of 1,341,910 shares, representing 7.2% of the class, based on 18,716,450 shares outstanding as of October 20, 2025. LPL has shared dispositive power over these shares but no sole voting or dispositive power.
The shares are held in client accounts where LPL acts as investment adviser and an independent contractor of LPL has discretionary authority over dispositions. The clients have the right to receive dividends and sale proceeds, and no individual client is known to hold more than five percent of the fund’s common stock. LPL certifies the holdings are in the ordinary course of business and not for the purpose of influencing control of the fund.
High Income Securities Fund director reports open-market share purchases. The Form 4 shows that a reporting person serving as a director of HIGH INCOME SECURITIES FUND bought common stock on three consecutive days in December. On 12/16/2025, the director purchased 2,487 shares at a price of $6.04 per share. On 12/17/2025, an additional 800 shares were purchased at $6.03 per share. On 12/18/2025, the director purchased 2,500 shares at $5.99 per share. After these transactions, the director beneficially owned 5,934 common shares, held directly. The filing is signed by /s/ Stephanie Darling as Power of Attorney for Phillip Goldstein.
High Income Securities Fund (PCF) will hold its annual shareholder meeting on December 15, 2025 at 11:30 a.m. ET at U.S. Bank Global Fund Services in Milwaukee. Shareholders will vote on electing six trustees to serve until the next annual meeting. The Board unanimously recommends voting FOR all nominees.
The record date is October 20, 2025, with 18,716,450 shares outstanding as of that date. A quorum requires the presence of holders of at least 30% of shares. Trustees are elected by a plurality of votes cast. If a signed proxy is returned without instructions, shares will be voted FOR Proposal 1 and on other business at the proxies’ discretion. Management and trustees, as a group, beneficially owned less than 1% as of the record date. Based on public filings, Thomas J. Herzfeld Advisors Inc. and LPL Financial LLC each held more than 5%.
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