STOCK TITAN

PureCycle (PCT) Officer Reports 2,830-Share Tax Surrender; Trust Holds 120,000 Shares

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

PureCycle Technologies insider reported a tax-related share surrender and existing indirect ownership via a family trust. Director and officer Brad S. Kalter disposed of 2,830 shares of Common Stock on 09/23/2025 at $13.90 per share to cover tax withholding related to the vesting of an equity grant. After the transaction, Mr. Kalter directly beneficially owns 156,849 shares. The filing also discloses an indirect holding of 120,000 shares held by the Brad S. Kalter and Julie F. Kalter Revocable Trust. The Form 4 was signed by an attorney-in-fact on 09/24/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR Insider surrendered shares to cover taxes on vested awards; maintains significant direct and indirect holdings.

The reported disposition of 2,830 shares appears solely to satisfy tax withholding obligations arising from the vesting of a compensation grant under the company equity plan. This is a routine, non-cash-for-value transaction that does not indicate a change in the officers investment stance. Post-transaction direct beneficial ownership remains at 156,849 shares and the filing discloses an additional 120,000 shares held indirectly through a revocable trust, which together represent the officers continued economic interest in the company. No derivative transactions or other dispositions are reported.

TL;DR Transaction is administrative and immaterial to company capital structure; investor impact is limited.

The 2,830-share surrender at $13.90 per share was executed to cover tax liabilities tied to equity vesting. Such surrender transactions are common following awards and typically do not reflect a deliberate sale for liquidity or informational value. The disclosure of 120,000 shares held by the revocable trust clarifies indirect ownership lines but does not change outstanding share count or signal material insider selling. Overall, the filing is informational and unlikely to move market perceptions.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kalter Brad

(Last) (First) (Middle)
20 N. ORANGE AVENUE
SUITE 106

(Street)
ORLANDO FL 32801

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PureCycle Technologies, Inc. [ PCT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel, CCO & Scty.
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/23/2025 F 2,830(1) D $13.9 156,849 D
Common Stock 120,000 I Brad S. Kalter and Julie F. Kalter Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares surrendered by the Reporting Person to cover tax liability associated with the vesting of a grant to the Reporting Person pursuant to the PureCycle Technologies, Inc. 2021 Equity and Incentive Compensation Plan.
Ashley True as attorney-in-fact for Brad S Kalter 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Brad S. Kalter report on the Form 4 for PureCycle Technologies (PCT)?

He reported the disposition of 2,830 shares on 09/23/2025 at a price of $13.90 per share to cover tax withholding from vested equity, and retained 156,849 shares directly.

Does the Form 4 show any indirect holdings for Brad S. Kalter?

Yes. The filing discloses 120,000 shares held indirectly by the Brad S. Kalter and Julie F. Kalter Revocable Trust.

Was the Form 4 transaction an open-market sale or a tax withholding surrender?

The filing states the shares were surrendered to cover tax liability associated with the vesting of a grant under the companys equity plan, not a typical open-market sale.

When was the Form 4 signed and filed?

The signature by an attorney-in-fact is dated 09/24/2025. The reported transaction date is 09/23/2025.
Purecycle Technologies Inc

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