STOCK TITAN

PureCycle counsel surrenders 2,830 shares for taxes

After the withholding, PureCycle's General Counsel, CCO & Scty. directly held 130,497 shares, while 170,000 shares were held through a revocable trust.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PureCycle Technologies, Inc. (symbol: PCT) is the issuer of record for a Form 4 filing submitted to the SEC. Kalter Brad reported disposition transactions in this Form 4 filing.

PureCycle Technologies, Inc. (PCT) General Counsel, CCO & Scty. Brad S. Kalter reported surrendering 2,830 common shares to cover tax liability associated with a grant vesting, at a reported price of $5.15 per share, on September 23, 2026. He directly held 130,497 shares after the transaction; 170,000 shares were held indirectly through the Brad S. Kalter and Julie F. Kalter Revocable Trust.

Positive

  • None.

Negative

  • None.
Insider Kalter Brad
Role General Counsel, CCO & Scty.
Type Security Shares Price Value
Tax Withholding Common Stock F1 2,830 $5.15 $15K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 130,497 shares (Direct); Common Stock — 170,000 shares (Indirect, Brad S. Kalter and Julie F. Kalter Revocable Trust)
Footnotes (1)
  1. F1. Represents shares surrendered by the Reporting Person to cover tax liability associated with the vesting of a grant to the Reporting Person pursuant to the PureCycle Technologies, Inc. 2021 Equity and Incentive Compensation Plan.
Common shares surrendered for tax liability 2,830 shares September 23, 2026
Reported price per share $5.15 per share September 23, 2026 transaction
Direct common shares following transaction 130,497 shares After the September 23, 2026 transaction
Common shares held indirectly through revocable trust 170,000 shares Reported September 23, 2026
tax liability financial
"to cover tax liability associated with the vesting"
vesting financial
"associated with the vesting of a grant"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Equity and Incentive Compensation Plan financial
"2021 Equity and Incentive Compensation Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many PCT shares did its general counsel surrender?

Brad S. Kalter surrendered 2,830 shares of PureCycle common stock to cover tax liability associated with grant vesting on September 23, 2026; the reported price was $5.15 per share.

Was the PCT share withholding reported under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported for the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kalter Brad

(Last)(First)(Middle)
20 N. ORANGE AVENUE
SUITE 106

(Street)
ORLANDO FLORIDA 32801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PureCycle Technologies, Inc. [ PCT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel, CCO & Scty.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/23/2026F2,830(1)D$5.15130,497D
Common Stock170,000IBrad S. Kalter and Julie F. Kalter Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares surrendered by the Reporting Person to cover tax liability associated with the vesting of a grant to the Reporting Person pursuant to the PureCycle Technologies, Inc. 2021 Equity and Incentive Compensation Plan.
Holly Dale as attorney-in-fact for Brad S. Kalter09/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading