PureCycle CFO reports initial insider holdings

PureCycle Technologies, Inc. Chief Financial Officer Donald Carpenter filed an initial Form 3 showing his existing equity stake in the company.

Rhea-AI Filing Summary

PureCycle Technologies, Inc. Chief Financial Officer Donald Carpenter filed an initial Form 3 showing his existing equity stake in the company. He directly holds 135,539 shares of Common Stock, plus four blocks of employee stock options covering 10,793, 10,718, 8,887, and 23,426 underlying common shares. These options have exercise prices of $5.72, $5.73, $10.58, and $8.58 per share and expire between 2033 and 2036. A footnote states that exercise of the nonqualified award is subject to vesting three years after the grant date, highlighting that some option value depends on continued service.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider Carpenter Donald

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Employee Stock Option (Right to Buy)	--	--	--
holding	Employee Stock Option (Right to Buy)	--	--	--
holding	Employee Stock Option (Right to Buy)	--	--	--
holding	Employee Stock Option (Right to Buy)	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Employee Stock Option (Right to Buy) — 53,824 contracts (Direct); Common Stock — 135,539 shares (Direct)

Footnotes (1)

1. F1. Exercise of the nonqualified award is subject to vesting three years following the date of grant.

Key Figures

Common Stock held: 135,539 shares Option block 1 underlying shares: 10,793 shares Option block 2 underlying shares: 10,718 shares +3 more

6 metrics

Common Stock held 135,539 shares Direct ownership as of reporting date

Option block 1 underlying shares 10,793 shares Employee Stock Option at $5.72 exercise price, expires 2033-03-22

Option block 2 underlying shares 10,718 shares Employee Stock Option at $5.73 exercise price, expires 2034-03-21

Option block 3 underlying shares 8,887 shares Employee Stock Option at $10.58 exercise price, expires 2035-02-20

Option block 4 underlying shares 23,426 shares Employee Stock Option at $8.58 exercise price, expires 2036-02-17

Nonqualified award vesting period 3 years Exercise subject to vesting three years after grant date

Key Terms

Employee Stock Option (Right to Buy), Common Stock, nonqualified award, vesting

4 terms

Employee Stock Option (Right to Buy) financial

"security_title: Employee Stock Option (Right to Buy)"

Common Stock financial

"underlying_security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

nonqualified award financial

"Exercise of the nonqualified award is subject to vesting three years"

vesting financial

"subject to vesting three years following the date of grant"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider holdings does PureCycle (PCT) CFO Donald Carpenter report on this Form 3?

Donald Carpenter reports direct ownership of 135,539 shares of Common Stock. In addition, he holds several employee stock options that, if vested and exercised, entitle him to acquire further PureCycle common shares at preset exercise prices.

What employee stock options does the PureCycle (PCT) CFO hold?

The CFO holds four employee stock option awards over 10,793, 10,718, 8,887, and 23,426 underlying shares. These options provide a right to buy PureCycle Common Stock at fixed exercise prices and have stated expiration dates from 2033 through 2036.

What are the exercise prices of the PureCycle (PCT) CFO’s stock options?

The reported employee stock options have exercise prices of $5.72, $5.73, $10.58, and $8.58 per share. These strike levels determine the cash cost per share if the CFO chooses to exercise the options in the future, subject to vesting.

When do the PureCycle (PCT) CFO’s stock options expire?

The options expire on March 22, 2033, March 21, 2034, February 20, 2035, and February 17, 2036. These long-dated expirations provide an extended time window in which the CFO may exercise, assuming the awards vest and remain in effect.

How does vesting affect the PureCycle (PCT) CFO’s nonqualified stock option award?

A footnote explains that exercise of the nonqualified award is subject to vesting three years after the grant date. This means the CFO must satisfy a three-year service period from grant before those option shares become exercisable, linking compensation to tenure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/31/2026 - 04:33 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Carpenter Donald

(Last) (First) (Middle)

20 N. ORANGE AVENUE

SUITE 106

(Street)

ORLANDO FLORIDA 32801

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2026

3. Issuer Name and Ticker or Trading Symbol
PureCycle Technologies, Inc. [ PCT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	135,539	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	03/22/2026(1)	03/22/2033	Common Stock	10,793	$5.72	D
Employee Stock Option (Right to Buy)	03/21/2027(1)	03/21/2034	Common Stock	10,718	$5.73	D
Employee Stock Option (Right to Buy)	02/20/2028(1)	02/20/2035	Common Stock	8,887	$10.58	D
Employee Stock Option (Right to Buy)	02/17/2029(1)	02/17/2036	Common Stock	23,426	$8.58	D

Explanation of Responses:

1. Exercise of the nonqualified award is subject to vesting three years following the date of grant.

	Brad S. Kalter as attorney-in-fact for Donald Carpenter	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)