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PIMCO California Municipal Income Fund (NYSE: PCQ) insider reports no holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PIMCO California Municipal Income Fund (PCQ) insider Stephen Koon Bong Chang filed an initial ownership report. The filing states that no securities of the fund are beneficially owned. Chang is a member of Pacific Investment Management Company LLC’s (PIMCO) Executive Committee, and PIMCO serves as the fund’s investment adviser.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Chang Stephen Koon Bong

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026
3. Issuer Name and Ticker or Trading Symbol
PIMCO CALIFORNIA MUNICIPAL INCOME FUND [ PCQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Stephen Koon Bong Chang 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filed for PIMCO California Municipal Income Fund (PCQ) report?

The Form 3 reports initial insider ownership for PIMCO California Municipal Income Fund. It states that no securities of the fund are beneficially owned, indicating no reportable holdings at the time of the event on 01/22/2026.

Who is the reporting person in the PCQ Form 3 filing?

The reporting person is Stephen Koon Bong Chang. He is identified as a member of Pacific Investment Management Company LLC’s Executive Committee, with his relationship to the issuer marked as “Other” and further described in the remarks section.

Does Stephen Koon Bong Chang report owning any PCQ shares on this Form 3?

No. The filing explicitly states that no securities are beneficially owned. Table I and Table II list no non-derivative or derivative securities, confirming there are no reportable holdings in PIMCO California Municipal Income Fund as of the reported event date.

What is PIMCO’s role in relation to PIMCO California Municipal Income Fund (PCQ)?

Pacific Investment Management Company LLC (PIMCO) is identified as the investment adviser of PIMCO California Municipal Income Fund. The remarks section clarifies this advisory role while also noting that the reporting person serves on PIMCO’s Executive Committee.

What is the event date disclosed in the PCQ Form 3 filing?

The event date disclosed is 01/22/2026. This date represents when the circumstances requiring the Form 3 statement arose, such as the reporting person’s status in relation to PIMCO California Municipal Income Fund, with the filing documenting ownership status as of that date.

Is this PCQ Form 3 filed by a single reporting person or a group?

The Form 3 is filed by one reporting person. The filing indicates that it is a single-person filing rather than a joint or group submission, focusing solely on the ownership status of Stephen Koon Bong Chang regarding PIMCO California Municipal Income Fund.
PIMCO CA Municipal Income

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