PIMCO Dynamic Income Fund (PDI) President Eric Johnson files initial Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
PIMCO Dynamic Income Fund filed a Form 3 identifying Eric David Johnson, its President, as a reporting person under insider ownership rules. This initial statement in the provided data does not list any common stock transactions or derivative positions for Johnson.
Positive
- None.
Negative
- None.
Key Terms
Form 3, reporting person, ten percent owner
3 terms
Form 3 regulatory
"Initial Form 3 identifies Eric David Johnson as a reporting insider."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"Eric David Johnson is listed as a reporting person for the fund."
ten percent owner financial
"The filing indicates he is not a ten percent owner."
FAQ
What does the PIMCO Dynamic Income Fund (PDI) Form 3 for Eric David Johnson show?
The Form 3 identifies Eric David Johnson as President and a reporting insider of PIMCO Dynamic Income Fund. The provided data shows no reported common stock transactions or derivative positions for him in this initial statement.
Why is Eric David Johnson a reporting person for PIMCO Dynamic Income Fund (PDI)?
He is listed as a reporting person because he serves as President of PIMCO Dynamic Income Fund. Officers like presidents fall under insider reporting rules and must file initial Form 3 statements with the SEC.
Does the PDI Form 3 indicate Eric David Johnson is a 10% owner?
The Form 3 data indicates he is not a ten percent owner of PIMCO Dynamic Income Fund. He is classified as an officer, specifically President, rather than a large beneficial holder based on this filing.
Are there any derivative securities reported for Eric David Johnson in the PDI Form 3?
No derivative positions are listed for Eric David Johnson in the provided Form 3 data. The derivative summary is empty, and the transaction counts for derivative activity are all shown as zero in this filing.