Mohit Mittal files Form 3 for PIMCO California Muni Income (PCQ) with no holdings
Rhea-AI Filing Summary
Mohit Mittal filed an initial ownership report for PIMCO California Municipal Income Fund (PCQ) as of 01/22/2026. The filing states that no securities of the fund are beneficially owned. Mittal is a member of PIMCO's Executive Committee, and PIMCO serves as the fund's investment advisor.
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FAQ
What does the Mohit Mittal Form 3 filing for PCQ disclose?
The Form 3 for PCQ discloses that Mohit Mittal has no securities beneficially owned in the fund. It is an initial ownership report related to his role connected with PIMCO, the fund’s investment advisor.
What is Mohit Mittal’s relationship to PIMCO California Municipal Income Fund (PCQ)?
The filing notes that PIMCO is the investment advisor of PCQ and that Mohit Mittal is a member of PIMCO’s Executive Committee. His relationship is reported under “Other (See Remarks)” rather than as a director or officer of the fund.
Why was a Form 3 filed for Mohit Mittal in connection with PCQ?
Form 3 is an initial statement of beneficial ownership. For PCQ, it formally records Mohit Mittal’s status related to the fund while stating he beneficially owns no securities, satisfying Section 16 reporting requirements.
Are there any transactions reported in Mohit Mittal’s PCQ Form 3?
No transactions are reported in this Form 3 for PCQ. The filing only establishes that Mohit Mittal, associated with PIMCO’s Executive Committee, has no beneficial ownership in the fund’s securities as of the event date.
What additional documents are referenced in the Mohit Mittal PCQ Form 3?
The filing references an exhibit: Exhibit 24 - Power of Attorney. This indicates an attorney-in-fact, here Ryan Leshaw, is authorized to sign the ownership report on behalf of Mohit Mittal for PCQ.