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Mohit Mittal files Form 3 for PIMCO California Muni Income (PCQ) with no holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Mohit Mittal filed an initial ownership report for PIMCO California Municipal Income Fund (PCQ) as of 01/22/2026. The filing states that no securities of the fund are beneficially owned. Mittal is a member of PIMCO's Executive Committee, and PIMCO serves as the fund's investment advisor.

Positive

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Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
MITTAL MOHIT

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026
3. Issuer Name and Ticker or Trading Symbol
PIMCO CALIFORNIA MUNICIPAL INCOME FUND [ PCQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Mohit Mittal 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Mohit Mittal Form 3 filing for PCQ disclose?

The Form 3 for PCQ discloses that Mohit Mittal has no securities beneficially owned in the fund. It is an initial ownership report related to his role connected with PIMCO, the fund’s investment advisor.

Does Mohit Mittal own any PIMCO California Municipal Income Fund (PCQ) shares?

According to the filing, no securities are beneficially owned by Mohit Mittal in PCQ. This means he reports no direct or indirect ownership of the fund’s shares as of the stated event date.

What is Mohit Mittal’s relationship to PIMCO California Municipal Income Fund (PCQ)?

The filing notes that PIMCO is the investment advisor of PCQ and that Mohit Mittal is a member of PIMCO’s Executive Committee. His relationship is reported under “Other (See Remarks)” rather than as a director or officer of the fund.

Why was a Form 3 filed for Mohit Mittal in connection with PCQ?

Form 3 is an initial statement of beneficial ownership. For PCQ, it formally records Mohit Mittal’s status related to the fund while stating he beneficially owns no securities, satisfying Section 16 reporting requirements.

Are there any transactions reported in Mohit Mittal’s PCQ Form 3?

No transactions are reported in this Form 3 for PCQ. The filing only establishes that Mohit Mittal, associated with PIMCO’s Executive Committee, has no beneficial ownership in the fund’s securities as of the event date.

What additional documents are referenced in the Mohit Mittal PCQ Form 3?

The filing references an exhibit: Exhibit 24 - Power of Attorney. This indicates an attorney-in-fact, here Ryan Leshaw, is authorized to sign the ownership report on behalf of Mohit Mittal for PCQ.
PIMCO CA Municipal Income

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